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• PDMR transactions

  • Marknad
  • Rapportering

  Publicerad 2025-01-13 - Persons discharging managerial responsibilities, and closely associated persons, must report to Finansinspektionen changes in their holdings.

• Instructions: Transaction reporting in the PDMR transactions register

  Guidance – transaction categories

  Reset password

  Service announcements

  Guidelines for administrative fines for certain infringements of Article 19 of the EU’s Market Abuse Regulation
• Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

  • Marknad
  • Emir
  • Publicerat
  • Sanktioner

  Publicerad 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.

• FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag

  Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)

  The ruling by the Administrative Court (In Swedish) (2021-12-22)

  The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)

  The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
• Proposal to repeal regulations regarding MREL reporting

  • Bank
  • Marknad
  • Publicerat
  • Nyheter
  • Förslag nya FFFS

  Publicerad 2021-08-23 - FI proposes that the regulations (FFFS 2019:1) regarding periodic reporting of data on the minimum requirement for own funds and eligible liabilities (MREL)…

• Consultation memorandum (in Swedish)finansinspektionen@fi.se

  Proposal to repeal FFFS 2019:1 (in Swedish)

  Cover letter (in Swedish)
• Notification by foreign UCITS regarding marketing of units in the undertaking in Sweden

  • Marknad

  Publicerad 2025-03-06 - A foreign UCITS which is domiciled within the EEA and has such authorisation in its home state as set out in 2009/65/EC of the European Parliament and of the…

• Marketing rules, etc., in Sweden (in Swedish)

  Instruction for notifications in accordance with the requirements set out in Directive 2009/65/EC, Article 93, points 7 and 8
• Reinhold Europe shall pay penalty fee for the failure to publish financial information

  • Marknad
  • Publicerat
  • Sanktioner

  Publicerad 2014-05-13 - By a decision made on May 12th 2014, Finansinspektionen has decided that Reinhold Europe AB (formerly Reinhold Polska AB) shall pay a penalty fee of SEK 1 500…

• FI:s decision about penalty fee for Reinhold Europa (in Swedish)

  The Administrative Court rejection (in Swedish)

  The Administrative Court of Appeal rejection (in Swedish)

  The Supreme Administrative Court's decision (in Swedish)
• Consumer Protection Report 2022

  • Bank
  • Försäkring
  • Marknad
  • Konsumentskydd
  • Publicerat
  • Rapporter

  Publicerad 2022-04-28 - Unsound lending practices and commission from the sale of financial instruments are the highest prioritised risks in Finansinspektionen’s (FI) consumer…

• Consumer Protection Report 2021
• Government bond market – the need for regulation and supervision

  • Bank
  • Marknad
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  Publicerad 2007-07-12 - This report discusses Finansinspektionen’s view on the need for regulation andsupervision in the government bond market. FI’s level of ambition in…

• Government bond market – the need for regulation and supervision (report summary)

  Report in Swedish: Statsobligationsmarknaden – behovet av reglering och tillsyn (2007:14)
• How FI reviews money laundering risks in the financial sector in 2025

  • Bank
  • Försäkring
  • Marknad
  • Penningtvätt
  • Publicerat
  • Nyheter
  • Betalningar

  Publicerad 2025-03-10 - There is a high risk that the financial system is used by criminals to launder money and commit other crimes. In 2025, the Financial Supervisory Authority…

• Report on prioritized MLTF risks 2025

  FI's overall supervisory priorities (in Swedish)
• Start of regular publication of aggregate short positions

  • Marknad
  • Publicerat
  • Nyheter

  Publicerad 2022-06-09 - Starting today, Finansinspektionen will regularly publish the total of all short positions that must be reported to FI.

• Net short positions
• The market for overdue accounts and debt collection

  • Bank
  • Marknad
  • Publicerat
  • Rapporter

  Publicerad 2006-02-20 - Finansinspektionen and Datainspektionen (The Swedish Data Inspection Board) have joined forces to examine the market for the sale of overdue accounts.

• Report in Swedish: Handel med förfallna fordringar och inkasso (2006:3)
• Statistical data

  • Marknad

  Publicerad 2025-06-25 - This section contains statistical data on key aspects of the implementation of the prudential framework in Sweden. For an overview regarding statistical data…

• Statistical data 2024

  Statistical data 2023

  Statistical data 2022

  Statistical data 2021
• Market supervision 2006

  • Marknad
  • Publicerat
  • Rapporter

  Publicerad 2006-04-03 - The basic aims of market regulation are in part to safeguard consumer interests on the financial markets, and in part to promote more efficient markets in a…

• Summary: Market supervision 2006 (2006:4)

  Report in Swedish: Marknadstillsyn 2006 (2006:4)
• Unregulated invitations to subscribe on the stockmarket

  • Marknad
  • Publicerat
  • Rapporter

  Publicerad 2006-10-19 - Finansinspektionen (FI) has investigated the quality of the information in writteninvitations to subscribe for shares that are exempt from the prospectus…

• Report in Swedish: Oreglerade erbjudanden på aktiemarknaden (2006:15)
• FI Supervision 29: Advisors are not taking customers’ sustainability preferences into account

  • Marknad
  • Konsumentskydd
  • Publicerat
  • Rapporter
  • Hållbarhet
  • Fördjupad analys

  Publicerad 2024-03-28 - Six out of ten say that sustainability is important when saving money. Advisors at banks, investment firms and insurance intermediaries have an obligation to…

• FI Supervision 29: Sustainable advice is a challenge for firms
• Consumer Protection Report 2023

  • Bank
  • Försäkring
  • Marknad
  • Konsumentskydd
  • Publicerat
  • Rapporter
  • Betalningar

  Publicerad 2023-07-25 - The risks given the highest priority in FI’s consumer protection work for 2023 are unaffordable lending, unsuitable investment products and investment fraud.

