A stable, well-functioning financial market for allA stable, well-functioning financial market for all×
You can search for one or several words.
As you type a word into the Search field, a list of up to ten automatic suggestions will appear.
Search results
If you are searching for several words, the search results that are shown contain all of the words in the search. For example, consumer protection on the financial market will generate hits that contain all six words, and not necessarily in that order.
If you would like to search for a specific phrase, use quotation marks. For example, type "consumer protection on the financial market" and you will see hits that only have this exact phrase.
Narrow your search
You can narrow the results of your search by filtering the terms/tags that are shown in the column to the right. The number of hits for each term/tag are shown in parentheses.
- Structure filters out specific parts of the website.
- Theme filters out a specific category, a selection that stretches across the entire structure of the website.
- Information type filters out documents or a certain type of page, for example an article page, news or a report.
- Language If there are hits in Swedish, you can also filter the results by language (Swedish or English).
If you want to take away the filter, simply remove the check from the box.
Sorting
Search results are sorted by Relevance, which means that the term you searched for can be found early and/or often in the results. You may instead opt to sort by Date, which means that the results will be sorted in descending order by the date of publication.
Show more
A maximum of 30 hits will be shown in the search results. To see more, click Show more at the bottom of the page.
Special characters
It is not possible to search for words that contain some special characters, for example words that have an apostrophe ('). If you would like to search for a word that contains an apostrophe, you will need to use the * character. To search, for example, for the phrase "A Hard Day's Night", type instead "A Hard Day* Night".
×
Category
Sanctions28
News4
Language
English28
Your search for "market" resulted in 28 hits
- Nasdaq Stockholm receives a remark and an administrative fine
- Markets
- Published
- Sanctions
Published 2024-06-19 - in accordance with the Securities Market Act (2007:528).
- Partner Fondkommission receives a remark and an administrative fine
- Markets
- Published
- Sanctions
- News
Published 2024-12-11 - is an investment firm with authorisation to provide investment services pursuant to the Securities Market
Partner Fondkommission receives a remark and an administrative fine
- Anoto Group receives a caution and an administrative fine
- Markets
- Published
- Sanctions
- News
- Financial Reporting
Published 2025-03-13 - The violations are thus of such a nature that they risk damaging the confidence in the securities market
- Nord Fondkommission AB’s authorisation is withdrawn
- Markets
- Consumer
- Published
- Sanctions
Published 2021-10-13 - line with the requirements on the companies conducting authorised business activities on the financial market
Decision: Withdrawal of authorisation for Nord Fondkommission AB
- Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine
- Published
- Sanctions
Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…
Remark and administrative fine - Nasdaq Stockholm Aktiebolag
- Swedbank receives a warning and an administrative fine of SEK 4 billion
- Bank
- Money laundering
- Published
- Sanctions
Published 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.
- SEB receives remark and administrative fine of SEK 1 billion
- Bank
- Money laundering
- Published
- Sanctions
Published 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.
- JM receives a caution and an order to follow financial reporting rules
- Markets
- Published
- Sanctions
- Financial Reporting
Published 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…
- Withdrawn authorisation for Exceed Capital Sverige AB
- Insurance
- Markets
- Published
- Sanctions
Published 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary…
Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
- Nasdaq Clearing Aktiebolag receives a warning and an administrative fine
- Markets
- EMIR
- Published
- Sanctions
Published 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.
FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag
Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)
The ruling by the Administrative Court (In Swedish) (2021-12-22)
The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)
The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
- Nasdaq Clearing Aktiebolag receives a remark and an administrative fine
- Published
- Sanctions
Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.
- Trustly Group receives warning and administrative fine
- Bank
- Money laundering
- Published
- Sanctions
Published 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130 million. The company is also ordered to address certain deficiencies.
- Trig Social Media breached accounting rules
- Markets
- Published
- Sanctions
- Financial Reporting
Published 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…
- FI withdraws the authorisation of Festival International
- Markets
- Published
- Sanctions
Published 2014-01-14 - Finansinspektionen withdraws the authorisation of Festival International to conduct investment services.
