Your search for "Commission on Financial & Securities Compliance" resulted in 8 497 hits
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Consumer Protection Report 2023
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
- Payments
Published 2023-07-25 - FI believes that the Government should investigate the suitability of a ban on commissions on the Swedish
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AI increasingly common in the financial sector, but risk management is lagging behind
- Bank
- Insurance
- Markets
- Published
- News
- Reports
- Fintech
- Payments
Published 2024-12-06 - The new generative AI technology has spread rapidly and extensively throughout the Swedish financial … "We place high demands on the financial sector to know what risks could arise as the use of AI begins
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Firms continue to offer consumers unsuitable products
- Consumer
- Published
- News
- Reports
- Cryptoassets
- Save
- Consumer
- Insure
- Pay
- Borrow
Published 2024-05-08 - Despite this, firms offer such products on a broad front. … In 2024, FI is prioritising the following risks on the financial market: Financial exclusion.
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Updated Q&A on reporting under the Anti-Money Laundering Act
- Bank
- Insurance
- Markets
- Money laundering
- Published
- Reporting
- News
- Payments
Published 2024-12-02 - As we approach the starting point for the 2025 periodic reporting under the Anti-Money Laundering Act, a number of new questions have arisen. We have…
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FAQs – periodic reporting in accordance with the Anti-Money Laundering Act
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Omställningsplaner allt viktigare för aktörer på finansmarknaden visar ny internationell rapport
- Markets
- Published
- News
- IOSCO
- Sustainability
Published 2024-11-13 - System (NGFS) och Financial Stability Board (FSB).
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Open finance in Sweden
- Bank
- Insurance
- Markets
- Consumer
- Published
- News
- Reports
- Fintech
Published 2023-06-28 - After conducting a new survey, FI has noted that broader regulation on how customer data can be shared … The European Commission has drafted a proposal on how to regulate data sharing more broadly within the
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Consumer Protection Report 2022
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
Published 2022-04-28 - Unsound lending practices and commission from the sale of financial instruments are the highest prioritised … The assessments must be based on sufficient information about the consumer's financial circumstances,
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Nasdaq Stockholm receives a remark and an administrative fine
- Markets
- Published
- Sanctions
Published 2024-06-19 - trading in financial instruments on Nasdaq Stockholm's regulated market in violation of Chapter 13,
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How FI reviews money laundering risks in the financial sector in 2025
- Bank
- Insurance
- Markets
- Money laundering
- Published
- News
- Payments
Published 2025-03-10 - There is a high risk that the financial system is used by criminals to launder money and commit other … FI will focus on examining these areas and services more closely in the money laundering supervision
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Roadmap for sustainable finance
- Bank
- Insurance
- Markets
- Stability
- Published
- About FI
- Reports
- Sustainability
Published 2022-12-13 - In 2019, FI’s overarching mandate was expanded to include a responsibility to ensure that the financial … The financial sector can fill an important function in the transition to a sustainable economy.
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Stability in the Financial System (2024:1): A slightly better outlook in an uncertain environment
- Bank
- Insurance
- Markets
- Stability
- Published
- News
- Reports
- Payments
Published 2024-05-27 - in the financial sectorn. … FI assesses financial stability on an ongoing basis and describes the status of the financial markets
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FI Analysis No. 47: The 2023 Banking Turmoil – Could What Happened in the US and Switzerland Also Happen in Sweden?
- Bank
- Stability
- Published
- Reports
Published 2024-12-11 - Spurred on by digitalisation, events unfolded very quickly.
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Partner Fondkommission receives a remark and an administrative fine
- Markets
- Published
- Sanctions
- News
Published 2024-12-11 - 2, section 1, point 2 of the Securities Market Act.
