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The following list contains the names of firms and false government authorities
about which FI or supervisory authorities in other countries would like to warn
the general public. The reason why a warning is published vary, mostly because
the firm does not has authorisation or is registered where the warning is issued.
Read the warnings by clicking on the links. Not all investments require authorisation
or approval from an authority.

This list is not a "final list" – new firms are added on a regular basis. FI recommends
that investors always check FI's Company register to ensure that a firm is authorised
to offer financial services and subject to supervision. For further information, please
contact the Consumer Affairs Division, +46 8 408 980 00.

More on FI:s alerts.

Warning List

Latest alerts

Company Source Date
SSW Market Making GmbH Financial Conduct Authority, United Kingdom 2016-11-28
Walters and Reed Securities and Exchange Commission, USA 2016-11-24
Oasis Mergers & Acquisitions Securities and Exchange Commission, USA 2016-11-24
First Escrow Trust Securities and Exchange Commission, USA 2016-11-24
Cohen & Partners Securities and Exchange Commission, USA 2016-11-24
Carlson and Clarke Securities and Exchange Commission, USA 2016-11-24
Brookdale Management Consultancy, Inc. Securities and Exchange Commission, USA 2016-11-24
Brentcliffe Limited Securities and Exchange Commission, USA 2016-11-24
Atlantis Capital Partners, Inc. Securities and Exchange Commission, USA 2016-11-24
Anderson Ford Financial Securities and Exchange Commission, USA 2016-11-24
Number of alerts (since 1997): 6 984 Up

A list of all investor alerts

Investor alerts - IOSCO:s international list

FINANSINSPEKTIONEN
The Swedish Financial Supervisory Authority
Tel +46 8 408 980 00

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