Your search for "Commission on Financial & Securities Compliance" resulted in 14 hits
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AI increasingly common in the financial sector, but risk management is lagging behind
- Bank
- Insurance
- Markets
- Published
- News
- Reports
- Fintech
- Payments
Published 2024-12-06 - AI increasingly common in the financial sector, but risk management is lagging behind
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Report: AI in the Swedish financial sector
on artificial intelligence (the AI Regulation) entered into force on 1 August 2024.2 It covers all sectors, including the financial sector.
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Updated Q&A on reporting under the Anti-Money Laundering Act
- Bank
- Insurance
- Markets
- Money laundering
- Published
- Reporting
- News
- Payments
Published 2024-12-02 - Updated Q&A on reporting under the Anti-Money Laundering Act
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FAQs – periodic reporting in accordance with the Anti-Money Laundering Act
Third countries, identified by The European Commission with strategic deficiencies in their AML/CFT regimes that pose significant threats to the financial
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FI’s view on automated investment advice
- Bank
- Insurance
- Markets
- Consumer
- Published
- News
Published 2017-02-22 - FI’s view on automated investment advice
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Memorandum: Automated investment advice
However, there is a requirement on functions for compliance, risk management and internal audit.
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Open finance in Sweden
- Bank
- Insurance
- Markets
- Consumer
- Published
- News
- Reports
- Fintech
Published 2023-06-28 - Digitalisation introduces both opportunities and risks to the financial market. … After conducting a new survey, FI has noted that broader regulation on how customer data can be shared with third-party providers could make it easier
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The upcoming regulation on open finance announced by the EU Commission will take the next step3.
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Stability in the Financial System (2024:1): A slightly better outlook in an uncertain environment
- Bank
- Insurance
- Markets
- Stability
- Published
- News
- Reports
- Payments
Published 2024-05-27 - Stability in the Financial System (2024:1): A slightly better outlook in an uncertain environment
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Stability in the Financial System
A widespread disruption to the financial system can threaten financial stability, which in turn could have an impact on Sweden’s security.
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Implementation of the European supervisory authorities’ guidelines and recommendations
- Bank
- Insurance
- Markets
- Published
- Memos & decisions
- News
- EBA
- ESMA
- EIOPA
Published 2013-02-18 - Finansinspektionen finds that guidelines from the European supervisory authorities addressed to competent authorities or financial market participants
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Memorandum: Implementation of the European supervisory authorities’ guidelines and recommendations
The obligation to provide ESA with an explanation regarding compliance or non-compliance with the guideline is a method to increase compliance, which
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Financing of terrorism
- Money laundering
- Published
- News
Published 2016-03-15 - With the aim of becoming more informed, FI commissioned a report from the Center for Asymmetric Threat Studies (CATS) on the threat from terrorism financing
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Understanding Terrorist Finance, Modus Operandi and National CTF-Regimes
Other entities receiving FINTRAC intelligence are CBSA, provincial/territorial securities commissions and the Canada Revenue Agency (on suspected illicit
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Supervision of the financial infrastructure works well
- Bank
- Markets
- Published
- News
- ESMA
- IOSCO
Published 2014-03-27 - Supervision of the financial infrastructure works well
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Assessment of the Riksbank's and Finansinspektionen's oversight and supervision work
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Leverage ratio requirement for Swedish banks
- Bank
- Capital requirements
- Stability
- Published
- News
Published 2014-12-08 - Finansinspektionen (Swedish Financial Supervisory Authority – FI) considers that a leverage ratio requirement may serve an important function for establishing … financial stability in Sweden as a back-stop, which sets a floor for how low the capital adequacy requirement can fall in relation to the banks' gross
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Memorandum: Leverage ratio requirement for Swedish banks
It is customary to securitise the loans so that mortgages can be easily traded, even on the secondary market.
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Large Swedish banks show resilience in EU stress test
- Bank
- Published
- News
- EBA
Published 2021-08-02 - The five largest Swedish banks are resilient and have the ability to withstand a sharp deterioration in market conditions, based on the stress test conducted
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New methods for banks' risk weights and capital requirements decided
- Bank
- Capital requirements
- Stability
- Published
- News
Published 2016-05-24 - Risk-based capital requirements for banks are significant for financial stability and the manner in which the financial markets' function. … also introduces incentives for the banks to try to reduce their risk weights, and thus their capital requirements, more than what is justified based on
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Capital requirements for maturity assumptions under pillar 2
FI:s supervision of banks' calculations of risk weights for exposures to corporates
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FI decides on stress test methodology for determining the capital planning buffer
- Bank
- Capital requirements
- Stability
- Published
- News
Published 2016-08-11 - FI decides on stress test methodology for determining the capital planning buffer
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Memorandum: Stress test methodology for determining the capital planning buffer
Stress test methodology for assessment of the capital planning buffer (2016-05-09)
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EBA's MDA Opinion does not change Pillar 2 in Sweden
- Bank
- Published
- News
- EBA
Published 2016-01-08 - In response to the Opinion published by the European Banking Authority (EBA) on 18 December 2015 regarding restrictions on distributions linked to the … on distributions), Finansinspektionen would like to comment as follows.
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Capital requirements for Swedish banks
- Bank
- Capital requirements
- Stability
- Published
- Memos & decisions
- News
Published 2014-09-10 - Finansinspektionen presents positions to ensure that the Swedish banking system stands more robustly equipped to withstand future financial crises.
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Memorandum: Capital requirements for Swedish banks
robustness or deficient compliance with regulations.
