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Your search for "Cover Capital Partners and Bureau of Financial Trading" resulted in 46 hits

• Nasdaq Stockholm receives a remark and an administrative fine

  • Markets
  • Published
  • Sanctions

  Published 2024-06-19 - of SEK 100 million. … trading in financial instruments on Nasdaq Stockholm's regulated market in violation of Chapter 13,

• Decision: Remark and administrative fine
• Trustly Group receives warning and administrative fine

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130  million. … As a result, the risk that it has been possible to use Trustly and the financial system for money laundering

• Decision: Trustly Group AB
• My Change Scandinavia receives an injunction to cease its operations

  • Money laundering
  • Published
  • Sanctions
  • Payments

  Published 2023-05-26 - My Change is a registered currency exchanger pursuant to section 2 of the Certain Financial Operations

• Decision: Injunction to cease operations
• Swedbank receives a remark and an administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2023-03-15 - Swedbank is being issued a remark and must pay an administrative fine of SEK 850 million. … As a result Swedbank has not had satisfactory internal control of the change in the bank's IT system.

• Decision: Remark and administrative fine – Swedbank AB
• Partner Fondkommission receives a remark and an administrative fine

  • Markets
  • Published
  • Sanctions
  • News

  Published 2024-12-11 - of SEK 100,000. … Finansinspektionen has investigated Partner's compliance with its obligation to report executed transactions in financial

• Partner Fondkommission receives a remark and an administrative fine
• Swedbank receives a warning and an administrative fine of SEK 4 billion

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies … Finansinspektionen (FI) has investigated Swedbank AB's governance and control of anti-money laundering

• FI's decision
• JM receives a caution and an order to follow financial reporting rules

  • Markets
  • Published
  • Sanctions
  • Financial Reporting

  Published 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated … The incorrect financial reporting has an impact on the consolidated financial performance and financial

• Decision: Caution and order of correction
• Maiden Life receives warning and administrative fine

  • Insurance
  • Published
  • Sanctions

  Published 2021-06-23 - The company must also pay an administrative fine of SEK 5.5 million. … company's Board of Directors and senior management.

• FI's decision on Maiden Life Försäkrings AB
• Anoto Group receives a caution and an administrative fine

  • Markets
  • Published
  • Sanctions
  • News
  • Financial Reporting

  Published 2025-03-13 - for violations of the rules governing the preparation of annual and consolidated accounts. … to impact the decisions that users of the annual and consolidated accounts made based on these accounts

• Decision Anoto Group
• Nasdaq Clearing Aktiebolag receives a remark and an administrative fine

  • Published
  • Sanctions

  Published 2016-12-13 - Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.

• Remark and administrative fine - Nasdaq Clearing Aktiebolag
• Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine

  • Published
  • Sanctions

  Published 2016-12-13 - Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK 30,000,000.

• Remark and administrative fine - Nasdaq Stockholm Aktiebolag
• SEB receives remark and administrative fine of SEK 1 billion

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work … SEB is therefore receiving a remark and an administrative fine of SEK 1 billion.

• Decision: remark and administrative fine

  Decision: order of correction
• Svea Bank receives a remark and an administrative fine

  • Bank
  • Consumer
  • Published
  • Sanctions

  Published 2022-06-22 - Svea Bank is being issued a remark and must pay an administrative fine of SEK 45 million. … as a result the company is in violation of section 12 of the Consumer Credit Act.

• Svea Bank receives a remark and an administrative fine
• Resurs Bank receives a remark and an administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2016-09-13 - The bank must also pay an administrative fine of SEK 35 million. … groups) and how the bank has applied the capital requirements at the group level.

• Finansinspektionen’s decision on Resurs Bank
• AK Nordic AB receives a remark and an administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2020-10-14 - AK Nordic AB shall also pay an administrative fine of SEK 20,000,000. … financial system has been small.

• FI:s decision (Summary)
• Resurs Bank receives a remark and an administrative fine

  • Bank
  • Consumer
  • Published
  • Sanctions

  Published 2022-06-22 - Resurs Bank is being issued a remark and must pay an administrative fine of SEK 50 million. … The credit amounts ranged between SEK 80,000 and SEK 400,000.

