Alternative investment funds
UCITS funds
Reporting of holdings
Reporting requirements for Swedish management companies and alternative investment funds.
The MiFID II directive and the MiFIR regulation entered into force on 3 January 2018. The new rules apply to all firms providing investment services or…
FAQ TRS 2
Q&A about LEI codes
On 3 January 2018, when the MiFID II Directive and the MiFIR Regulation enter into force, a new transaction reporting system (TRS2) will open for reporting.…
Persons discharging managerial responsibilities, and closely associated persons, must report to Finansinspektionen changes in their holdings.
TRS 2 system closed on Wednesday, 27 September.
The TRS 2 system's test environment will be closed for maintenance on Wednesday, 6 September.
It will be possible to submit TR files, but feedback will not be sent until after 12 pm on Monday 12 June.
There may be some minor disturbances in the TRS 2 system on March 18 and 19 in both the production environment and the test environment. The disturbances are…
TRS 2 system closed on Wednesday, 15 March.
The TRS 2 system will be closed for maintenance on 10 January 2024.
Short selling
Stock exchange information
All submitting entities that received incorrect validations with error codes CON-070 and CON-160 may now resend the incorrectly rejected transactions.
The TRS 2 system will be closed for maintenance on Wednesday, 23 November. It will be possible to submit TR files, but feedback will not be sent until after…
From around the 26:th of October it has occurred that Buyer and Seller LEI have been wrongly validated, which has resulted in improperly issued error codes…
It will be possible to submit TR files, but feedback will be sent first after the maintenance has been completed.
application_authorisation_TRS2reporting_TEST_eng-230306.docx
behorighetsanmalan_trs2-rapportering_TEST-230306.docx
behorighetsanm-trs2-rapportering-marknadsop-art26-5mifir-test-23-03-07.pdf
trs2rapportering_behorighetsblankettarm_test-23-03-07.docx
application_authorisation_trs-2reporting_arm_test_eng-23-03-07.docx
lathund-transaktionsregistrering-2023-02-01-eng.pdf
lathund-transaktionsregistrering-2023-02-01.pdf
lathund-transaktionskategorier-2023-10-03.pdf
guidance-transaction-categories-2023-10-03.pdf