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Your search for "Commission on Financial & Securities Compliance" resulted in 552 hits
- Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
trading venues; decided on 25 June 2013.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2020:9) regarding reporting by foreign credit institutions for significant branches in Sweden.
- Bank
- Banking and lending services
The amendment enters into force on 1 January 2025. Amendment 2024:18 … institution pursuant to section 1 shall provide Finansinspektionen with the information set out in Commission
- Regulations repealing Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments.
- Bank
- Markets
- Banking and lending services
- Securities institutions
regulations since an institution must submit information about its aggregate capital requirements pursuant to Commission … the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 53 of the Securities
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers.
- Bank
- Markets
- Banking and lending services
- Funds
- Securities institutions
that shall be submitted by a credit institution to Finansinspektionen in accordance with Commission
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:26) regarding special supervision of financial conglomerates.
- Bank
- Insurance
- Markets
- Banking and lending services
- Insurance undertakings
- Securities institutions
- Occupational Pension Companies
conglomerates; decided on 10 December 2024.
- Regulations repealing Finansinspektionen’s regulations (FFFS 2007:4) regarding reporting of interest rate risks in non-trading activities.
- Bank
- Markets
- Banking and lending services
- Securities institutions
rate risk in Commission Implementing Regulation (EU) 2024/855 of 15 March 2024 amending the implementing … the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 53 of the Securities
- Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues.
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
The amendments enter into force on 21 December 2024. Amendment 2024:19 … companies whose transferable securities are admitted to trading on a regulated market or trading facility
- Regulations
amending Finansinspektionen's regulations (FFFS 2023:12) regarding ownership, ownership management and management assessment in financial undertakings
- Bank
- Banking and lending services
undertakings; decided on 18 June 2024.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
longer included in the scope and are the result of the term clearing organisation being removed from the Securities … FFFS 2024:11 Published on 25 June 2024
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
longer included in the scope and are the result of the term clearing organisation being removed from the Securities … and general guidelines (FFFS 2014:4) regarding the management of operational risks; decided on
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
- Bank
- Insurance
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Electronic money
- Funds
- Insurance undertakings
- Securities institutions
- Other
the term clearing company and are a result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 56 of the Securities Market Ordinance
- Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
longer included in the scope and are the result of the term clearing organisation being removed from the Securities … – companies whose transferable securities are admitted to trading on a regulated market or trading
- General guidelines amending Finansinspektionen’s general guidelines (FFFS 2005:1) regarding governance and control of financial undertakings
- Bank
- Insurance
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Mutual benefit societies
- Insurance intermediaries
- Securities institutions
longer included in the scope and is a result of the term clearing organisation being removed from the Securities … FFFS 2024:7 Published on 25 June 2024
- General guidelines regarding remuneration policies in stock exchanges
- Markets
- Stock exchanges and clearing
The amendment is the result of the term clearing organisation being removed from the Securities Market … In this context, variable remuneration includes salary that is not commission-based and not linked
- Regulations regarding clearing and settlement of payments
- Markets
- Stock exchanges and clearing
requirements set forth in the Clearing and Settlement of Payments Act (2024:114) that enters into force on … the company’s financial position.
- Föreskrifter om ändring i Finansinspektionens föreskrifter (FFFS 2013:10) om förvaltare av alternativa investeringsfonder
- Markets
- Funds
Kontrollfunktion: En AIF-förvaltares funktion eller funktioner för riskkontroll, regelefterlevnad (compliance
- Föreskrifter om ändring i Finansinspektionens föreskrifter (FFFS 2013:9) om värdepappersfonder
- Markets
- Funds
Kontrollfunktion: Ett fondbolags funktion eller funktioner för riskhantering, regelefterlevnad (compliance
- Finansinspektionen’s regulations and general guidelines on the purchase and servicing of non-performing credit agreements
- Bank
- Banking and lending services
- Other
The regulations set requirements on the information that credit institutions and credit acquirers shall … the application of the law. 1 Finansinspektionen’s regulations and general guidelines on
- Finansinspektionen’s regulations regarding the obligation of some financial firms to submit information for official statistics
- Bank
- Other
is clarified through the information that these undertakings shall submit to the official statistics on … losses on shares sold (specify sign -) 044 Capital losses on other securities (specify sign -) 045
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:27) regarding simplified annual accounts at insurance undertakings granted dispensation.
- Insurance
- Insurance undertakings
The amendments enter into force on 1 January 2023. Amendment 2022:9 … year and the three previous financial years.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2019:23) regarding annual accounts at insurance undertakings and institutions for occupational retirement provision.
- Insurance
- Insurance undertakings
- Occupational Pension Companies
The amendments enter into force on 1 January 2023. Amendment 2022:7 … f) Ett företag får tillämpa lättnadsreglerna i IFRS 1 Första gången International Financial Reporting
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies.