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Partner Fondkommission receives a remark and an administrative fine
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FI Analysis 45: High risks in small and mid-sized commercial real estate firms
- Bank
- Stability
- Published
- Reports
Published 2024-05-27 - looked closer at which CRE firms constitute the greatest credit risk to banks, with a special focus on
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FI Analysis No. 45: High risks in small and mid-sized commercial real estate firms
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Sustainability Report 2021 – the climate in focus
- Bank
- Insurance
- Markets
- Consumer
- Stability
- Published
- Reports
- Sustainability
Published 2021-03-18 - sector and lists examples of what FI is working on in this area. … For example, during the year we investigated the extent to which the financial firms are measuring and
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Updated Pillar 2 method for assessing flowback risk associated with securitisation
- Bank
- Capital requirements
- Stability
- Published
- Memos & decisions
Published 2021-07-13 - The aim is to decide, where applicable, on an additional own funds requirement under Pillar 2 for flowback … FI intends to decide on an additional own funds requirement for flowback risks associated with securitisation
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Updated version containing a clarification on page 15 and 16 (published 2023-01-30)
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FI Supervision 29: Advisors are not taking customers’ sustainability preferences into account
- Markets
- Consumer
- Published
- Reports
- Sustainability
- In-depth analysis
Published 2024-03-28 - We encourage firms to continue to devote special focus to this area and prioritise compliance with the
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FI Supervision 29: Sustainable advice is a challenge for firms
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FI proposes enhanced preventive work in efforts to prevent investment fraud
- Consumer
- Published
- Reports
- Frauds
Published 2024-11-07 - they first want you to pay a fee, which they might say is a tax, a bank fee, a legal fee, or a commission
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FI prioritizes particularly vulnerable sectors to combat money laundering
- Money laundering
- Published
- Reporting
- News
- Reports
- Payments
- Cryptoassets
Published 2024-04-17 - of areas where the risks are assessed to be particularly large and that we will have an extra focus on … "We place high demands on the financial sector and work to ensure that companies do what they must to
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Report: Prioritised risks in anti-money laundering and combating the financing of terrorism
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FI identifies transition risks in banks’ lending portfolios
- Bank
- Published
- News
- Reports
- Sustainability
Published 2024-06-04 - "For financial stability as a whole, it is important for banks to identify and manage risks in their
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FI Analysis No. 40: Winners and losers in the trading of meme stocks
- Markets
- Published
- Reports
Published 2023-05-26 - For Finansinspektionen, which monitors the financial market, understanding such events is essential.
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FI Analysis No. 40: Winners and losers in the trading of meme stocks
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Finansinspektionen’s strategy to prevent greenwashing
- Bank
- Insurance
- Markets
- Published
- About FI
- Reports
- Sustainability
Published 2022-12-13 - FI’s strategy for preventing greenwashing in the financial sector aims to safeguard the trust in sustainable … products Follow up on information provided in conjunction with financial advice Integrate sustainability
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Stability in the Financial System (2024:2): Improved outlook, but risk of set-backs
- Bank
- Insurance
- Markets
- Stability
- Published
- News
- Reports
- Payments
Published 2024-11-20 - The outlook for financial stability has improved somewhat in the past six months. … This, in turn, could have a major impact on financial stability.
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European Commission approves FI’s extension of the risk-weight floors
- Bank
- Capital requirements
- Published
- News
Published 2025-06-27 - The European Commission has announced that it does not object to FI's intention to extend the current … Commission and the European Systemic Risk Board (ESRB) that FI intends to extend the current risk-weight
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Commission Decision of 24.06.2025: RRE
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FI would like the financial market to shift its sustainability work into the next gear
- Stability
- Published
- Reports
- Sustainability
Published 2024-05-20 - There is a lot of work left to do before the financial market fully contributes to a sustainable economy … The financial sector fills an important function in the transition to a sustainable economy.
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Finansinspektionen’s prioritised areas for 2021
- Bank
- Insurance
- Markets
- Money laundering
- Consumer
- Stability
- Published
- About FI
- Memos & decisions
- Sustainability
- Coronavirus
Published 2021-02-05 - FI will also focus on advisory services and the sale of financial products, both securities and insurance
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Memorandum: Finansinspektionen’s (FI) prioritised areas for 2021
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JM receives a caution and an order to follow financial reporting rules
- Markets
- Published
- Sanctions
- Financial Reporting
Published 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated … The incorrect financial reporting has an impact on the consolidated financial performance and financial
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Consumer Protection Report 2021
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
Published 2021-02-24 - Deficiencies in the duty of care on the investment and insurance markets are the second consumer risk
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Stock exchange information
- Markets
- Reporting
Published 2025-01-13 - The financial information shall be filed electronically here on FI's website in conjunction with its
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Instructions: Stock Exchange Information and News Distribution Agencies
Published financial reports (database in Swedish)
Notification of home Member State under the Transparency Directive (2016-04-07)
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Stability in the Financial System (2023:1)
- Bank
- Insurance
- Stability
- Published
- Reports
- Payments
Published 2023-05-31 - The strong and rapid rise in interest rates has meant that both actors on the financial markets and borrowers
