Your search for "Commission on Financial & Securities Compliance" resulted in 19 hits
-
AI increasingly common in the financial sector, but risk management is lagging behind
- Bank
- Insurance
- Markets
- Published
- News
- Reports
- Fintech
- Payments
Published 2024-12-06 - AI increasingly common in the financial sector, but risk management is lagging behind
-
Report: AI in the Swedish financial sector
on artificial intelligence (the AI Regulation) entered into force on 1 August 2024.2 It covers all sectors, including the financial sector.
-
Updated Q&A on reporting under the Anti-Money Laundering Act
- Bank
- Insurance
- Markets
- Money laundering
- Published
- Reporting
- News
- Payments
Published 2024-12-02 - Updated Q&A on reporting under the Anti-Money Laundering Act
-
FAQs – periodic reporting in accordance with the Anti-Money Laundering Act
Third countries, identified by The European Commission with strategic deficiencies in their AML/CFT regimes that pose significant threats to the financial
-
FI’s view on automated investment advice
- Bank
- Insurance
- Markets
- Consumer
- Published
- News
Published 2017-02-22 - FI’s view on automated investment advice
-
Memorandum: Automated investment advice
However, there is a requirement on functions for compliance, risk management and internal audit.
-
Open finance in Sweden
- Bank
- Insurance
- Markets
- Consumer
- Published
- News
- Reports
- Fintech
Published 2023-06-28 - Digitalisation introduces both opportunities and risks to the financial market. … After conducting a new survey, FI has noted that broader regulation on how customer data can be shared with third-party providers could make it easier
-
The upcoming regulation on open finance announced by the EU Commission will take the next step3.
-
Stability in the Financial System (2024:1): A slightly better outlook in an uncertain environment
- Bank
- Insurance
- Markets
- Stability
- Published
- News
- Reports
- Payments
Published 2024-05-27 - Stability in the Financial System (2024:1): A slightly better outlook in an uncertain environment
-
Stability in the Financial System
A widespread disruption to the financial system can threaten financial stability, which in turn could have an impact on Sweden’s security.
-
Implementation of the European supervisory authorities’ guidelines and recommendations
- Bank
- Insurance
- Markets
- Published
- Memos & decisions
- News
- EBA
- ESMA
- EIOPA
Published 2013-02-18 - Finansinspektionen finds that guidelines from the European supervisory authorities addressed to competent authorities or financial market participants
-
Memorandum: Implementation of the European supervisory authorities’ guidelines and recommendations
The obligation to provide ESA with an explanation regarding compliance or non-compliance with the guideline is a method to increase compliance, which
-
Financing of terrorism
- Money laundering
- Published
- News
Published 2016-03-15 - With the aim of becoming more informed, FI commissioned a report from the Center for Asymmetric Threat Studies (CATS) on the threat from terrorism financing
-
Understanding Terrorist Finance, Modus Operandi and National CTF-Regimes
Other entities receiving FINTRAC intelligence are CBSA, provincial/territorial securities commissions and the Canada Revenue Agency (on suspected illicit
-
Omställningsplaner allt viktigare för aktörer på finansmarknaden visar ny internationell rapport
- Markets
- Published
- News
- IOSCO
- Sustainability
Published 2024-11-13 - engagerade i andra arbetsgrupper som arbetar med omställningsplaner, till exempel de europeiska tillsynsmyndigheterna (Esorna), Network for Greening the Financial … System (NGFS) och Financial Stability Board (FSB).
-
Ioscos rapport om omställningsplaner (eng)
of Securities Commissions 2024.
-
Supervision of the financial infrastructure works well
- Bank
- Markets
- Published
- News
- ESMA
- IOSCO
Published 2014-03-27 - Supervision of the financial infrastructure works well
-
Assessment of the Riksbank's and Finansinspektionen's oversight and supervision work
-
Leverage ratio requirement for Swedish banks
- Bank
- Capital requirements
- Stability
- Published
- News
Published 2014-12-08 - Finansinspektionen (Swedish Financial Supervisory Authority – FI) considers that a leverage ratio requirement may serve an important function for establishing … financial stability in Sweden as a back-stop, which sets a floor for how low the capital adequacy requirement can fall in relation to the banks' gross
-
Memorandum: Leverage ratio requirement for Swedish banks
It is customary to securitise the loans so that mortgages can be easily traded, even on the secondary market.