• Resurs Bank receives a remark and an administrative fine
• Nordea receives a warning and is ordered to pay the maximum administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2015-05-19 - Nordea is therefore receiving a warning and is ordered to pay the maximum administrative fine of SEK

• FI's decision regarding Nordea
• Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

  • Markets
  • EMIR
  • Published
  • Sanctions

  Published 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million … appeal and set a sanction fee of SEK 250 million.

• FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag

  Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)

  The ruling by the Administrative Court (In Swedish) (2021-12-22)

  The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)

  The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
• ClearOn receives warning and administrative fine

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2022-02-22 - ClearOn is receiving a warning and must pay an administrative fine of SEK 14 million. … However, due to the severity and scope of the violations, the warning that FI is issuing to ClearOn is

• Decision: ClearOn AB (Summary)
• Moneygram receives injunction to take remedial action

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2022-09-13 - Moneygram International SPRL has not applied a sufficient scope to its assessment of the risks of its … The institution's risk assessment also does not contain an analysis of its customers and an assessment

• Decision (Summary)
• Klarna receives a remark and an administrative fine

  • Money laundering
  • Published
  • Sanctions
  • News
  • Payments

  Published 2024-12-11 - FI is issuing Klarna Bank AB (Klarna) a remark and an administrative fine of SEK 500 million for violating … Given the violations in question and the firm's financial position, FI has decided to issue the firm

• Klarna receives a remark and an administrative fine
• Danske Bank receives injunction to take remedial action

  • Bank
  • Money laundering
  • Published
  • Sanctions

  Published 2021-10-20 - Danske Bank has not sufficiently assessed the risk of how the bank’s products and services in Sweden … Finansinspektionen also investigated other parts of Danske Bank's work to combat money laundering and

• Decision: Injunction for Danske Bank to take remedial action
• Amal Express shall pay an administrative fine

  • Bank
  • Money laundering
  • Published
  • Sanctions
  • News
  • Payments

  Published 2024-11-13 - Amal Express Ekonomisk förening shall pay an administrative fine of SEK 100,000. … The service has entailed a high risk of money laundering and terrorist financing, and Amal has thus been

• Decision regarding administrative fine
• Handelsbanken receives a remark and is ordered to pay an administrative fine

  • Bank
  • Published
  • Sanctions

  Published 2015-05-19 - about customers and their business relations. … Handelsbanken thus receives a remark and is ordered to pay an administrative fine of SEK 35 million.

• FI's decision regarding Handelsbanken
• Withdrawn authorisation for Exceed Capital Sverige AB

  • Insurance
  • Markets
  • Published
  • Sanctions

  Published 2020-06-02 - , and authorisation to be registered as a manager of fund units. … FI makes the assessment that most of the deficiencies are due to insufficient internal governance and

• Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
• Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed

  • Bank
  • Published
  • Sanctions

  Published 2014-06-26 - The bank has not complied with the rules applicable for receiving commission nor dealt with conflicts of … An adverse remark is consequently issued to the bank and an administrative fine of SEK 10 million imposed

• FI:s decision about Skandiabanken
• Trig Social Media breached accounting rules

  • Markets
  • Published
  • Sanctions
  • Financial Reporting

  Published 2016-01-19 - periodic financial information. … is covered by FI's enforcement of financial information.

• FI:s decision regarding Trig Social media
• Nordnet Bank receives a remark and an administrative fine

  • Bank
  • Markets
  • Consumer
  • Published
  • Sanctions

  Published 2022-05-25 - Nordnet Bank is being issued a remark and must pay an administrative fine of SEK 100 million. … and risk assessment, and it has failed in its duty of care to its customers.

• Nordnet Bank receives a remark and an administrative fine
• Nord Fondkommission AB’s authorisation is withdrawn

  • Markets
  • Consumer
  • Published
  • Sanctions

  Published 2021-10-13 - Finansinspektionen (FI) is withdrawing all of Nord Fondkommission AB’s (Nord) authorisations due to severe … activities on the financial market.

• Decision: Withdrawal of authorisation for Nord Fondkommission AB
• Swedish Pensions Agency receives a remark

  • Insurance
  • Published
  • Sanctions
  • News

  Published 2025-03-13 - Finansinspektionen (FI) is issuing the Swedish Pensions Agency a remark for deficient risk control of … share, and the obligation to reinvest funds in the company.

• Decision: Remark Pensionsmyndigheten