Your search resulted in 8 hits
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Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB
- Markets
- EMIR
- Published
- News
Published 2021-01-29 - By its decision of 26 January 2021, Finansinspektionen (FI) issued Nasdaq Clearing AB a warning for serious deficiencies in its operations. According to the…
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Nasdaq Clearing Aktiebolag receives a warning and an administrative fine (2021-01-27)
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Nasdaq Clearing receives warning and administrative fine of MSEK 300
- Markets
- EMIR
- Published
- News
Published 2021-01-27 - FI is issuing Nasdaq Clearing AB a warning for serious deficiencies in its operations, in part in conjunction with a member of the firm’s commodities market being declared in default in 2018. Nasdaq Clearing must also pay an administrative fine of SEK 300 million.
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Nasdaq Clearing Aktiebolag receives a warning and an administrative fine
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Nasdaq Clearing Aktiebolag receives a warning and an administrative fine
- Markets
- EMIR
- Published
- Sanctions
Published 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.
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FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag
Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)
The ruling by the Administrative Court (In Swedish) (2021-12-22)
The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)
The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
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ESMA on the exemption for pension scheme arrangements from the clearing obligation
- Markets
- EMIR
- Published
- News
- ESMA
Published 2018-07-05 - The European Securities and Markets Authority (Esma) published on 3 July 2018 a statement on the exemption for pension scheme arrangements (PSAs) from the…
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Derivatives trade (EMIR)
- Markets
- EMIR
- News
The EU Regulation governing OTC derivatives, central counterparties and transaction registers (EMIR) affects all firms that enter into any form of derivative…
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Nasdaq OMX Clearing receives authorisation to be a central counterparty
- Markets
- EMIR
- Published
- Memos & decisions
Published 2014-03-20 - Finansinspektionen grants Nasdaq OMX Clearing authorisation to act as a central counterparty in accordance with the EU’s regulation regarding OTC derivatives,…
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FI:s decision: Nasdaq OMX Clearing receives authorisation to be a central counterparty (in Swedish)
