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Nasdaq Stockholm receives a remark and an administrative fine
- Markets
- Published
- Sanctions
Published 2024-06-19 - Finansinspektionen has decided to issue Nasdaq Stockholm Aktiebolag a remark and an administrative fine of SEK 100 million.
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Decision: Remark and administrative fine
The investigations also do not show that any harm occurred as a result of the violations.
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Maiden Life receives warning and administrative fine
- Insurance
- Published
- Sanctions
Published 2021-06-23 - Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.
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FI's decision on Maiden Life Försäkrings AB
The authority takes the position that the risk profile and the risk management system are typically influenced by everything that happens in the company
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Harber Capital LLC får avgift för sen blankningsanmälan
- Markets
- Published
- Sanctions
- Market abuse
Published 2020-04-20 - Harber Capital LLC ska betala särskild avgift på 5 000 kronor för att för sent ha anmält till Finansinspektionen att en kort nettoposition i aktier i Mycronic…
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FI:s beslut om särskild avgift för Harber Capital LLC
1(4) PPaaggee 11 ooff 66 2020-04-20 B E S L U T Harber Capital LLC FI Dnr 18-16049 Att: Chief Executive Officer 780 Third Ave Suite 1500