- Bank
- Markets
- Banking and lending services
- Securities institutions
The amendments enter into force on 1 January 2023. Amendment 2022:8 … – IAS 1 Presentation of Financial Statements, in the section on capital disclosures.
- Regulations amending Finansinspektionen’s regulations (FFFS 2018:10) regarding insurance distribution
- Bank
- Insurance
- Markets
- Banking and lending services
- Insurance undertakings
- Insurance intermediaries
- Securities institutions
- Occupational Pension Companies
as worded according to Commission Delegated Regulation (EU) 2024/896.
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:11) regarding measures against money laundering and terrorist financing
- Bank
- Insurance
- Markets
- Banking and lending services
- Payment services
- Stock exchanges and clearing
- Electronic money
- Funds
- Insurance undertakings
- Insurance intermediaries
- Securities institutions
Section 1a An undertaking that does not appoint an anti-money-laundering compliance officer pursuant
- Allmänna råd om ersättningspolicy i börser
- Markets
- Stock exchanges and clearing
Kontrollfunktion: En funktion för riskhantering, regelefterlevnad (compliance), internrevision eller
- Regulations amending Finansinspektionen’s regulations (FFFS 2016:16) regarding amortisation of loans collateralised by residential property
- Bank
- Banking and lending services
. _______________ These regulations shall enter into force on 1 September 2024.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:26) regarding special supervision of financial conglomerates
- Bank
- Insurance
- Markets
- Banking and lending services
- Insurance undertakings
- Securities institutions
- Occupational Pension Companies
The amendments enter into force on 5 July 2023. Amendment 2023:9 … conglomerates; decided on 20 June 2023.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
- Insurance
- Insurance undertakings
will come into effect on 1 January 2024. … Issued bonds and other interest-bearing securities are reported under other financial liabilities.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:8) regarding insurance business
- Insurance
- Insurance undertakings
will come into effect on 1 January 2024. … their solvency and financial condition and repealing Implementing Regulation (EU) 2015/2452. ___
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:8) on certain consumer-credit related operations
- Bank
- Markets
- Banking and lending services
- Securities institutions
- Other
The amendments enter into force on 18 July 2023. Amendment 2023:16 … regulations (FFFS 2023:12) regarding ownership, ownership management and management assessment in certain financial
Shows 552 hits on "Commission on Financial & Securities Compliance"
- Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
trading venues; decided on 25 June 2013.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2020:9) regarding reporting by foreign credit institutions for significant branches in Sweden.
- Bank
- Banking and lending services
The amendment enters into force on 1 January 2025. Amendment 2024:18 … institution pursuant to section 1 shall provide Finansinspektionen with the information set out in Commission
- Regulations repealing Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments.
- Bank
- Markets
- Banking and lending services
- Securities institutions
regulations since an institution must submit information about its aggregate capital requirements pursuant to Commission … the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 53 of the Securities
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers.
- Bank
- Markets
- Banking and lending services
- Funds
- Securities institutions
that shall be submitted by a credit institution to Finansinspektionen in accordance with Commission
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:26) regarding special supervision of financial conglomerates.
- Bank
- Insurance
- Markets
- Banking and lending services
- Insurance undertakings
- Securities institutions
- Occupational Pension Companies
conglomerates; decided on 10 December 2024.
- Regulations repealing Finansinspektionen’s regulations (FFFS 2007:4) regarding reporting of interest rate risks in non-trading activities.
- Bank
- Markets
- Banking and lending services
- Securities institutions
rate risk in Commission Implementing Regulation (EU) 2024/855 of 15 March 2024 amending the implementing … the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 53 of the Securities
- Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues.
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
The amendments enter into force on 21 December 2024. Amendment 2024:19 … companies whose transferable securities are admitted to trading on a regulated market or trading facility
- Regulations
amending Finansinspektionen's regulations (FFFS 2023:12) regarding ownership, ownership management and management assessment in financial undertakings
- Bank
- Banking and lending services
undertakings; decided on 18 June 2024.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
longer included in the scope and are the result of the term clearing organisation being removed from the Securities … FFFS 2024:11 Published on 25 June 2024
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
longer included in the scope and are the result of the term clearing organisation being removed from the Securities … and general guidelines (FFFS 2014:4) regarding the management of operational risks; decided on
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
- Bank
- Insurance
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Electronic money
- Funds
- Insurance undertakings
- Securities institutions
- Other
the term clearing company and are a result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 56 of the Securities Market Ordinance
- Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
longer included in the scope and are the result of the term clearing organisation being removed from the Securities … – companies whose transferable securities are admitted to trading on a regulated market or trading
- General guidelines amending Finansinspektionen’s general guidelines (FFFS 2005:1) regarding governance and control of financial undertakings
- Bank
- Insurance
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Mutual benefit societies
- Insurance intermediaries
- Securities institutions
longer included in the scope and is a result of the term clearing organisation being removed from the Securities … FFFS 2024:7 Published on 25 June 2024
- General guidelines regarding remuneration policies in stock exchanges
- Markets
- Stock exchanges and clearing
The amendment is the result of the term clearing organisation being removed from the Securities Market … In this context, variable remuneration includes salary that is not commission-based and not linked
- Regulations regarding clearing and settlement of payments
- Markets
- Stock exchanges and clearing
requirements set forth in the Clearing and Settlement of Payments Act (2024:114) that enters into force on … the company’s financial position.
