Your search for "centrale" resulted in 32 hits
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Garantum Wealth Management PB receives a remark and administrative fine
- Consumer
- Published
- Sanctions
- News
Published 2025-12-17 - The investigation shows that Garantum PB in several cases has violated these central consumer protection provisions.
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Anoto Group receives a caution and an administrative fine
- Markets
- Published
- Sanctions
- News
- Financial Reporting
Published 2025-03-13 - "The provisions regarding periodic financial information are central to ensuring good investor protection.
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FI withdraws the authorisation of Get betal
- Published
- Sanctions
- Payments
- Pay
Published 2026-01-21 - As part of the investigation, the authority has reviewed the company’s compliance with several central provisions of the Payment Services Act and
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Zimpler receives a remark and an administrative fine
- Money laundering
- Published
- Sanctions
- News
- Payments
Published 2025-10-16 - Finansinspektionen has investigated Zimpler’s compliance with central provisions of the Anti-Money Laundering and Counter-Terrorist Financing Act
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Sanktionsbeslut Zimpler AB (in Swedish)
Finansinspektionen har undersökt hur Zimpler har följt vissa centrala bestäm- melser i lagen (2017:630) om åtgärder mot penningtvätt och finansiering
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Amal Express shall pay an administrative fine
- Bank
- Money laundering
- Published
- Sanctions
- News
- Payments
Published 2024-11-13 - These relate to central provisions in the anti-money laundering regulations, and Finansinspektionen makes the assessment that there is cause to view these
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Decision regarding administrative fine
These relate to central provisions in the anti-money laundering regulations, and Finansinspektionen makes the assessment that there is cause to view these
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Celina Fondförvaltning receives warning and administrative fine
- Markets
- Consumer
- Published
- Sanctions
Published 2022-11-16 - The authority also investigated how the company complied with certain central rules of conduct that require the operations to be conducted honestly, fairly … They therefore belong to the most central provisions that a fund management company is obligated to follow. The violations are serious.
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FI sanctions SBB for deficiencies in its consolidated financial statements
- Markets
- Published
- Sanctions
- News
- Financial Reporting
Published 2026-02-18 - The rules regarding periodic financial information are central to ensuring good investor protection and that investors on the stock market and the bond
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Decision: Caution and administrative fine
The provisions regarding periodic financial information are central to ensuring good investor protection.
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Trustly Group receives warning and administrative fine
- Bank
- Money laundering
- Published
- Sanctions
Published 2022-02-22 - Finansinspektionen's (FI) investigation shows that Trustly has not complied with central parts of the anti-money laundering regulatory framework.
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Finansinspektionen’s investigation has revealed a number of deficiencies in central parts of the money laundering regulatory framework, as the company
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FI issues Skandia Liv a warning
- Insurance
- Published
- Sanctions
- News
Published 2020-04-22 - Calculating risks correctly and realistically is key for ensuring that companies have sufficient capital and serves as a central component in the consumer
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Nord Fondkommission AB’s authorisation is withdrawn
- Markets
- Consumer
- Published
- Sanctions
Published 2021-10-13 - The investigation shows that the company has violated a number of central customer protection provisions when it has sold high-risk corporate bonds to
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Decision: Withdrawal of authorisation for Nord Fondkommission AB
The investigation shows in part that the company has violated a number of central customer protection provisions when it has sold high-risk corporate
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AK Nordic AB receives a remark and an administrative fine
- Bank
- Published
- Sanctions
Published 2020-10-14 - Finansinspektionen considers AK Nordic to have violated central provisions in the liquidity coverage regulations.
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Finansinspektionen considers AK Nordic to have violated central provisions in the liquidity coverage regulations.
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Nasdaq Clearing Aktiebolag receives a warning and an administrative fine
- Markets
- EMIR
- Published
- Sanctions
Published 2021-01-27 - with the organisational requirements, general conduct of business rules and prudence rules set out in Regulation (EU) No. 648/2012 on OTC derivatives, central
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FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag
Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)
The ruling by the Administrative Court (In Swedish) (2021-12-22)
The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)
The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
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Aros receives warning and administrative fine
- Bank
- Money laundering
- Published
- Sanctions
Published 2023-12-13 - "Aros is non-compliant in several central areas.
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SIP Nordic Fondkommission receives a warning and an administrative fine
- Markets
- Consumer
- Published
- Sanctions
Published 2022-11-18 - The investigation shows that the company has violated a number of central customer protection provisions when it has provided investment advice to retail
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Swedbank receives an administrative fine
- Bank
- Published
- Sanctions
- News
- Protective security
Published 2025-05-14 - Swedbank AB (Swedbank or the bank) is a Swedish joint stock banking company authorised to conduct banking business in accordance with the Banking and…
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Decision Swedbank (in Swedish)
En sådan central skyldighet är enligt 2 kap. 1 § första stycket SSL kravet på att utreda behovet av säkerhetsskydd genom en säkerhetsskyddsanalys.
