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• Notification

  • Bank
  • Insurance
  • Markets

  Published 2025-01-02 - A financial institution that is authorised in another EEA State may conduct financial activities in Sweden if it is within the scope of a relevant EU Single…

• Cross-border services in Sweden

  General Good Rules according to the Insurance Distribution Directive (IDD)

  Cross-border services in Sweden for institutions for occupational retirement provision

  Notifications of foreign UCITS established in another Member State authorised for marketing in Sweden
• Risk assessment

  • Markets

  Published 2025-01-03 - Banks, insurance companies and other financial firms must perform an assessment of the risk of the products and services they offer being used for money…

• National Risk Assessment of Money Laundering and Terrorist Financing in Sweden 2020/2021

  Basel Committee guidelines

  EBA, ESMA and EIPOA Risk Factor Guidelines

  Business intelligence: Money laundering bulletin

  Business intelligence: AMLabc Free Repository

  FATF

  EBA – Anti-Money Laundering

  World Bank Group – Open Repository

  United Nations Office on Drugs and Crime – Money-laundering Prevention

  United Nations Office on Drugs and Crime – Terrorism Prevention

  OECD iLibrary
• Procedures

  • Markets

  Published 2025-01-03 - A firm shall have in place procedures and guidelines in terms of measures for customer due diligence, monitoring, reporting and processing of personal data.
• Training

  • Markets

  Published 2025-01-03 - A firm’s employees shall receive training to provide them with sufficient knowledge to follow the firm’s anti-money laundering procedures and guidelines.
• Customer due diligence

  • Markets

  Published 2025-01-03 - The firm must possess solid knowledge about its customers and their affairs so as to make it more difficult for the business to be used for, and to prevent,…
• Risk classification

  • Markets

  Published 2025-01-03 - Customer due diligence measures shall be adapted based on an assessment of the extent of the risk of being used for money laundering and terrorist financing.
• Monitoring

  • Markets

  Published 2025-01-03 - A firm shall review transactions in order to detect transactions and other activities that could be suspected to form an element of money laundering or…
• Reporting to the Financial Intelligence Unit

  • Markets

  Published 2025-01-03 -

• Guide: Report suspected money laundering and terrorist financing (browsing-friendly version for screens))

  Guide: Report suspected money laundering and terrorist financing
• International sanctions

  • Markets

  Published 2024-12-05 - International sanctions limit the discretionary actions of a state, a region, a group or individuals. The sanctions that apply in Sweden are decided by the UN…
• FATF and other entities

  • Markets

  Published 2025-01-03 - In Sweden and abroad, there are many more entities which are, in some way, concerned with or work with combating money laundering and terrorist financing.…

• Financial activities linked to persons from Sweden and Denmark who joined terrorist groups in Syria and Iraq during the period 2013–2016
• Reporting to FI

  • Markets

  Published 2025-01-03 - Firms must report information annually in FI's system for periodic reporting.
• Prospectuses

  • Markets
  • Prospectuses

  Published 2025-01-13 - A prospectus must be prepared when transferable securities (for example, shares, bonds or derivative instruments) are offered to the general public or…
• About the EMIR College

  • Markets
  • EMIR

  Published 2025-03-14 - About the EMIR College
• Exemption

  • Markets
  • EMIR

  Published 2025-04-28 - Exemption

• ESMA's Q&A Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) (ESMA70-1861941480-52)
• Investors

  • Markets

  Published 2025-01-15 - This is where you can find information about the requirements placed on people who trade in securities, in other words conduct transactions in issuers.
• PDMR transactions

  • Markets

  Published 2025-03-26 - Persons discharging managerial responsibilities within an issuer or an emission allowance market participant shall report transactions they have made in…
• Trading ban

  • Markets

  Published 2025-01-15 - Persons discharging managerial responsibilities within an issuer may not conduct transactions in financial instruments issued by the issuer – or related…
• Major shareholding notifications

  • Markets

  Published 2025-01-15 - Major shareholders are obliged to submit major shareholding notifications concerning changes to their holdings in companies whose shares are admitted to…
• Short selling

  • Markets

  Published 2025-01-15 - Short selling involves the sale of a security that the seller does not own at the time the sale takes place. Instead, the seller has borrowed, or ensured that…
• Investment recommendations

  • Markets

  Published 2025-01-15 - These regulations apply to persons who produce or disseminate investment recommendations or other information recommending or suggesting a certain investment…
• Issuers

  • Markets

  Published 2025-01-15 - We have compiled information here about the various requirements that are placed on issuers.
• List of persons discharging managerial responsibilities

  • Markets

  Published 2025-01-15 - An issuer shall draw up a list of all persons discharging managerial responsibilities and persons closely associated with them. The same obligation applies to…
• Inside information

  • Markets

  Published 2025-01-15 - An issuer on a regulated market (stock exchange – e.g. Nasdaq Stockholm and NGM Main Regulated) or a multilateral trading facility (MTF) (e.g. Spotlight Stock…
• Insider lists

  • Markets

  Published 2025-01-15 - Issuers on a regulated market or a multilateral trading facility (MTF) shall continually maintain a list of persons who have access to inside information.…
• Home member state

  • Markets

  Published 2025-06-05 - The purpose of the rules concerning home member state is to specify a competent authority for supervision under the regulations in the Transparency Directive.…
• Periodic financial information

  • Markets

  Published 2025-01-15 - Companies listed on a regulated market within the EEA that have Sweden as their home member state shall disclose and report financial reports to FI in…
• Change in total number of shares or voting rights

  • Markets

  Published 2025-01-15 - An issuer whose shares are admitted to trading on a regulated market is obliged to disclose changes in the issuers total number of shares or voting rights.
• Acquisition and disposal of own shares

  • Markets

  Published 2025-01-15 - An issuer whose shares are admitted to trading on a regulated market and that acquires or disposes its own shares is obliged to disclose information about…
• About BMR

  • Markets
  • BMR

  Published 2025-01-27 - The EU regulation on benchmarks (Benchmarks Regulation (BMR)) came into effect on 1 January 2018 and it applies directly, without any implementation via…

• Regulation (EU) 2016/1011 (Benchmark Regulation, BMR) (EUR-Lex)

  European Commission on benchmarks and the Benchmark Regulation (BMR)

  ESMA on benchmarks and the Benchmark Regulation (BMR)

  Swedish law: Lag (2018:2024) med kompletterande bestämmelser till EU:s förordning om referensvärden
• Summary of the rules

  • Markets
  • BMR

  Published 2025-01-27 - Finansinspektionen (FI) is the competent authority under the BMR. This means that FI assesses the applications, registrations and notifications that can or…