| Date | Authorization |
|---|---|
| Poland | |
| 2009-11-24 | Reception and transmission of orders in relation to one or more financial instruments |
| 2009-11-24 | Execution of orders on behalf of clients |
| 2009-11-24 | Discretionary portfolio management in respect of financial instruments |
| 2009-11-24 | Investment advice to customers regarding financial instruments |
| 2009-11-24 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2011-01-28 | Taking deposits and other repayable funds. Subject to mutual recognition according to Annex 1, Directive 2013/36/EU of the European Parliament and of the Council. |
| Finland | |
| 2014-12-02 | Reception and transmission of orders in relation to one or more financial instruments |
| 2014-12-02 | Execution of orders on behalf of clients |
| 2014-12-02 | Dealing on own account |
| 2014-12-02 | Discretionary portfolio management in respect of financial instruments |
| 2014-12-02 | Investment advice to customers regarding financial instruments |
| 2014-12-02 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2014-12-02 | Placing of financial instruments without a firm commitment basis |
| 2014-12-02 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2014-12-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2014-12-02 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2014-12-02 | Services related to underwriting |
| Norway | |
| 2014-12-02 | Reception and transmission of orders in relation to one or more financial instruments |
| 2014-12-02 | Execution of orders on behalf of clients |
| 2014-12-02 | Dealing on own account |
| 2014-12-02 | Discretionary portfolio management in respect of financial instruments |
| 2014-12-02 | Investment advice to customers regarding financial instruments |
| 2014-12-02 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2014-12-02 | Placing of financial instruments without a firm commitment basis |
| 2014-12-02 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2014-12-02 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2014-12-02 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2014-12-02 | Services related to underwriting |
| Denmark | |
| 2015-02-10 | Reception and transmission of orders in relation to one or more financial instruments |
| 2015-02-10 | Execution of orders on behalf of clients |
| 2015-02-10 | Dealing on own account |
| 2015-02-10 | Discretionary portfolio management in respect of financial instruments |
| 2015-02-10 | Investment advice to customers regarding financial instruments |
| 2015-02-10 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2015-02-10 | Placing of financial instruments without a firm commitment basis |
| 2015-02-10 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2015-02-10 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2015-02-10 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2015-02-10 | Services related to underwriting |
| Luxembourg | |
| 2015-11-16 | Reception and transmission of orders in relation to one or more financial instruments |
| 2015-11-16 | Execution of orders on behalf of clients |
| 2015-11-16 | Dealing on own account |
| 2015-11-16 | Discretionary portfolio management in respect of financial instruments |
| 2015-11-16 | Investment advice to customers regarding financial instruments |
| 2015-11-16 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2015-11-16 | Placing of financial instruments without a firm commitment basis |
| 2015-11-16 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2015-11-16 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2015-11-16 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2015-11-16 | Services related to underwriting |
| Germany | |
| 2015-11-16 | Reception and transmission of orders in relation to one or more financial instruments |
| 2015-11-16 | Execution of orders on behalf of clients |
| 2015-11-16 | Dealing on own account |
| 2015-11-16 | Discretionary portfolio management in respect of financial instruments |
| 2015-11-16 | Investment advice to customers regarding financial instruments |
| 2015-11-16 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2015-11-16 | Placing of financial instruments without a firm commitment basis |
| 2015-11-16 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2015-11-16 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2015-11-16 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2015-11-16 | Services related to underwriting |
| Austria | |
| 2015-11-16 | Reception and transmission of orders in relation to one or more financial instruments |
| 2015-11-16 | Execution of orders on behalf of clients |
| 2015-11-16 | Dealing on own account |
| 2015-11-16 | Discretionary portfolio management in respect of financial instruments |
| 2015-11-16 | Investment advice to customers regarding financial instruments |
| 2015-11-16 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2015-11-16 | Placing of financial instruments without a firm commitment basis |
| 2015-11-16 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2015-11-16 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2015-11-16 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2015-11-16 | Services related to underwriting |
| Ireland | |
| 2019-11-19 | Reception and transmission of orders in relation to one or more financial instruments |
| 2019-11-19 | Execution of orders on behalf of clients |
| 2019-11-19 | Dealing on own account |
| 2019-11-19 | Discretionary portfolio management in respect of financial instruments |
| 2019-11-19 | Investment advice to customers regarding financial instruments |
| 2019-11-19 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2019-11-19 | Placing of financial instruments without a firm commitment basis |
| 2019-11-19 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2019-11-19 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2019-11-19 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2019-11-19 | Foreign exchange services where these are connected to the provision of investment services |
| 2019-11-19 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2019-11-19 | Services related to underwriting |