Your search for "Commission on Financial" resulted in 360 hits
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Investor alert: The Elliot Private Equity and Commission on Financial & Securities Compliance
Published 2017-04-20 - Read more at Finansinspektionen
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Sustainability reporting
Published 2025-01-16 - Rules on accounting and reporting of sustainability-related information are laid down in international, EU and Swedish law.
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Non Financial Reporting Directive (NFRD): Directive 2014/95/EU
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Securities
- Markets
Published 2025-01-03 - The rules are based on Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending … The Directive, together with Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments
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Investment recommendations
- Markets
Published 2025-01-15 - ESMA is also working on producing guidelines. … They shall also disclose their interests or indicate conflicts of interest concerning the financial instruments to which that information relates.
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Global
Published 2025-01-16 - IOSCO's Task Force on Sustainable Finance In the International Organization of Securities Commissions (IOSCO), around 115 supervisory authorities work … A special work group was formed under the Committee in 2020 for climate-related financial risks: Task Force on Climate-related Financial Risks (TFCR),
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•Basel Committee provides guidance on climate-related financial risks (In Swedish)
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International sanctions
- Insurance
Published 2025-01-16 - Use the template below that EBA has prepared on behalf of the European Commission. Please note that we only receive reporting in EUR. … International Sanctions (MoFA) (In Swedish) European Union The European Commission has gathered on the EU Sanctions Map information on relevant
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International sanctions
- Money laundering
Published 2024-12-05 - Use the template below that EBA has prepared on behalf of the European Commission. Please note that we only receive reporting in EUR. … International Sanctions (MoFA) (In Swedish) European Union The European Commission has gathered on the EU Sanctions Map information on relevant
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International sanctions
- Markets
Published 2024-12-05 - Use the template below that EBA has prepared on behalf of the European Commission. Please note that we only receive reporting in EUR. … International Sanctions (MoFA) (In Swedish) European Union The European Commission has gathered on the EU Sanctions Map information on relevant
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International sanctions
- Payments
Published 2025-01-28 - Use the template below that EBA has prepared on behalf of the European Commission. Please note that we only receive reporting in EUR. … International Sanctions (MoFA) (In Swedish) European Union The European Commission has gathered on the EU Sanctions Map information on relevant
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About investor alerts
- Consumer
Published 2025-01-09 - Warnings from authorities in countries outside the EU are published through the International Organisation of Securities Commission, IOSCO. … FI's recommendation to the public is to always check FI's registry on institutions that have licenses to offer financial services.
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Inside information
- Markets
Published 2025-01-15 - An issuer on a regulated market (stock exchange – e.g. Nasdaq Stockholm and NGM Main Regulated) or a multilateral trading facility (MTF) (e.g.
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Short selling
- Markets
Published 2025-01-15 - instrument where the effect is to confer a financial advantage on the person involved in the transaction in the event of a decrease in the price or value … instrument where one of the effects of the transaction is to confer a financial advantage on the natural or legal person who is involved in the transaction
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Administrator (BMR Benchmarks)
- Markets
Published 2025-04-23 - Or, if there are no or very few market-led substitutes and thus could lead to, for example, a negative impact on the markets' integrity and financial stability … benchmarks are benchmarks where the underlying asset is a commodity in accordance with the definition in a supplemental regulation for MiFID II (Commission
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Insider lists
- Markets
Published 2025-01-15 - Issuers on a regulated market or a multilateral trading facility (MTF) shall continually maintain a list of persons who have access to inside information
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Investor alert: First Swiss Financial Management
Published 2005-11-17 - Read more at Finansinspektionen
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Trading ban
- Markets
Published 2025-01-15 - financial instruments – for a period of 30 calendar days prior to the announcement of an interim financial report or year-end report. … An issuer may grant exemptions from the ban on trading under certain circumstances.
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Innovation-related cooperation
- Fintech
Published 2024-06-18 - organisations, governmental authorities, and international task groups to exchange knowledge and influence the development of regulations and innovations on … the financial market.
