| Date | Authorization |
|---|---|
| Belgium | |
| 2018-04-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-10 | Execution of orders on behalf of clients |
| 2018-04-10 | Dealing on own account |
| 2018-04-10 | Investment advice to customers regarding financial instruments |
| 2018-04-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-10 | Placing of financial instruments without a firm commitment basis |
| 2018-04-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-10 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-10 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-10 | Services related to underwriting |
| 2018-04-10 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Cyprus | |
| 2018-04-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-10 | Execution of orders on behalf of clients |
| 2018-04-10 | Dealing on own account |
| 2018-04-10 | Investment advice to customers regarding financial instruments |
| 2018-04-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-10 | Placing of financial instruments without a firm commitment basis |
| 2018-04-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-10 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-10 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-10 | Services related to underwriting |
| 2018-04-10 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Denmark | |
| 2018-04-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-10 | Execution of orders on behalf of clients |
| 2018-04-10 | Dealing on own account |
| 2018-04-10 | Investment advice to customers regarding financial instruments |
| 2018-04-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-10 | Placing of financial instruments without a firm commitment basis |
| 2018-04-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-10 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-10 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-10 | Services related to underwriting |
| 2018-04-10 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Estonia | |
| 2018-04-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-10 | Execution of orders on behalf of clients |
| 2018-04-10 | Dealing on own account |
| 2018-04-10 | Investment advice to customers regarding financial instruments |
| 2018-04-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-10 | Placing of financial instruments without a firm commitment basis |
| 2018-04-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-10 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-10 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-10 | Services related to underwriting |
| 2018-04-10 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Finland | |
| 2018-04-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-10 | Execution of orders on behalf of clients |
| 2018-04-10 | Dealing on own account |
| 2018-04-10 | Investment advice to customers regarding financial instruments |
| 2018-04-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-10 | Placing of financial instruments without a firm commitment basis |
| 2018-04-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-10 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-10 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-10 | Services related to underwriting |
| 2018-04-10 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Ireland | |
| 2018-04-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-10 | Execution of orders on behalf of clients |
| 2018-04-10 | Dealing on own account |
| 2018-04-10 | Investment advice to customers regarding financial instruments |
| 2018-04-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-10 | Placing of financial instruments without a firm commitment basis |
| 2018-04-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-10 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-10 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-10 | Services related to underwriting |
| 2018-04-10 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Island | |
| 2018-04-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-10 | Execution of orders on behalf of clients |
| 2018-04-10 | Dealing on own account |
| 2018-04-10 | Investment advice to customers regarding financial instruments |
| 2018-04-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-10 | Placing of financial instruments without a firm commitment basis |
| 2018-04-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-10 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-10 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-10 | Services related to underwriting |
| 2018-04-10 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Italy | |
| 2018-04-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-10 | Execution of orders on behalf of clients |
| 2018-04-10 | Dealing on own account |
| 2018-04-10 | Investment advice to customers regarding financial instruments |
| 2018-04-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-10 | Placing of financial instruments without a firm commitment basis |
| 2018-04-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-10 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-10 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-10 | Services related to underwriting |
| 2018-04-10 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Latvia | |
| 2018-04-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-10 | Execution of orders on behalf of clients |
| 2018-04-10 | Dealing on own account |
| 2018-04-10 | Investment advice to customers regarding financial instruments |
| 2018-04-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-10 | Placing of financial instruments without a firm commitment basis |
| 2018-04-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-10 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-10 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-10 | Services related to underwriting |
| 2018-04-10 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Poland | |
| 2018-04-11 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-11 | Execution of orders on behalf of clients |
| 2018-04-11 | Dealing on own account |
| 2018-04-11 | Investment advice to customers regarding financial instruments |
| 2018-04-11 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-11 | Placing of financial instruments without a firm commitment basis |
| 2018-04-11 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-11 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-11 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-11 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-11 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-11 | Services related to underwriting |
| 2018-04-11 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Norway | |
| 2018-04-11 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-11 | Execution of orders on behalf of clients |
| 2018-04-11 | Dealing on own account |
