Your search for "Commission on Financial" resulted in 153 hits
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Consumer protection on the financial market
- Consumer
- Published
- Reports
Published 2015-05-12 - Consumer protection on the financial market
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Report: Consumer protection on the financial market
CONSUMER PROTECTION ON THE FINANCIAL MARKET ADVICE Commissions survey In 2014 FI conducted a survey of commission income on the advisory market
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Consumer Protection Report 2025: Digitalisation and viral trends create risks for consumers on the financial market
- Consumer
- Published
- Reports
- Frauds
- Save
- Consumer
- Insure
- Pay
- Borrow
Published 2025-04-30 - Consumer Protection Report 2025: Digitalisation and viral trends create risks for consumers on the financial market
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Evaluation of securities settlement in Sweden in 2007
- Markets
- Published
- Reports
Published 2008-02-13 - The financial markets have several important functions.
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Report in Swedish: Utvärdering av värdepappersavveckling i Sverige 2007 (2008:5)
Stability Assessment, including Reports on the Observance of Standards and Codes on the following topics: Monetary and Financial Policy Transparency,
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Funds with sustainable investment as its objective
- Bank
- Insurance
- Markets
- Published
- Reports
- Sustainability
Published 2022-10-12 - The Swedish Financial Supervisory Authority, Finansinspektionen (FI) has conducted an in-depth analysis of how managers of funds registered in Sweden that … have sustainable investment as its objective (so-called Article 9 funds) meet the requirements on sustainability-related disclosures in the pre-contractual
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Funds with sustainable investment as its objective
For example, the European Commission published a Q&A document on 14 July 2021 that contains SFDR clarifications (the Commission's Q&A)7.
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Priorities in FI’s supervision to strengthen consumer protection
- Consumer
- Published
- Reports
- Financial Literacy
Published 2018-03-27 - Finansinspektionen (FI) presents in this report the risks consumers are facing on the financial market and that FI is prioritising in its supervision.
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Report: Priorities in FI’s supervision to strengthen consumer protection
For many years, FI has been focussing on the conflicts of interest that arise when a firm accepts commissions in conjunction with the provision of financial
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Risks in the financial system 2011
- Bank
- Insurance
- Markets
- Stability
- Published
- Reports
Published 2011-11-15 - Risks in the financial system 2011
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Internet, standards and the market - an international survey
- Published
- Reports
Published 2001-06-27 - It is not possible to easily determine the Internet's importance and effects on the financial services market. … It is considered likely, therefore, that several different solutions will be tested by the EU Commission.
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Report in Swedish: Internet, normer och marknad - en internationell utblick (2001:4)
Ett av dessa pro- jekt är nätverket FIN-NET (FINancial Services complaints NETwork) som nyligen dragits igång.
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Consumer Protection Report 2022
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
Published 2022-04-28 - Unsound lending practices and commission from the sale of financial instruments are the highest prioritised risks in Finansinspektionen’s (FI) consumer
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Consumer Protection Report 2021
This remains one of the main risks for consumers on the financial market.
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Swedish banking requirements for financial stability should be safeguarded
- Bank
- Capital requirements
- Stability
- Published
- Reports
Published 2017-05-05 - Swedish banking requirements for financial stability should be safeguarded
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Report: Interaction between the regulations on capital adequacy and crisis management
See the compilation of the European Commission: http://ec.europa.eu/competition/state_aid/scoreboard/index_en.html. 27 Financial Stability Board (2011
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Open finance in Sweden
- Bank
- Insurance
- Markets
- Consumer
- Published
- News
- Reports
- Fintech
Published 2023-06-28 - Digitalisation introduces both opportunities and risks to the financial market. … After conducting a new survey, FI has noted that broader regulation on how customer data can be shared with third-party providers could make it easier
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The upcoming regulation on open finance announced by the EU Commission will take the next step3.
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Consumer Protection Report 2023
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
- Payments
Published 2023-07-25 - are still seeing situations where conflicts of interest put consumers at risk of being given bad advice or being affected in other ways when buying financial … FI believes that the Government should investigate the suitability of a ban on commissions on the Swedish investment market.
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Consumer Protection Report 2023
of commission for distributing financial products, whether they offer advice or not.
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The process for new issues and initial public offerings
- Bank
- Published
- Reports
Published 2007-07-05 - Not only must the investor take account of the issuing company's financial position and development, they must also take into consideration the execution … **Information disclosure is regulated in the Financial Instruments Trading Act (1991:980) of Commission Regulation (EC) 809/2004 regarding information
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Report in Swedish: Processen vid nyintroduktioner och emissioner (2007:11)
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Firms continue to offer consumers unsuitable products
- Consumer
- Published
- News
- Reports
- Cryptoassets
- Save
- Consumer
- Insure
- Pay
- Borrow
Published 2024-05-08 - Despite this, firms offer such products on a broad front.
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Consumer Protection Report 2024
European Commission, 2023-05-24.
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Trading activities in banks and investment firms
- Bank
- Markets
- Published
- Reports
Published 2008-02-06 - The investigation Based on FI's general guidelines on the management of market risks, we have scrutinised the management and valuation of complex products … The commission revenues for equity-linked bonds are substantial.
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Stability in the Financial System (2024:2): Improved outlook, but risk of set-backs
- Bank
- Insurance
- Markets
- Stability
- Published
- News
- Reports
- Payments
Published 2024-11-20 - Stability in the Financial System (2024:2): Improved outlook, but risk of set-backs
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Stability in the Financial System (2024:2)
on the financial markets.
