Cross-border distribution of collective investment undertakings [EU] 2019/1156

This page contains information on the national laws, regulations and administrative provisions governing the marketing requirements referred to in Article 5(1) of Regulation (EU) 2019/1156 of the European Parliament and of the Council of 20 June 2019 on facilitating cross-border distribution of collective investment undertakings.

Marketing requirements for UCITS

EEA-based foreign collective investment unit's marketing of shares in the unit in Sweden (Chapter 1, section 7 of SUA)

Collective investment unit's marketing of shares in another country within the EEA (Chapter 2, section 15c of SUA)

Marketing requirements for AIFs

Swedish AIF managers' marketing of foreign EEA-based AIF to retail investors in Sweden (Chapter 4, section 2 of AIFMA)

Swedish AIF managers' marketing of foreign non-EEA-based AIFs to retail investors in Swe (Chapter 4, section 3 of AIFMA)

Alternative investment funds admitted to trading on a regulated market or an equivalent market outside the EEA (Chapter 4, section 4 of AIFMA)

Swedish registered AIF managers and Swedish AIF managers with authorisation marketing of EEA-based AIF to semi-professional investors in Sweden (Chapter 4, section 5, first parag AIFMA)

or

Swedish registered AIF managers and Swedish AIF managers with authorisation marketing of non-EEA-based AIF to semi-professional investors in Sweden (Chapter 4, section 5, third parag AIFMA)

Swedish AIF managers' marketing of EEA-based AIF to professional investors in Sweden (Chapter 4, section 6 of AIFMA)

Swedish AIF managers' marketing to professional investors of (1) non-EEA-based AIF or (2) feeder funds to AIF whose master fund, or its manager, is not EEA-based (Chapter 4, section 8 of AIFMA)

Foreign EEA-based AIF managers' marketing of EEA-based AIF to professional investors in Sweden (Chapter 5, section 3 of AIFMA)

Foreign EEA-based AIF managers marketing to professional investors in Sweden of (1) non-EEA-based AIF or (2) feeder fund to an AIF whose master fund, or its manager, is not EEA-based (Chapter 5, section 5 of AIFMA)

Foreign EEA-based AIF managers' marketing to retail investors in Sweden and foreign EEA-based AIF managers' marketing of non-EEA-based AIF or feeder funds whose master fund or its manager are not EEA-based (Chapter 5, section 6, first paragraph of AIFMA)

Foreign EEA-based AIF managers' marketing of EEA-based AIF to professional investors (notification from home country authority) and semi-professional investors (authorisation) in Sweden (Chapter 5, section 7, first paragraph of AIFMA)

or

Foreign EEA-based AIF managers' marketing of non-EEA-based AIF to professional and semi-professional investors in Sweden (Chapter 5, section 7, second paragraph of AIFMA)

Marketing of AIF to professional investors in another country within the EEA (Chapter 6, section 3 of AIFMA)

Last reviewed: 2021-07-23
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