FFFS 2020:32

Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers

In force from 2020-12-29 , amending FFFS 2014:12


The regulatory amendments entail in part new or amended regulations regarding

  • disclosure of information
  • exemption for some undertakings from applying Article 413 of Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and investment firms and amending Regulation (EU) No 648/2012
  • which information a holding company must submit to Finansinspektionen in conjunction with applications for approval or exemption from the requirement on approval pursuant to the Special Supervision of Credit Institutions and Investment Firms Act (2014:968)
  • interventions and restrictions if the leverage ratio buffer requirement is not met.

The regulations enter into force on 28 June 2021 with regard to Chapter 1, sections 3 and 5, Chapter 6, section 1, and Chapter 8, sections 2 and 4–11, and otherwise on 29 December 2020. The provision in Chapter 9, sections 9–11 will be applied for the first time on 1 January 2023. Amendment 2020:32


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