| Date | Authorization |
|---|---|
| Norway | |
| 2007-11-01 | Reception and transmission of orders in relation to one or more financial instruments |
| 2007-11-01 | Execution of orders on behalf of clients |
| 2007-11-01 | Dealing on own account |
| 2007-11-01 | Investment advice to customers regarding financial instruments |
| 2007-11-01 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2007-11-01 | Placing of financial instruments without a firm commitment basis |
| 2007-11-01 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2007-11-01 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2025-03-31 | Foreign exchange services where these are connected to the provision of investment services |
| 2025-03-31 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Netherlands | |
| 2007-11-01 | Reception and transmission of orders in relation to one or more financial instruments |
| 2007-11-01 | Execution of orders on behalf of clients |
| 2007-11-01 | Dealing on own account |
| 2007-11-01 | Investment advice to customers regarding financial instruments |
| 2007-11-01 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2007-11-01 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2025-03-31 | Placing of financial instruments without a firm commitment basis |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2025-03-31 | Foreign exchange services where these are connected to the provision of investment services |
| 2025-03-31 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Luxembourg | |
| 2007-11-01 | Reception and transmission of orders in relation to one or more financial instruments |
| 2007-11-01 | Execution of orders on behalf of clients |
| 2007-11-01 | Dealing on own account |
| 2007-11-01 | Investment advice to customers regarding financial instruments |
| 2007-11-01 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2007-11-01 | Placing of financial instruments without a firm commitment basis |
| 2007-11-01 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2007-11-01 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2025-03-31 | Foreign exchange services where these are connected to the provision of investment services |
| 2025-03-31 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Finland | |
| 2007-11-01 | Reception and transmission of orders in relation to one or more financial instruments |
| 2007-11-01 | Execution of orders on behalf of clients |
| 2007-11-01 | Dealing on own account |
| 2007-11-01 | Investment advice to customers regarding financial instruments |
| 2007-11-01 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2007-11-01 | Placing of financial instruments without a firm commitment basis |
| 2007-11-01 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2007-11-01 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2025-03-31 | Foreign exchange services where these are connected to the provision of investment services |
| 2025-03-31 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Denmark | |
| 2007-11-01 | Reception and transmission of orders in relation to one or more financial instruments |
| 2007-11-01 | Execution of orders on behalf of clients |
| 2007-11-01 | Dealing on own account |
| 2007-11-01 | Investment advice to customers regarding financial instruments |
| 2007-11-01 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2007-11-01 | Placing of financial instruments without a firm commitment basis |
| 2007-11-01 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2007-11-01 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| 2025-03-31 | Foreign exchange services where these are connected to the provision of investment services |
| 2025-03-31 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| Belgium | |
| 2022-01-28 | Reception and transmission of orders in relation to one or more financial instruments |
| 2022-01-28 | Execution of orders on behalf of clients |
| 2022-01-28 | Dealing on own account |
| 2022-01-28 | Investment advice to customers regarding financial instruments |
| 2022-01-28 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2022-01-28 | Placing of financial instruments without a firm commitment basis |
| 2022-01-28 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2022-01-28 | Foreign exchange services where these are connected to the provision of investment services |
| 2022-01-28 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2022-01-28 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| France | |
| 2022-01-28 | Reception and transmission of orders in relation to one or more financial instruments |
| 2022-01-28 | Execution of orders on behalf of clients |
| 2022-01-28 | Dealing on own account |
| 2022-01-28 | Investment advice to customers regarding financial instruments |
| 2022-01-28 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2022-01-28 | Placing of financial instruments without a firm commitment basis |
| 2022-01-28 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2022-01-28 | Foreign exchange services where these are connected to the provision of investment services |
| 2022-01-28 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2022-01-28 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| Italy | |
| 2022-01-28 | Reception and transmission of orders in relation to one or more financial instruments |
| 2022-01-28 | Execution of orders on behalf of clients |
| 2022-01-28 | Dealing on own account |
| 2022-01-28 | Investment advice to customers regarding financial instruments |
| 2022-01-28 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2022-01-28 | Placing of financial instruments without a firm commitment basis |
| 2022-01-28 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2022-01-28 | Foreign exchange services where these are connected to the provision of investment services |
| 2022-01-28 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2022-01-28 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| Spain | |
| 2022-01-28 | Reception and transmission of orders in relation to one or more financial instruments |
| 2022-01-28 | Execution of orders on behalf of clients |
| 2022-01-28 | Dealing on own account |
| 2022-01-28 | Investment advice to customers regarding financial instruments |
| 2022-01-28 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2022-01-28 | Placing of financial instruments without a firm commitment basis |
| 2022-01-28 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2022-01-28 | Foreign exchange services where these are connected to the provision of investment services |
| 2022-01-28 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2022-01-28 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| Germany | |
| 2022-01-28 | Reception and transmission of orders in relation to one or more financial instruments |
| 2022-01-28 | Execution of orders on behalf of clients |
| 2022-01-28 | Dealing on own account |
| 2022-01-28 | Investment advice to customers regarding financial instruments |
| 2022-01-28 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2022-01-28 | Placing of financial instruments without a firm commitment basis |
| 2022-01-28 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2022-01-28 | Foreign exchange services where these are connected to the provision of investment services |
| 2022-01-28 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2022-01-28 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |
| Malta | |
| 2022-02-25 | Reception and transmission of orders in relation to one or more financial instruments |
| 2022-02-25 | Execution of orders on behalf of clients |
| 2022-02-25 | Dealing on own account |
| 2022-02-25 | Investment advice to customers regarding financial instruments |
| 2022-02-25 | Underwriting of financial instruments and/or placing of financial instruments on a firm commitment basis |
| 2022-02-25 | Placing of financial instruments without a firm commitment basis |
| 2022-02-25 | Advice to undertakings on capital structure, industrial strategy and related matters and advice and services relating to mergers and the purchase of undertakings |
| 2022-02-25 | Foreign exchange services where these are connected to the provision of investment services |
| 2022-02-25 | Investment research and financial analysis or other forms of general recommendation relating to transactions in financial instruments |
| 2022-02-25 | Services related to underwriting |
| 2025-03-31 | Discretionary portfolio management in respect of financial instruments |
| 2025-03-31 | Safekeeping and administration of financial instruments for the account of clients, including custodianship and related services such as cash/collateral management |
| 2025-03-31 | Granting credits or loans to an investor to allow him to carry out a transaction in one or more financial instruments, where the firm granting the credit or loan is involved in the transaction |