• Consumer Protection Report 2023
• Integration of sustainability in corporate governance

  • Marknad
  • Publicerat
  • Rapporter
  • Redovisning
  • Hållbarhet

  Publicerad 2018-11-07 - Sustainability-related risks and opportunities do not differ from the other risks and opportunities that can be linked to financial firms’ operations.…

• Report: Integration of Sustainability into Corporate Governance
• New issues and initial public offerings – are safeguards working for investors?

  • Marknad
  • Publicerat
  • Rapporter

  Publicerad 2007-07-05 - Finansinspektionen (FI) has examined how securities institutions and issuersfollow the regulations for new issues and initial public offerings and…

• Report in Swedish: Emissioner och nyintroduktioner - fungerar skyddet för investerarna? (2007:12)
• Supervision of the financial infrastructure works well

  • Bank
  • Marknad
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  • Nyheter
  • Esma
  • Iosco

  Publicerad 2014-03-27 - Finansinspektionen's and The Riksbank's joint internal audit has assessed the supervision and oversight of the financial infrastructures in Sweden on the…

• Assessment of the Riksbank's and Finansinspektionen's oversight and supervision work

  Appendix: Basis for assessment
• Assessment of Stockholmsbörsen as a central counterparty

  • Marknad
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  • Rapporter

  Publicerad 2007-02-19 - Finansinspektionen and the Riksbank have co-operated in the assessment of Stockholmsbörsen as a central counterparty according to international…

• Report in Swedish: Utvärdering av Stockholmsbörsen AB som central motpart, 2006 (2007:2)
• Neat and orderly? - a review of 150 insurance intermediaries

  • Marknad
  • Penningtvätt
  • Publicerat
  • Rapporter

  Publicerad 2006-09-04 - Four out of five of the reviewed insurance intermediaries* do not adhere to the rules that by law pertain to their business. By law, insurance intermediaries…

• Report in Swedish: Ordning och reda? I - en granskning av 150 försäkringsförmedlare (2006:8)
• Information disclosure by mutual fund companies

  • Marknad
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  • Rapporter

  Publicerad 2006-01-12 - The information provided by mutual fund companies to their customers in accordance with legislation forms the basis of consumer protection in the mutual fund…

• Report in Swedish: Fondbolagens informationsgivning (2006:1)
• Insurance intermediaries. In the borderland between marketing and mediation

  • Marknad
  • Konsumentskydd
  • Publicerat
  • Rapporter

  Publicerad 2009-04-23 - During 2008, FI has conducted a survey of the insurance intermediaries’ operations. The survey has covered 850 insurance intermediaries who have answered a…

• Insurance intermediaries In the borderland between marketing and mediation (report summary)

  Report in Swedish: Kartläggning av försäkringsförmedlarnas verksamhet (2009:4)
• Evaluation of securities settlement in Sweden in 2007

  • Marknad
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  • Rapporter

  Publicerad 2008-02-13 - The financial markets have several important functions. They convert savings into investments, supply tools for risk management and offer payment services.…

• Report in Swedish: Utvärdering av värdepappersavveckling i Sverige 2007 (2008:5)
• New Nordic-Baltic Memorandum of Understanding

  • Bank
  • Försäkring
  • Marknad
  • Stabilitet
  • Publicerat
  • Nyheter

  Publicerad 2018-02-09 - The Swedish Ministry of Finance, the Riksbank, Finansinspektionen (the Swedish Financial Supervisory Authority) and the Swedish National Debt Office in its…

• Memorandum of Understanding on cooperation and coordination on cross-border financial stability
• Advice, the customer and the law - a study of financial advice

  • Marknad
  • Konsumentskydd
  • Publicerat
  • Rapporter

  Publicerad 2007-04-11 - In this study, FI has identified a number of areas where companies are most likely deficient in their role as a financial advisor, which can have negative…

• Report in Swedish: Rådgivningen, kunden och lagen - en undersökning av finansiell rådgivning (2007:5)
• The consumer and advice

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  • Konsumentskydd
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  Publicerad 2005-12-28 - FI considers that the rules governing financial advice have resulted in notable improvements for the consumer. This is demonstrated in the study The consumer…

• Report in Swedish: Konsumenten och rådgivningen (2005:13)
• The warrant market – a review of information provided to non-institutional investors

  • Marknad
  • Konsumentskydd
  • Publicerat
  • Rapporter

  Publicerad 2006-10-10 - It has been possible to trade warrants on the Swedish market since 1995. A warran tis a financial instrument that gives the holder the right, but not the…

• Report in Swedeish: Warrantmarknaden - en granskning av informationen till småsparare (2006:13)
• The financial electricity market

  • Marknad
  • Publicerat
  • Rapporter

  Publicerad 2005-05-12 - Authority (FI)), the financial energy trading establishment leaves something to be desired interms of its management of communications and manner of dealing…

• Summary: The financial electricity market (2005:6)

  Report in Swedish: Den finansiella elmarknaden (2005:6)
• Procedures relating to customer orders at securities companies

  • Bank
  • Marknad
  • Konsumentskydd
  • Publicerat
  • Rapporter

  Publicerad 2004-06-22 - Finansinspektionen (FI) has conducted a review of how securities companies execute orders from private clients based on current rules, including industry…

• Report in Swedish: Värdepappersföretagens rutiner vid kundorder (2004:7)
• NGM's licence reinstated

  • Marknad
  • Publicerat
  • Sanktioner

  Publicerad 2008-12-02 - The Stockholm County Administrative Court has decided that NGM's licence to operate a regulated market and trading facility shall not be revoked. NGM shall…

• FI withdraws NGM's licence (in Swedish)

  The Administrative court's decision