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Consumer protection on the financial market
- Consumer
- Published
- Reports
Published 2015-05-12 - Consumer protection on the financial market
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Report: Consumer protection on the financial market
CONSUMER PROTECTION ON THE FINANCIAL MARKET ADVICE Commissions survey In 2014 FI conducted a survey of commission income on the advisory market
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Major shareholding notifications
- Markets
Published 2025-12-10 - shareholders are obliged to submit major shareholding notifications concerning changes to their holdings in companies whose shares are admitted to trading on
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PDMR transactions
- Markets
Published 2025-03-26 - This reporting obligation encompasses transactions in shares, debt instruments, derivatives and other financial instruments linked to these. … (EU) 596/2014 Commission Delegated Regulation (EU) 2016/522 Commission Implementing Regulation (EU) 2016/523 Swedish provisions EU Market
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ESMA and FI publish transparency calculations for MiFIR/MiFID II
- Markets
- MiFID
- Published
- News
- ESMA
Published 2017-12-07 - European Securities and Markets Authority, has published transparency calculations for equities and bonds prior to the entry into force of MiFIR/MiFID II on
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ESMA’s press release on the publication of transparency calculations for equities and bonds
ESMA’s FAQs on transparency calculations
Finansinspektionen’s supplementary transparency calculations for equity instruments.
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Finansinspektionen’s regulations regarding position limits
- Markets
- Stock exchanges and clearing
- Securities institutions
In terms of position limits for Nordic power derivatives that are traded on Nasdaq Stockholm, FI has applied the method of calculation set out in Commission … The regulations are part of the implementation of the revised EU Directive on markets in financial instruments (MiFID II).
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Consumer Protection Report 2025: Digitalisation and viral trends create risks for consumers on the financial market
- Consumer
- Published
- Reports
- Frauds
- Save
- Consumer
- Insure
- Pay
- Borrow
Published 2025-04-30 - Consumer Protection Report 2025: Digitalisation and viral trends create risks for consumers on the financial market
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Klas Granlund: Brexit, positive progression not a reason to stop preparations
- Markets
- Stability
- Published
- Speeches and debate
- Brexit
Published 2018-11-23 - FI has previously identified the limited access to clearing services as one of the consequences of Brexit that could have a major impact on Swedish firms … The European Commission’s communication that it will take action to manage risks to financial stability that are associated with clearing is therefore
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Evaluation of securities settlement in Sweden in 2007
- Markets
- Published
- Reports
Published 2008-02-13 - The financial markets have several important functions.
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Report in Swedish: Utvärdering av värdepappersavveckling i Sverige 2007 (2008:5)
Stability Assessment, including Reports on the Observance of Standards and Codes on the following topics: Monetary and Financial Policy Transparency,
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Banking or financing business
- Bank
Published 2025-01-13 - Banking business includes processing payments via general payment systems and receiving money on account, which after termination should be available to
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Home member state
- Markets
Published 2025-08-27 - This is set out in Chapter 1, Section 9 of the Financial Instruments Trading Act. … Directive Commission Directive (EG) 2007/14 on rules for implementation of the Transparency Directive Swedish provisions Securities Market Act
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Investor alert: Lenox International LLP
Published 2005-09-22 - Read more at Finansinspektionen
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Test reporting in the TRS2 system
- Markets
- MiFID
- Reporting
Published 2025-11-29 - On 3 January 2018, when the MiFID II Directive and the MiFIR Regulation enter into force, a new transaction reporting system (TRS2) will open for reporting … All firms intending to file transaction reports in accordance with MiFID II/MiFIR starting on 3 January are encouraged to have filed test reports in the
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How FI will continue to handle the event where a member was declared in default on the commodity market
- Markets
- Stability
- Published
- News
- ESMA
- IOSCO
Published 2019-01-09 - How FI will continue to handle the event where a member was declared in default on the commodity market