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Klarna receives a remark and an administrative fine
- Money laundering
- Published
- Sanctions
- News
- Payments
Published 2024-12-11 - FI is issuing Klarna Bank AB (Klarna) a remark and an administrative fine of SEK 500 million for violating the anti-money laundering regulations.
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Klarna receives a remark and an administrative fine
Finansinspektionen has investigated Klarna’s compliance with central provisions of the Anti-Money Laundering and Counter-Terrorist Financing Act (2017
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Nasdaq Clearing Aktiebolag receives a remark and an administrative fine
- Published
- Sanctions
Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.
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Remark and administrative fine - Nasdaq Clearing Aktiebolag
for managing the central counterparty’s risks.
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Swedbank receives a remark and an administrative fine
- Bank
- Published
- Sanctions
Published 2023-03-15 - Swedbank is being issued a remark and must pay an administrative fine of SEK 850 million.
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Decision: Remark and administrative fine – Swedbank AB
As Finansinspektionen describes below, Swedbank violated central provisions on internal control that ultimately aim to maintain financial stability.
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Withdrawn authorisation for Exceed Capital Sverige AB
- Insurance
- Markets
- Published
- Sanctions
Published 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary…
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Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
behalf of clients and receipt of funds with a reporting obligation, although not provision or maintaining securities accounts at the top tier level (central
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Nasdaq Stockholm receives a remark and an administrative fine
- Markets
- Published
- Sanctions
Published 2024-06-19 - Finansinspektionen has decided to issue Nasdaq Stockholm Aktiebolag a remark and an administrative fine of SEK 100 million.
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Decision: Remark and administrative fine
The regulation that an approved and registered prospectus is required before trading may start is central for investor protection.
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Maiden Life receives warning and administrative fine
- Insurance
- Published
- Sanctions
Published 2021-06-23 - Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.
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FI's decision on Maiden Life Försäkrings AB
Maiden Life has also not fulfilled certain central requirements on its governance.
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Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed
- Bank
- Published
- Sanctions
Published 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…
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FI:s decision about Skandiabanken
The corresponding figure for the first quarter of 2013 was 96 per cent. 2 Applicable provisions This matter raises central client protection rules
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Danske Bank receives injunction to take remedial action
- Bank
- Money laundering
- Published
- Sanctions
Published 2021-10-20 - Danske Bank has not sufficiently assessed the risk of how the bank’s products and services in Sweden may be used for money laundering and terrorist financing.…
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Decision: Injunction for Danske Bank to take remedial action
and distribution channels, and any geographic risk factors present. 2.2 Assessment The provisions regarding the general risk assessment are central
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Resurs Bank receives a remark and an administrative fine
- Bank
- Published
- Sanctions
Published 2016-09-13 - Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.
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Finansinspektionen’s decision on Resurs Bank
On the other hand, as mentioned above, the capital requirement requirements are of central importance for protecting both financial stability in general
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JM receives a caution and an order to follow financial reporting rules
- Markets
- Published
- Sanctions
- Financial Reporting
Published 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…
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Decision: Caution and order of correction
According to JM’s interpretation, the matter of independence is central for the analysis of IFRS 10.
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My Change Scandinavia receives an injunction to cease its operations
- Money laundering
- Published
- Sanctions
- Payments
Published 2023-05-26 - Finansinspektionen is issuing an injunction to My Change Scandinavia AB (My Change) to cease its currency exchange operations. It shall have ceased its…
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Decision: Injunction to cease operations
My Change has been in violation of the Anti-Money Laundering Act’s most fundamental and central provisions.
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Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine
- Published
- Sanctions
Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…
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Remark and administrative fine - Nasdaq Stockholm Aktiebolag
accordance with Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties
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Swedbank receives a warning and an administrative fine of SEK 4 billion
- Bank
- Money laundering
- Published
- Sanctions
Published 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.
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The Estonian management team was considered not to have fulfilled its obligations within central areas related to the anti-money laundering work.
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Nordea receives a warning and is ordered to pay the maximum administrative fine
- Bank
- Money laundering
- Published
- Sanctions
Published 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…
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FI's decision regarding Nordea
The deficiencies relate to central areas within the anti-money laundering framework, such as the risk assessment of customers, the Bank's customer due
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SEB receives remark and administrative fine of SEK 1 billion
- Bank
- Money laundering
- Published
- Sanctions
Published 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.
