Your search for "Cayman Asset Management" resulted in 255 hits
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Regulations amending Finansinspektionen's regulations (FFFS 2024:5) regarding clearing and settlement of payments
- Markets
- Stock exchanges and clearing
4 of Finansinspektionen's regulations and general guidelines (FFFS 2014:1) on governance, risk management … of operational risks: – Chapter 5, sections 1, 6, and 7 regarding management of operating risks in
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Regulations amending Finansinspektionen’s regulations (FFFS 2018:4) regarding activities of payment service providers
- Bank
- Banking and lending services
- Payment services
- Electronic money
The first paragraph does not apply to the management of ICT risks pursuant to Regulation (EU) 2022/2554
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management and control at credit institutions
- Bank
- Markets
- Banking and lending services
- Securities institutions
Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management
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Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
Employees in strategic management positions: Employees other than senior management who have management
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General guidelines on reporting of events of material significance
- Bank
- Insurance
- Markets
- Banking and lending services
- Payment services
- Stock exchanges and clearing
- Electronic money
- Funds
- Mutual benefit societies
- Insurance intermediaries
- Public companies and their owners
- Securities institutions
- Other
Guidelines for management and reporting The undertaking’s board of directors or equivalent decision-making
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Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
Employees in strategic management positions: Employees other than senior management who have management
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Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
b) A Swedish management company, an AIF manager that manages special funds or a securities institution
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Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues.
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
contain provisions regarding – application for authorisation (Chapter 1a), – ownership and management
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Regulations
amending Finansinspektionen's regulations (FFFS 2023:12) regarding ownership, ownership management and management assessment in financial undertakings
- Bank
- Banking and lending services
Describe the background of all financing items (whether monetary or other type of asset), their value
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Securities institutions
amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
- Bank
- Insurance
- Markets
- Banking and lending services
- Stock exchanges and clearing
- Electronic money
- Funds
- Insurance undertakings
- Securities institutions
- Other
Swedish management companies, 8. insurance companies, 9. insurance associations. 10. mutual national
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Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Markets
- Stock exchanges and clearing
- Public companies and their owners
- Securities institutions
8 An application for a change in management of an undertaking that has a qualifying holding in a
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General guidelines regarding remuneration policies in stock exchanges
- Markets
- Stock exchanges and clearing
of the stock exchange or in the management for the stock exchange’s subsidiaries.
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Regulations regarding clearing and settlement of payments
- Markets
- Stock exchanges and clearing
This act places requirements on a clearing company's risk management, information, IT and cyber security … Risk management Section 4 A clearing company shall have internal rules for its risk management specifying
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Finansinspektionen’s regulations and general guidelines on the purchase and servicing of non-performing credit agreements
- Bank
- Banking and lending services
- Other
assessment, ownership management assessment and ownership assessment, respectively, available on
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
- Insurance
- Insurance undertakings
For example, if a Swedish fund management company manages a fund registered in Luxembourg, Luxembourg
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:8) on certain consumer-credit related operations
- Bank
- Markets
- Banking and lending services
- Securities institutions
- Other
References to applicable regulations regarding ownership, ownership management and management assessments … and management assessment in certain financial undertakings.
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Finansinspektionen’s general guidelines on credits in consumer relationships
- Bank
- Markets
- Banking and lending services
- Payment services
- Electronic money
- Securities institutions
- Other
may affect the third party's control over the asset.
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Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
- Markets
- Funds
The provisions stated there regarding Swedish management companies shall refer to AIF managers, and
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Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The amendments apply to Swedish management companies and foreign management companies that manage UCITS … Employees in strategic management positions: Employees other than senior management who have management
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Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
The key investor information document shall always be available on the Swedish management company’s
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2016:29) regarding mortgage lending business
- Bank
- Banking and lending services
- Other
References to applicable regulations regarding ownership, ownership management and management assessments … Section 3 As part of the assessment of an undertaking’s management/senior management, information and
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:49) regarding institutions for electronic money and registered issuers
- Bank
- Banking and lending services
- Electronic money
References to applicable regulations regarding ownership, ownership management and management assessments
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2010:3) regarding payment institutions and registered payment service providers
- Bank
- Banking and lending services
- Payment services
References to applicable regulations regarding ownership, ownership management and management assessments … and management assessment in certain financial undertakings.
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Finansinspektionen’s general guidelines on authorisation for credit institutions outside the EEA to establish a branch in Sweden and for Swedish credit institutions to establish a branch outside the EEA
- Bank
- Banking and lending services
address, 4. qualifying owners of the foreign credit institution, 5. board members and senior management
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Finansinspektionen's regulations regarding ownership, ownership management and management assessment in credit institutions.
- Bank
- Banking and lending services
and management assessments. … Describe the background of all financing items (whether monetary or other type of asset), their value
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Finansinspektionen's Regulations regarding ownership, ownership management and management assessment in financial undertakings
- Bank
- Banking and lending services
and management assessments.
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Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Markets
- Funds
Finansinspektionen's regulations (FFFS 2022:20) regarding a pan-European personal pension product Swedish management … Section 4 For Swedish management companies that are PEPP providers or PEPP distributors pursuant
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Finansinspektionen’s regulations regarding a pan-European personal pension product
- Bank
- Insurance
- Markets
- Banking and lending services
- Funds
- Insurance undertakings
- Insurance intermediaries
- Securities institutions
follow-up that apply to PEPP providers and PEPP distributors that are investment firms, Swedish management