- Föreskrifter om ändring i Finansinspektionens föreskrifter (FFFS 2013:10) om förvaltare av alternativa investeringsfonder
- Markets
- Funds
Kontrollfunktion: En AIF-förvaltares funktion eller funktioner för riskkontroll, regelefterlevnad (compliance
- Föreskrifter om ändring i Finansinspektionens föreskrifter (FFFS 2013:9) om värdepappersfonder
- Markets
- Funds
Kontrollfunktion: Ett fondbolags funktion eller funktioner för riskhantering, regelefterlevnad (compliance
- Finansinspektionen’s regulations and general guidelines on the purchase and servicing of non-performing credit agreements
- Bank
- Banking and lending services
- Other
The regulations set requirements on the information that credit institutions and credit acquirers shall … the application of the law. 1 Finansinspektionen’s regulations and general guidelines on
- Finansinspektionen’s regulations regarding the obligation of some financial firms to submit information for official statistics
- Bank
- Other
is clarified through the information that these undertakings shall submit to the official statistics on … losses on shares sold (specify sign -) 044 Capital losses on other securities (specify sign -) 045
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:27) regarding simplified annual accounts at insurance undertakings granted dispensation.
- Insurance
- Insurance undertakings
The amendments enter into force on 1 January 2023. Amendment 2022:9 … year and the three previous financial years.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2019:23) regarding annual accounts at insurance undertakings and institutions for occupational retirement provision.
- Insurance
- Insurance undertakings
- Occupational Pension Companies
The amendments enter into force on 1 January 2023. Amendment 2022:7 … f) Ett företag får tillämpa lättnadsreglerna i IFRS 1 Första gången International Financial Reporting
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies.
- Bank
- Markets
- Banking and lending services
- Securities institutions
The amendments enter into force on 1 January 2023. Amendment 2022:8 … – IAS 1 Presentation of Financial Statements, in the section on capital disclosures.
- Regulations amending Finansinspektionen’s regulations (FFFS 2018:10) regarding insurance distribution
- Bank
- Insurance
- Markets
- Banking and lending services
- Insurance undertakings
- Insurance intermediaries
- Securities institutions
- Occupational Pension Companies
as worded according to Commission Delegated Regulation (EU) 2024/896.
- Regulations amending Finansinspektionen’s regulations (FFFS 2017:11) regarding measures against money laundering and terrorist financing
- Bank
- Insurance
- Markets
- Banking and lending services
- Payment services
- Stock exchanges and clearing
- Electronic money
- Funds
- Insurance undertakings
- Insurance intermediaries
- Securities institutions
Section 1a An undertaking that does not appoint an anti-money-laundering compliance officer pursuant
- Allmänna råd om ersättningspolicy i börser
- Markets
- Stock exchanges and clearing
Kontrollfunktion: En funktion för riskhantering, regelefterlevnad (compliance), internrevision eller
- Regulations amending Finansinspektionen’s regulations (FFFS 2016:16) regarding amortisation of loans collateralised by residential property
- Bank
- Banking and lending services
. _______________ These regulations shall enter into force on 1 September 2024.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:26) regarding special supervision of financial conglomerates
- Bank
- Insurance
- Markets
- Banking and lending services
- Insurance undertakings
- Securities institutions
- Occupational Pension Companies
The amendments enter into force on 5 July 2023. Amendment 2023:9 … conglomerates; decided on 20 June 2023.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
- Insurance
- Insurance undertakings
will come into effect on 1 January 2024. … Issued bonds and other interest-bearing securities are reported under other financial liabilities.
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:8) regarding insurance business
- Insurance
- Insurance undertakings
will come into effect on 1 January 2024. … their solvency and financial condition and repealing Implementing Regulation (EU) 2015/2452. ___
- Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:8) on certain consumer-credit related operations
- Bank
- Markets
- Banking and lending services
- Securities institutions
- Other
The amendments enter into force on 18 July 2023. Amendment 2023:16 … regulations (FFFS 2023:12) regarding ownership, ownership management and management assessment in certain financial