FI's decision to withdraw the authorisation of Festival International
- Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed
- Bank
- Published
- Sanctions
Published 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…
- FI withdraws the authorisation of Exchange Finans
- Bank
- Published
- Sanctions
Published 2014-01-14 - Finansinspektionen withdraws the authorisation to conduct financing business of Exchange Finans Europe.
FI's decision to withdraw the authorisation of Exchange Finans Europe
- Nordea receives a warning and is ordered to pay the maximum administrative fine
- Bank
- Published
- Sanctions
Published 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…
- Resurs Bank receives a remark and an administrative fine
- Bank
- Published
- Sanctions
Published 2016-09-13 - Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.
- Handelsbanken receives a remark and is ordered to pay an administrative fine
- Bank
- Published
- Sanctions
Published 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…
- NGM's licence reinstated
- Markets
- Published
- Sanctions
Published 2008-12-02 - The Stockholm County Administrative Court has decided that NGM's licence to operate a regulated market
- Financial reporting supervision
- Published
- Sanctions
Finansinspektionen intervens when issuers subject to Chapter 16, section 1, first paragraph of the Securities Market
- SIP Nordic Fondkommission receives a warning and an administrative fine
- Markets
- Consumer
- Published
- Sanctions
Published 2022-11-18 - is an investment firm with authorisation to conduct securities business pursuant to the Securities Market
- Nordnet Bank receives a remark and an administrative fine
- Bank
- Markets
- Consumer
- Published
- Sanctions
Published 2022-05-25 - Pursuant to its authorisation to conduct investment services and activities under the Securities Market
- FI issues Skandia Liv a warning
- Insurance
- Published
- Sanctions
- News
Published 2020-04-22 - have sufficient capital and serves as a central component in the consumer protection on the insurance market
- Reinhold Europe shall pay penalty fee for the failure to publish financial information
- Markets
- Published
- Sanctions
Published 2014-05-13 - By a decision made on May 12th 2014, Finansinspektionen has decided that Reinhold Europe AB (formerly Reinhold Polska AB) shall pay a penalty fee of SEK 1 500…
FI:s decision about penalty fee for Reinhold Europa (in Swedish)
The Administrative Court rejection (in Swedish)
- Celina Fondförvaltning receives warning and administrative fine
- Markets
- Consumer
- Published
- Sanctions
Published 2022-11-16 - provisions Celina violated are fundamental for maintaining investor protection and confidence in the market
- Sanctions
- Published
- Sanctions
Published 2017-06-26 - We also intervene against firms that conduct business in the financial market without authorisation.
- FI withdraws the authorisation of investment firm Exceed
- Insurance
- Markets
- Published
- Sanctions
- News
Published 2020-06-02 - an investment firm that does not demonstrate the duty of care for its customers should not be on the market
Withdrawn authorisation for Exceed Capital Sverige AB (Summary)
Shows 28 hits on "market"
- Nasdaq Stockholm receives a remark and an administrative fine
- Markets
- Published
- Sanctions
Published 2024-06-19 - in accordance with the Securities Market Act (2007:528).
- Partner Fondkommission receives a remark and an administrative fine
- Markets
- Published
- Sanctions
- News
Published 2024-12-11 - is an investment firm with authorisation to provide investment services pursuant to the Securities Market
Partner Fondkommission receives a remark and an administrative fine
- Anoto Group receives a caution and an administrative fine
- Markets
- Published
- Sanctions
- News
- Financial Reporting
Published 2025-03-13 - The violations are thus of such a nature that they risk damaging the confidence in the securities market
- Nord Fondkommission AB’s authorisation is withdrawn
- Markets
- Consumer
- Published
- Sanctions
Published 2021-10-13 - line with the requirements on the companies conducting authorised business activities on the financial market
Decision: Withdrawal of authorisation for Nord Fondkommission AB
- Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine
- Published
- Sanctions
Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…
Remark and administrative fine - Nasdaq Stockholm Aktiebolag
- Swedbank receives a warning and an administrative fine of SEK 4 billion
- Bank
- Money laundering
- Published
- Sanctions
Published 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.
