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• Exemption

  • Markets
  • EMIR

  Published 2025-04-28 - Exemption

• ESMA's Q&A Implementation of the Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories (EMIR) (ESMA70-1861941480-52)
• Central counterparty (Clearing)

  • Markets

  Published 2025-04-14 - Finansinspektionen is the competent authority according to Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories…
• Central securities depository (settlement and account entry)

  • Markets

  Published 2025-04-14 - Finansinspektionen is the competent authority according to Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central…
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Markets
  • Stock exchanges and clearing
  • Public companies and their owners
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the law. 1 Regulations amend...
• Regulations repealing Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments.
  • Bank
  • Markets
  • Banking and lending services
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of th...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers.
  • Bank
  • Markets
  • Banking and lending services
  • Funds
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of th...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:26) regarding special supervision of financial conglomerates.
  • Bank
  • Insurance
  • Markets
  • Banking and lending services
  • Insurance undertakings
  • Securities institutions
  • Occupational Pension Companies

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of th...
• Regulations repealing Finansinspektionen’s regulations (FFFS 2007:4) regarding reporting of interest rate risks in non-trading activities.
  • Bank
  • Markets
  • Banking and lending services
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of th...
• Anoto Group receives a caution and an administrative fine

  • Markets
  • Published
  • Sanctions
  • News
  • Financial Reporting

  Published 2025-03-13 - Finansinspektionen has decided to issue Anoto Group a caution and an administrative fine of SEK 900,000 for violations of the rules governing the preparation…

• Decision Anoto Group
• Foreign business operations – management company passport

  • Markets

  Published 2025-03-11 - Foreign business operations – management company passport

• FFFS (2013:9) regarding Swedish UCITS

  Forms: Model letter to be submitted by a management company to the competent authorities of the UCITS home Member State under Article 20(1) of Directive 2009/65/EC
• How FI reviews money laundering risks in the financial sector in 2025

  • Bank
  • Insurance
  • Markets
  • Money laundering
  • Published
  • News
  • Payments

  Published 2025-03-10 - There is a high risk that the financial system is used by criminals to launder money and commit other crimes. In 2025, the Financial Supervisory Authority…

• Report on prioritized MLTF risks 2025

  FI's overall supervisory priorities (in Swedish)
• Notification by foreign UCITS regarding marketing of units in the undertaking in Sweden

  • Markets

  Published 2025-03-06 - A foreign UCITS which is domiciled within the EEA and has such authorisation in its home state as set out in 2009/65/EC of the European Parliament and of the…

• Marketing rules, etc., in Sweden (in Swedish)

  Instruction for notifications in accordance with the requirements set out in Directive 2009/65/EC, Article 93, points 7 and 8
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues.
  • Markets
  • Stock exchanges and clearing
  • Public companies and their owners
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application ...
• Direct contributions to reserves from shareholders as CET1 capital

  • Bank
  • Markets
  • Capital requirements
  • Published
  • News
  • EBA
  • Regulations
  • Funds
  • Payments

  Published 2025-02-07 - European Banking Authority (EBA) has clarified which conditions direct contributions to reserves from shareholders should meet in order to form part of firms’…

• Single Rulebook Q&A 2024_7256: Direct contributions to reserves from shareholders

  Capital Requirements Regulation (CRR) - Regulation (EU) No 575/2013 of the European Parliament and of the Council of 26 June 2013 on prudential requirements for credit institutions and amending Regulation (EU) No 648/2012
• The TRS 2 system closed on 14 January

  • Markets
  • Published
  • Reporting
  • News

  Published 2025-01-08 - The TRS 2 system will be closed for maintenance Tuesday, 14 January 2025.
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
  • Bank
  • Markets
  • Banking and lending services
  • Stock exchanges and clearing
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
  • Bank
  • Markets
  • Banking and lending services
  • Stock exchanges and clearing
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
  • Bank
  • Insurance
  • Markets
  • Banking and lending services
  • Stock exchanges and clearing
  • Electronic money
  • Funds
  • Insurance undertakings
  • Securities institutions
  • Other

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Markets
  • Stock exchanges and clearing
  • Public companies and their owners
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• General guidelines amending Finansinspektionen’s general guidelines (FFFS 2005:1) regarding governance and control of financial undertakings
  • Bank
  • Insurance
  • Markets
  • Banking and lending services
  • Stock exchanges and clearing
  • Mutual benefit societies
  • Insurance intermediaries
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• General guidelines regarding remuneration policies in stock exchanges
  • Markets
  • Stock exchanges and clearing

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations regarding clearing and settlement of payments
  • Markets
  • Stock exchanges and clearing

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Partner Fondkommission receives a remark and an administrative fine

  • Markets
  • Published
  • Sanctions
  • News

  Published 2024-12-11 - Finansinspektionen is issuing Partner Fondkommissionen AB (Partner) a remark and an administrative fine of SEK 100,000.

• Partner Fondkommission receives a remark and an administrative fine
• AI increasingly common in the financial sector, but risk management is lagging behind

  • Bank
  • Insurance
  • Markets
  • Published
  • News
  • Reports
  • Fintech
  • Payments

  Published 2024-12-06 - The new generative AI technology has spread rapidly and extensively throughout the Swedish financial sector. At the same time, the work to manage the risks…

• Report: AI in the Swedish financial sector
• Updated Q&A on reporting under the Anti-Money Laundering Act

  • Bank
  • Insurance
  • Markets
  • Money laundering
  • Published
  • Reporting
  • News
  • Payments

  Published 2024-12-02 - As we approach the starting point for the 2025 periodic reporting under the Anti-Money Laundering Act, a number of new questions have arisen. We have…

• FAQs – periodic reporting in accordance with the Anti-Money Laundering Act
• TRS 2 system closed 4−5 December

  • Markets
  • Published
  • Reporting
  • News

  Published 2024-11-27 - The TRS 2 system will be closed for maintenance Wednesday, 4 December and Thursday, 5 December 2024.
• Stability in the Financial System (2024:2): Improved outlook, but risk of set-backs

  • Bank
  • Insurance
  • Markets
  • Stability
  • Published
  • News
  • Reports
  • Payments

  Published 2024-11-20 - The outlook for financial stability has improved somewhat in the past six months. Sweden continues to experience a mild economic downturn, but interest rate…

• Stability in the Financial System (2024:2)
• TRS 2 system closed 7 November

  • Markets
  • Published
  • Reporting
  • News

  Published 2024-10-31 - The TRS 2 system will be closed for maintenance Thursday, 7 November 2024.
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies.
  • Bank
  • Markets
  • Banking and lending services
  • Securities institutions

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the law. ...
• TRS 2 system closed 4−7 October

  • Markets
  • Published
  • Reporting
  • News

  Published 2024-09-27 - The TRS 2 system will be closed for maintenance from Friday, 4 October 2024, until Monday, 7 October 2024, due to a change of certificate at ESMA.