-
Large Swedish banks show resilience in EU stress test
- Bank
- Published
- News
- EBA
Published 2021-08-02 - The five largest Swedish banks are resilient and have the ability to withstand a sharp deterioration in market conditions, based on the stress test conducted
-
New methods for banks' risk weights and capital requirements decided
- Bank
- Capital requirements
- Stability
- Published
- News
Published 2016-05-24 - Risk-based capital requirements for banks are significant for financial stability and the manner in which the financial markets' function. … also introduces incentives for the banks to try to reduce their risk weights, and thus their capital requirements, more than what is justified based on
-
Capital requirements for maturity assumptions under pillar 2
FI:s supervision of banks' calculations of risk weights for exposures to corporates
-
FI decides on stress test methodology for determining the capital planning buffer
- Bank
- Capital requirements
- Stability
- Published
- News
Published 2016-08-11 - FI decides on stress test methodology for determining the capital planning buffer
-
Memorandum: Stress test methodology for determining the capital planning buffer
Stress test methodology for assessment of the capital planning buffer (2016-05-09)
-
EBA's MDA Opinion does not change Pillar 2 in Sweden
- Bank
- Published
- News
- EBA
Published 2016-01-08 - In response to the Opinion published by the European Banking Authority (EBA) on 18 December 2015 regarding restrictions on distributions linked to the … on distributions), Finansinspektionen would like to comment as follows.
-
Capital requirements for Swedish banks
- Bank
- Capital requirements
- Stability
- Published
- Memos & decisions
- News
Published 2014-09-10 - Finansinspektionen presents positions to ensure that the Swedish banking system stands more robustly equipped to withstand future financial crises.
-
Memorandum: Capital requirements for Swedish banks
robustness or deficient compliance with regulations.
-
Rapportera i tid – undvik sanktionsavgift
- Markets
- Published
- Reporting
- News
- Market abuse
Published 2018-09-25 - Samtliga verkställande direktörer för de cirka 1 000 bolag som är noterade på en reglerad marknad eller en så kallad multilateral handelsplattform…
-
FI:s brev till bolag som är noterade på en reglerad marknad
FI:s brev till bolag som är noterade på en reglerad marknad (eng version)
FI:s brev till bolag som är noterade på en handelsplattform
FI:s brev till bolag som är noterade på en handelsplattform (eng version)
-
Överenskommelse om tillsyn av betydande filialer i Norden
- Bank
- Published
- News
Published 2016-12-19 - Finansinspektionen har kommit överens med de nordiska finansinspektionerna och Europeiska centralbanken (ECB) om hur tillsynen av betydande filialer ska…
-
that competent authorities of home and host Member States supply to one another and Commission Implementing Regulation (EU) No 620/20146 laying down
-
Finansiering av terrorism
- Money laundering
- Published
- News
Published 2016-03-15 - I den nationella riskbedömning om finansiering av terrorism som publicerades i juni 2014 identifierades ett behov av att öka kunskapen och medvetenheten om…
-
Rapport: Finansiering av terrorism – en sammanfattning
Rapport: Understanding Terrorist Finance, Modus Operandi and National CTF-Regimes
-
Samförståndsavtal mellan Kina och Sverige
- Bank
- Published
- About FI
- News
Published 2014-07-07 - Den kinesiska tillsynsmyndigheten China Banking Regulatory Commission (CBRC) har ingått ett samförståndsavtal med Finansinspektionen.
-
Samförståndsavtal Kina–Sverige
On behalf of the China Banking Regulatory Commission On behalf of the Swedish Financial Supervisory Authority
