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Your search for "capital" resulted in 14 hits

• FI issues Skandia Liv a warning

  • Insurance
  • Published
  • Sanctions
  • News

  Published 2020-04-22 - Skandia Liv has not calculated its capital need and commitments to its customers realistically or correctly for several years.

• Skandia Liv receives a warning and an administrative fine
• Skandia Liv receives a warning and an administrative fine

  • Insurance
  • Published
  • Sanctions

  Published 2020-04-22 - whether Skandia Liv, during the period Q4 2016–Q3 2019, complied with the rules for calculating its technical provisions, calculating its solvency capital
• Resurs Bank receives a remark and an administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2016-09-13 - investigated Resurs Bank's compliance with the regulations regarding consolidated situations (previously financial groups) and how the bank has applied the capital

• Finansinspektionen’s decision on Resurs Bank

  Tier 1 capital or Tier 1 capital.
• Withdrawn authorisation for Exceed Capital Sverige AB

  • Insurance
  • Markets
  • Published
  • Sanctions

  Published 2020-06-02 - Withdrawn authorisation for Exceed Capital Sverige AB

• Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)

  Finansinspektionen withdraws all authorisations of Exceed Capital Sverige AB to conduct insurance distribution.
• FI withdraws the authorisation of investment firm Exceed

  • Insurance
  • Markets
  • Published
  • Sanctions
  • News

  Published 2020-06-02 - Finansinspektion (FI) immediately withdraws the authorisation for Exceed Capital Sverige AB.

• Withdrawn authorisation for Exceed Capital Sverige AB (Summary)
• Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

  • Markets
  • EMIR
  • Published
  • Sanctions

  Published 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.

• FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag

  Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)

  The ruling by the Administrative Court (In Swedish) (2021-12-22)

  The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)

  The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
• Nasdaq Clearing Aktiebolag receives a remark and an administrative fine

  • Published
  • Sanctions

  Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.

• Remark and administrative fine - Nasdaq Clearing Aktiebolag

  DATE SIGNATURE NAME IN BLOCK CAPITALS NEW ADDRESS (IF APPLICABLE) This receipt shall be returned to Finansinspektionen immediately.
• Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine

  • Published
  • Sanctions

  Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…

• Remark and administrative fine - Nasdaq Stockholm Aktiebolag

  Taking into consideration the content of Recital (36) to the Capital Requirements Directive, Finansinspektionen considers that a starting point for this
• Danske Bank receives injunction to take remedial action

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2021-10-20 - Danske Bank has not sufficiently assessed the risk of how the bank’s products and services in Sweden may be used for money laundering and terrorist financing.…

• Decision: Injunction for Danske Bank to take remedial action

  NAME IN BLOCK CAPITALS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
• SEB receives remark and administrative fine of SEK 1 billion

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.

• Decision: remark and administrative fine

  Decision: order of correction
• Maiden Life receives warning and administrative fine

  • Insurance
  • Published
  • Sanctions

  Published 2021-06-23 - Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.

• FI's decision on Maiden Life Försäkrings AB

  NAME IN BLOCK CAPITALS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
• Swedbank receives a remark and an administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2023-03-15 - Swedbank is being issued a remark and must pay an administrative fine of SEK 850 million.

• Decision: Remark and administrative fine – Swedbank AB

  The change was made to ensure that the bank could 1 Memorandum Identification of and capital buffer surcharge for other systemically important institutions
• Swedbank receives a warning and an administrative fine of SEK 4 billion

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.

• FI's decision

  The provision set out in Chapter 3, section 4 of the Supervision Act corresponds to Article 109(2) of the Capital Requirements Directive (CRD)14, which
• Nasdaq Stockholm receives a remark and an administrative fine

  • Markets
  • Published
  • Sanctions

  Published 2024-06-19 - Finansinspektionen has decided to issue Nasdaq Stockholm Aktiebolag a remark and an administrative fine of SEK 100 million.

• Decision: Remark and administrative fine

  in the Prospectus Regulation, the regulation aims to ensure investor protection and market efficiency, while enhancing the internal market for capital