- SEB receives remark and administrative fine of SEK 1 billion
- Bank
- Money laundering
- Published
- Sanctions
Published 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.
- JM receives a caution and an order to follow financial reporting rules
- Markets
- Published
- Sanctions
- Financial Reporting
Published 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…
- Withdrawn authorisation for Exceed Capital Sverige AB
- Insurance
- Markets
- Published
- Sanctions
Published 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary…
Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
- Nasdaq Clearing Aktiebolag receives a warning and an administrative fine
- Markets
- EMIR
- Published
- Sanctions
Published 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.
FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag
Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)
The ruling by the Administrative Court (In Swedish) (2021-12-22)
The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)
The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
- Nasdaq Clearing Aktiebolag receives a remark and an administrative fine
- Published
- Sanctions
Published 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.
- Trustly Group receives warning and administrative fine
- Bank
- Money laundering
- Published
- Sanctions
Published 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130 million. The company is also ordered to address certain deficiencies.
- Trig Social Media breached accounting rules
- Markets
- Published
- Sanctions
- Financial Reporting
Published 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…
- FI withdraws the authorisation of Festival International
- Markets
- Published
- Sanctions
Published 2014-01-14 - Finansinspektionen withdraws the authorisation of Festival International to conduct investment services.
FI's decision to withdraw the authorisation of Festival International
- Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed
- Bank
- Published
- Sanctions
Published 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…
- FI withdraws the authorisation of Exchange Finans
- Bank
- Published
- Sanctions
Published 2014-01-14 - Finansinspektionen withdraws the authorisation to conduct financing business of Exchange Finans Europe.
FI's decision to withdraw the authorisation of Exchange Finans Europe
- Nordea receives a warning and is ordered to pay the maximum administrative fine
- Bank
- Published
- Sanctions
Published 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…
- Resurs Bank receives a remark and an administrative fine
- Bank
- Published
- Sanctions
Published 2016-09-13 - Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.
- Handelsbanken receives a remark and is ordered to pay an administrative fine
- Bank
- Published
- Sanctions
Published 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…
- NGM's licence reinstated
- Markets
- Published
- Sanctions
Published 2008-12-02 - The Stockholm County Administrative Court has decided that NGM's licence to operate a regulated market
- Financial reporting supervision
- Published
- Sanctions
Finansinspektionen intervens when issuers subject to Chapter 16, section 1, first paragraph of the Securities Market
- SIP Nordic Fondkommission receives a warning and an administrative fine
- Markets
- Consumer
- Published
- Sanctions
Published 2022-11-18 - is an investment firm with authorisation to conduct securities business pursuant to the Securities Market
- Nordnet Bank receives a remark and an administrative fine
- Bank
- Markets
- Consumer
- Published
- Sanctions
Published 2022-05-25 - Pursuant to its authorisation to conduct investment services and activities under the Securities Market
- FI issues Skandia Liv a warning
- Insurance
- Published
- Sanctions
- News
Published 2020-04-22 - have sufficient capital and serves as a central component in the consumer protection on the insurance market
- Reinhold Europe shall pay penalty fee for the failure to publish financial information
- Markets
- Published
- Sanctions
Published 2014-05-13 - By a decision made on May 12th 2014, Finansinspektionen has decided that Reinhold Europe AB (formerly Reinhold Polska AB) shall pay a penalty fee of SEK 1 500…
FI:s decision about penalty fee for Reinhold Europa (in Swedish)
The Administrative Court rejection (in Swedish)
- Celina Fondförvaltning receives warning and administrative fine
- Markets
- Consumer
- Published
- Sanctions
Published 2022-11-16 - provisions Celina violated are fundamental for maintaining investor protection and confidence in the market
- Sanctions
- Published
- Sanctions
Published 2017-06-26 - We also intervene against firms that conduct business in the financial market without authorisation.
- FI withdraws the authorisation of investment firm Exceed
- Insurance
- Markets
- Published
- Sanctions
- News
Published 2020-06-02 - an investment firm that does not demonstrate the duty of care for its customers should not be on the market
Withdrawn authorisation for Exceed Capital Sverige AB (Summary)
