Your search for "Commission on Financial & Securities Compliance" resulted in 45 hits
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Open finance in Sweden
- Bank
- Insurance
- Markets
- Consumer
- Published
- News
- Reports
- Fintech
Published 2023-06-28 - Digitalisation introduces both opportunities and risks to the financial market. … After conducting a new survey, FI has noted that broader regulation on how customer data can be shared with third-party providers could make it easier
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The upcoming regulation on open finance announced by the EU Commission will take the next step3.
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Assessment of Securities Settlement in Sweden 2006
- Markets
- Published
- Reports
Published 2007-02-15 - Assessment of Securities Settlement in Sweden 2006
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Assessment of Securities Settlement in Sweden 2006 (2007:1)
At that time the Swedish authorities were assessed as partly compliant.
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Assessment of OMX Derivatives Markets as a central counterparty, 2007
- Markets
- Published
- Reports
Published 2008-03-07 - Assessment of OMX Derivatives Markets as a central counterparty, 2007
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Assessment of OMX Derivatives Markets as a central counterparty, 2007 (2008:8)
Finansinspektionen has approved and registered OMX STO with the EU Commission in accordance with the Swedish Act on Systems for Settlement on the Financial
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AI increasingly common in the financial sector, but risk management is lagging behind
- Bank
- Insurance
- Markets
- Published
- News
- Reports
- Fintech
- Payments
Published 2024-12-06 - AI increasingly common in the financial sector, but risk management is lagging behind
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Report: AI in the Swedish financial sector
on artificial intelligence (the AI Regulation) entered into force on 1 August 2024.2 It covers all sectors, including the financial sector.
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Supervision of the securities market
- Markets
- Published
- Reports
Published 2015-03-26 - Supervision of the securities market
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Report: Supervision of the securites market 2015
on Developments on the securities market).
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Assessment of Securities Settlement in Sweden 2008
- Markets
- Published
- Reports
Published 2009-03-04 - Assessment of Securities Settlement in Sweden 2008
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2009-03-04 Assessment of Securities Settlement in Sweden 2008 (2009:2)
of Securities Commissions, Assessment methodology for ”Recommendations for Securities Settlement Systems”, BIS, November 2002 Committee on Payment and
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Financial services and the Internet
- Consumer
- Published
- Reports
Published 2000-04-14 - Financial services and the Internet
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Report: Financial services and the Internet
When communicating with customers on security problems and security systems, the financial companies must be more candid.
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FI Supervision 9: Banks’ work on information and cyber security
- Bank
- Published
- Reports
- Fintech
Published 2018-12-07 - FI Supervision 9: Banks’ work on information and cyber security
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FI Supervision No. 9: Information and Cyber Security work in Banks
Infrastructures, the International Organisation of Securities Commissions (CPMI-IOSCO), the Financial Stability Board (FSB), the Group of 7 (G7), the
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Enforcement of financial information
- Published
- Reports
Published 2014-10-15 - Enforcement of financial information
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Enforcement of financial information
INFORMATION FUTURE ENFORCEMENT OF FINANCIAL INFORMATION On 26 November 2013, the EU Commission decided on amendments to the Transparency Directive.
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Consumer Protection on the Financial Market (2016)
- Consumer
- Published
- Reports
Published 2016-08-18 - Consumer Protection on the Financial Market (2016)
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Report: Consumer Protection on the Financial Market (2016)
ON THE FINANCIAL MARKET FINANCIAL ADVICE Right products for the right target group According to the new MiFID regulations, securities companies that
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Supervision of the banks
- Bank
- Stability
- Published
- Reports
Published 2017-04-20 - The Swedish banking system is dominated by the four systemically important banks which have a major impact on financial stability, and are thus subject … These risks place increased demands on the banks' information security.
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Report: Supervision of the banks (2017)
and compliance functions.
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Bonuses: Are companies following the rules?
- Bank
- Markets
- Published
- Reports
Published 2011-08-18 - Finansinspektionen (FI) received an assignment from the Government to report on the implementation of the EU Recommendation on remuneration in the financial … services sector, the measures taken to ensure compliance with the new rules and how affected companies have adapted to the recommendations.
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Bonuses: Are companies following the rules?
FI has been tasked by the Government to “demonstrate how the European Commission Recommendation on remuneration policy in the financial services sector
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Priorities in FI’s supervision to strengthen consumer protection
- Consumer
- Published
- Reports
- Financial Literacy
Published 2018-03-27 - Finansinspektionen (FI) presents in this report the risks consumers are facing on the financial market and that FI is prioritising in its supervision.
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Report: Priorities in FI’s supervision to strengthen consumer protection
For many years, FI has been focussing on the conflicts of interest that arise when a firm accepts commissions in conjunction with the provision of financial
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Supervision Report 2012
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
Published 2012-05-24 - The issues presented in this year’s Supervision Report stem from the work on financial consumer protection, financial stability and the requirements on
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of commissions on customer protection.
