| Date | Authorization |
|---|---|
| Finland | |
| 2020-01-02 | Reception and transmission of orders in relation to one or more financial instruments |
| 2020-01-02 | Execution of orders on behalf of clients |
| 2020-01-02 | Dealing on own account |
| 2020-01-02 | Portfolio management |
| 2020-01-02 | Investment advice |
| 2020-01-02 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2020-01-02 | Placing of financial instruments without a firm commitment basis |
| 2020-01-02 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2020-01-02 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2020-01-02 | Foreign exchange services where these are connected to the provision of investment services |
| 2020-01-02 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2020-01-02 | Services related to underwriting |
| 2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
| 2020-01-02 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Norway | |
| 2020-01-02 | Reception and transmission of orders in relation to one or more financial instruments |
| 2020-01-02 | Execution of orders on behalf of clients |
| 2020-01-02 | Dealing on own account |
| 2020-01-02 | Portfolio management |
| 2020-01-02 | Investment advice |
| 2020-01-02 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2020-01-02 | Placing of financial instruments without a firm commitment basis |
| 2020-01-02 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2020-01-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2020-01-02 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2020-01-02 | Foreign exchange services where these are connected to the provision of investment services |
| 2020-01-02 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2020-01-02 | Services related to underwriting |
| 2020-01-02 | Investment services and activities as well as ancillary services where these are connected to the provision of investment or ancillary services |
| 2020-01-02 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Portofolio managment and advice. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Safekeeping and administration of securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Safe custody services. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Lending including, inter alia: consumer credit, credit agreements relating to immovable property, factoring, with or without recourse, financing of commercial transactions (including forfeiting). Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Payment services as defined in Article 4(3) of Directive (EU) 2015/2366 of the European Parliament and of the Council |
| 2020-01-02 | Guarantees and commitments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Trading for own account or for account of customers with different instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Money market instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Foreign exchange. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Financial futures and options. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Exchange and interest-rate instruments. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Transferable securities. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Participation in securities issues and the provision of services relating to such issues. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| 2020-01-02 | Advice to undertakings on capital structure, industrial strategy and related questions and advice as well as services relating to mergers and the purchase of undertakings. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |