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Your search for "Charterhouse Wealth Management" resulted in 22 hits

• Maiden Life receives warning and administrative fine

  • Insurance
  • Published
  • Sanctions

  Published 2021-06-23 - rectify all of the deficiencies and has made changes to the company's Board of Directors and senior management

• FI's decision on Maiden Life Försäkrings AB
• Swedbank receives a remark and an administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2023-03-15 - Swedbank is being issued a remark and must pay an administrative fine of SEK 850 million.

• Decision: Remark and administrative fine – Swedbank AB
• Klarna receives a remark and an administrative fine

  • Money laundering
  • Published
  • Sanctions
  • News
  • Payments

  Published 2024-12-11 - FI is issuing Klarna Bank AB (Klarna) a remark and an administrative fine of SEK 500 million for violating the anti-money laundering regulations.

• Klarna receives a remark and an administrative fine
• Swedbank receives a warning and an administrative fine of SEK 4 billion

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.

• FI's decision
• SEB receives remark and administrative fine of SEK 1 billion

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.

• Decision: remark and administrative fine

  Decision: order of correction
• Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

  • Markets
  • EMIR
  • Published
  • Sanctions

  Published 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.

• FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag

  Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)

  The ruling by the Administrative Court (In Swedish) (2021-12-22)

  The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)

  The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
• Nordnet Bank receives a remark and an administrative fine

  • Bank
  • Markets
  • Consumer
  • Published
  • Sanctions

  Published 2022-05-25 - The bank also does not meet the requirements on internal guidelines and procedures and on risk management

• Nordnet Bank receives a remark and an administrative fine
• My Change Scandinavia receives an injunction to cease its operations

  • Money laundering
  • Published
  • Sanctions
  • Payments

  Published 2023-05-26 - Finansinspektionen is issuing an injunction to My Change Scandinavia AB (My Change) to cease its currency exchange operations. It shall have ceased its…

• Decision: Injunction to cease operations
• Withdrawn authorisation for Exceed Capital Sverige AB

  • Insurance
  • Markets
  • Published
  • Sanctions

  Published 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary…

• Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
• Nordea receives a warning and is ordered to pay the maximum administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…

• FI's decision regarding Nordea
• Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed

  • Bank
  • Published
  • Sanctions

  Published 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…

• FI:s decision about Skandiabanken
• Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine

  • Published
  • Sanctions

  Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…

• Remark and administrative fine - Nasdaq Stockholm Aktiebolag
• Nasdaq Clearing Aktiebolag receives a remark and an administrative fine

  • Published
  • Sanctions

  Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.

• Remark and administrative fine - Nasdaq Clearing Aktiebolag
• Handelsbanken receives a remark and is ordered to pay an administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…

• FI's decision regarding Handelsbanken
• FI withdraws the authorisation of Festival International

  • Markets
  • Published
  • Sanctions

  Published 2014-01-14 - Finansinspektionen withdraws the authorisation of Festival International to conduct investment services.

• FI's decision to withdraw the authorisation of Festival International
• FI withdraws the authorisation of Exchange Finans

  • Bank
  • Published
  • Sanctions

  Published 2014-01-14 - Finansinspektionen withdraws the authorisation to conduct financing business of Exchange Finans Europe.

• FI's decision to withdraw the authorisation of Exchange Finans Europe
• Aros receives warning and administrative fine

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2023-12-13 - FI has investigated Aros Kapital's compliance in a number of areas, such as Aros' credit risk management
• Celina Fondförvaltning receives warning and administrative fine

  • Markets
  • Consumer
  • Published
  • Sanctions

  Published 2022-11-16 - AB (Celina or the company) has authorisation to conduct fund operations and discretionary portfolio management
• Länsförsäkringar Bank recieves a remark and must pay an administrative fine

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2022-12-14 - , procedures and guidelines for model risk management and validation, and procedures and guidelines for
• Trustly Group receives warning and administrative fine

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130  million. The company is also ordered to address certain deficiencies.

• Decision: Trustly Group AB
• Trig Social Media breached accounting rules

  • Markets
  • Published
  • Sanctions
  • Financial Reporting

  Published 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…

• FI:s decision regarding Trig Social media
• SIP Nordic Fondkommission receives a warning and an administrative fine

  • Markets
  • Consumer
  • Published
  • Sanctions

  Published 2022-11-18 - this not being allowed, and it did not identify or manage a clear conflict of interest relating to management