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Risks in the financial system 2012
- Bank
- Insurance
- Markets
- Stability
- Published
- Reports
Published 2012-11-08 - Risks in the financial system 2012
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Consumer protection in the financial markets
- Consumer
- Published
- Reports
Published 2007-05-31 - Consumer protection in the financial markets
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Consumer protection in the financial markets (report summary)
Report in Swedish: Konsumentskyddet på finansmarknaden (2007:9)
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Risks in the financial system 2010
- Bank
- Insurance
- Markets
- Stability
- Published
- Reports
Published 2010-10-29 - Risks in the financial system 2010
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Consumer Protection Report 2021
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
Published 2021-02-24 - FI sees a substantial risk that consumers will be offered complex financial savings products that are not suitable. … Deficiencies in the duty of care on the investment and insurance markets are the second consumer risk that is highlighted in the report.
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FI’s work to combat money laundering and terrorist financing
- Bank
- Insurance
- Markets
- Money laundering
- Published
- Reports
Published 2019-11-18 - Finansinspektionen (FI) strengthened its anti-money laundering supervision in 2019, in part by dedicating considerable resources to reviewing major Swedish…
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FI’s work to combat money laundering and terrorist financing
into the compliance of one or several firms.
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Risks in the financial system 2011
- Bank
- Insurance
- Markets
- Stability
- Published
- Reports
Published 2011-11-15 - Risks in the financial system 2011
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Stability in the Financial System (2024:1): A slightly better outlook in an uncertain environment
- Bank
- Insurance
- Markets
- Stability
- Published
- News
- Reports
- Payments
Published 2024-05-27 - Stability in the Financial System (2024:1): A slightly better outlook in an uncertain environment
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Stability in the Financial System
A widespread disruption to the financial system can threaten financial stability, which in turn could have an impact on Sweden’s security.
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Consumer protection on the financial market
- Consumer
- Published
- Reports
Published 2014-05-15 - Consumer protection on the financial market
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Report: Consumer protection on the financial market
) and ESMA (European Securities and Markets Authority). 5 The updating of the Directive on Markets in Financial Instruments 2, Mifi d 2 introduces
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Crowdfunding in Sweden
- Consumer
- Published
- Reports
Published 2015-12-15 - Alternative forms of funding can have a positive effect on the competition in and efficiency of the financial market by enabling more projects to find
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Report: Crowdfunding in Sweden
A financial instrument is a transferable security, i.e. a security that can be traded on the capi- tal market.
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Terrorism financing
- Money laundering
- Published
- Reports
Published 2016-03-17 - In an effort to become more knowledgeable, Finansinspektionen commissioned a report from the Center for Asymmetric Threat Studies (CATS) on the threat … It also includes a section on the models used in Canada and the UK to counteract, detect and prevent the financing of terrorism.
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Risks in the financial system 2013
- Bank
- Insurance
- Stability
- Published
- Reports
Published 2013-11-14 - Risks in the financial system 2013
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Consumer Protection Report 2020
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
Published 2020-02-14 - Finansinspektionen (FI) will prioritise two consumer protection risks for further work in 2020: unaffordable lending and unsuitable advice and distribution of financial
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Consumer Protection Report 2020
large commissions.
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Supervision Report 2013
- Bank
- Insurance
- Markets
- Consumer
- Published
- Reports
Published 2013-05-28 - Many of the development trends in today’s financial markets raise important issues for FI. … For consumers, greater mobility and increasingly complex financial products represent not only more opportunities but also higher risks.
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Since some products generate higher commissions than others, distributors face financial incentives to give advice based on the size of the commission
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Integration of sustainability in corporate governance
- Markets
- Published
- Reports
- Financial Reporting
- Sustainability
Published 2018-11-07 - Sustainability-related risks and opportunities do not differ from the other risks and opportunities that can be linked to financial firms’ operations. … In this survey, FI studied how financial firms describe their management of sustainability aspects in corporate governance and how these aspects are integrated
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Report: Integration of Sustainability into Corporate Governance
The legislative history of the amendment2 and the guidelines on non-financial reporting3 that have been published by the European Commission provide
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Financial services and consumers (1999:8)
- Consumer
- Published
- Reports
Published 1999-11-01 - Financial services and consumers (1999:8)
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Report: Financial services and consumers - a comparison between the UK (1999:8)
and the functions of the Registry of Friendly Societies, the Building Societies Commission and the Friendly Societies Commission would also be transferred
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FI Supervision Report 21: Financial instruments with crypto-assets as underlying asset
- Markets
- Consumer
- Published
- Reports
- Fintech
Published 2021-02-22 - FI Supervision Report 21: Financial instruments with crypto-assets as underlying asset
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FI Supervision Report 21: Financial instruments with crypto-assets as underlying asset
The information that must be published is dependent on e.g. the type of issuer, the type of security, and whether or not the security will be offered