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Legal Position: Rule interpretation for deposits via digital platforms
- Bank
- Published
- News
- Reports
- Fintech
Published 2025-03-24 - When institutions should adjust the weights Our view on how the rules should be interpreted has not previously been known by the institutions. … The weights thus do not need to be adjusted as per 30 September, even if this legal position goes into effect on this date.
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FI Analysis No. 47: The 2023 Banking Turmoil – Could What Happened in the US and Switzerland Also Happen in Sweden?
- Bank
- Stability
- Published
- Reports
Published 2024-12-11 - is that these conditions together led to the build-up of a number of vulnerabilities: poor profitability, high interest rate risks, unrealised losses on … Spurred on by digitalisation, events unfolded very quickly.
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on the financial markets after the events in the US.
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AI increasingly common in the financial sector, but risk management is lagging behind
- Bank
- Insurance
- Markets
- Published
- News
- Reports
- Fintech
- Payments
Published 2024-12-06 - AI increasingly common in the financial sector, but risk management is lagging behind
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Report: AI in the Swedish financial sector
on artificial intelligence (the AI Regulation) entered into force on 1 August 2024.2 It covers all sectors, including the financial sector.
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FI proposes enhanced preventive work in efforts to prevent investment fraud
- Consumer
- Published
- Reports
- Frauds
Published 2024-11-07 - Often, they first want you to pay a fee, which they might say is a tax, a bank fee, a legal fee, or a commission. … We therefore prepare on a regular basis information about fraud and what a fraud attempt looks like.
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Report: Preventing Investment Fraud
The assignment also includes proposing potential measures, with a special focus on measures FI or financial firms under supervision could implement.
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Two expert reports on macroprudential policy measures
- Bank
- Consumer
- Stability
- Published
- Reports
- Mortgage
- Borrow
Published 2024-09-25 - Two expert reports on macroprudential policy measures
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A necessary step for a better savings market
- Markets
- Consumer
- Published
- Reports
Published 2016-07-14 - FI believes that independent financial advice would play an important role on the savings market, since consumers are at an information disadvantage in … relation to producers of saving products while at the same time having to take more responsibility for their financial future.
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Report: A necessary step for a better savings market
disadvantage on the financial market.
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Consequences of Brexit for the Swedish financial market
- Bank
- Insurance
- Markets
- Published
- Reports
- Brexit
Published 2018-06-21 - Consequences of Brexit for the Swedish financial market
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Report: Consequences of Brexit for the Swedish Financial Market
In published notices9 targeted at concerned parties, the Commission has addressed the question of whether Brexit may have an impact on British firms’
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Consumer Protection on the Financial Market (2016)
- Consumer
- Published
- Reports
Published 2016-08-18 - Consumer Protection on the Financial Market (2016)
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Report: Consumer Protection on the Financial Market (2016)
First, commissions must be banned in order to prevent transfers based on incentives other than the consumer’s best interests (see the chapter on financial
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Supervision Report 2013
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
Published 2013-05-28 - Many of the development trends in today’s financial markets raise important issues for FI. … For consumers, greater mobility and increasingly complex financial products represent not only more opportunities but also higher risks.
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Since some products generate higher commissions than others, distributors face financial incentives to give advice based on the size of the commission
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FI Analysis 45: High risks in small and mid-sized commercial real estate firms
- Bank
- Stability
- Published
- Reports
Published 2024-05-27 - In a new report, FI has looked closer at which CRE firms constitute the greatest credit risk to banks, with a special focus on the differences between … From a financial stability perspective, it is therefore important to also monitor smaller CRE firms since they typically have a weaker financial position
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FI Analysis No. 45: High risks in small and mid-sized commercial real estate firms
Commission, 2003).
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Action plan for retail investors - a 10-point action plan
- Markets
- Consumer
- Published
- Reports
Published 2007-11-15 - Consumer protection problems on the financial market often derive from the consumer’s significant disadvantage vis-à-vis the firm in terms of information … This entails ensuring that financial firms produce relevant information that is presented to the consumer so it can be easily understood.
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Report: Action plan for retail investors - a 10-point action plan (2007:20)
Based on this background, FI intends in particular to focus on the following actions: 7. Stricter supervision of basic financial services 8.
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FI Analysis 14: Reference rates are changing
- Bank
- Insurance
- Markets
- Published
- Reports
- BMR
Published 2018-11-29 - Reference rates are important since they are used in many financial contracts, and it is therefore crucial that they are fair, transparent and accurately
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FI Analysis 14: Reference rates are changing
Commodity Futures Trading Commission (CFTC) and the Office of Financial Research (OFR). 8 More information is available on the ARRC’s website: www.newyorkfed.org
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FI Analysis No. 40: Winners and losers in the trading of meme stocks
- Markets
- Published
- Reports
Published 2023-05-26 - For Finansinspektionen, which monitors the financial market, understanding such events is essential.
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FI Analysis No. 40: Winners and losers in the trading of meme stocks
and Exchange Commission (SEC). 6 For more information see the report Market Watch June 2021, third version, Autoriteit Financiële Markten (AFM).
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Financial sector stability – October 2003 - a summary
- Stability
- Published
- Reports
Published 2003-10-15 - Financial sector stability – October 2003 - a summary
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Financial sector stability – October 2003 - a summary
Although lower stock market activity certainly has taken its toll on commission income re- ceived by banks, profitability has been good and stable.
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Consumer protection on the financial market
- Consumer
- Published
- Reports
Published 2014-05-15 - Consumer protection on the financial market
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Report: Consumer protection on the financial market
THE FINANCIAL MARKET SAVING AND INVESTING Measure for a sounder advice market FI has previously proposed a ban on commissions paid out directly in