| 2018-04-11 | Investment advice to customers regarding financial instruments |
| 2018-04-11 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-11 | Placing of financial instruments without a firm commitment basis |
| 2018-04-11 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-11 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-11 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-11 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-11 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-11 | Services related to underwriting |
| 2018-04-11 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Netherlands | |
| 2018-04-11 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-11 | Execution of orders on behalf of clients |
| 2018-04-11 | Dealing on own account |
| 2018-04-11 | Investment advice to customers regarding financial instruments |
| 2018-04-11 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-11 | Placing of financial instruments without a firm commitment basis |
| 2018-04-11 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-11 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-11 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-11 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-11 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-11 | Services related to underwriting |
| 2018-04-11 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Malta | |
| 2018-04-11 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-11 | Execution of orders on behalf of clients |
| 2018-04-11 | Dealing on own account |
| 2018-04-11 | Investment advice to customers regarding financial instruments |
| 2018-04-11 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-11 | Placing of financial instruments without a firm commitment basis |
| 2018-04-11 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-11 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-11 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-11 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-11 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-11 | Services related to underwriting |
| 2018-04-11 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Luxembourg | |
| 2018-04-11 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-11 | Execution of orders on behalf of clients |
| 2018-04-11 | Dealing on own account |
| 2018-04-11 | Investment advice to customers regarding financial instruments |
| 2018-04-11 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-11 | Placing of financial instruments without a firm commitment basis |
| 2018-04-11 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-11 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-11 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-11 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-11 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-11 | Services related to underwriting |
| 2018-04-11 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Lithuania | |
| 2018-04-11 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-11 | Execution of orders on behalf of clients |
| 2018-04-11 | Dealing on own account |
| 2018-04-11 | Investment advice to customers regarding financial instruments |
| 2018-04-11 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-11 | Placing of financial instruments without a firm commitment basis |
| 2018-04-11 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-11 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-11 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-11 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-11 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-11 | Services related to underwriting |
| 2018-04-11 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Spain | |
| 2018-04-11 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-11 | Execution of orders on behalf of clients |
| 2018-04-11 | Dealing on own account |
| 2018-04-11 | Investment advice to customers regarding financial instruments |
| 2018-04-11 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-11 | Placing of financial instruments without a firm commitment basis |
| 2018-04-11 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-11 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-11 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-11 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-11 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-11 | Services related to underwriting |
| 2018-04-11 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Austria | |
| 2018-04-11 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-04-11 | Execution of orders on behalf of clients |
| 2018-04-11 | Dealing on own account |
| 2018-04-11 | Investment advice to customers regarding financial instruments |
| 2018-04-11 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-04-11 | Placing of financial instruments without a firm commitment basis |
| 2018-04-11 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-04-11 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-04-11 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-04-11 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-04-11 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-04-11 | Services related to underwriting |
| 2018-04-11 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| France | |
| 2018-07-06 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-07-06 | Execution of orders on behalf of clients |
| 2018-07-06 | Dealing on own account |
| 2018-07-06 | Investment advice to customers regarding financial instruments |
| 2018-07-06 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-07-06 | Placing of financial instruments without a firm commitment basis |
| 2018-07-06 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-07-06 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-07-06 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-07-06 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-07-06 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-07-06 | Services related to underwriting |
| Germany | |
| 2018-07-06 | Reception and transmission of orders in relation to one or more financial instruments |
| 2018-07-06 | Execution of orders on behalf of clients |
| 2018-07-06 | Dealing on own account |
| 2018-07-06 | Investment advice to customers regarding financial instruments |
| 2018-07-06 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2018-07-06 | Placing of financial instruments without a firm commitment basis |
| 2018-07-06 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2018-07-06 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2018-07-06 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2018-07-06 | Foreign exchange services where these are connected to the provision of investment services |
| 2018-07-06 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2018-07-06 | Services related to underwriting |