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• Fund

  • Marknad
  • Rapportering

  Publicerad 2025-01-13 - Reporting requirements for Swedish management companies and alternative investment funds.
• Alternative investment funds

  • Marknad
  • Rapportering

  Publicerad 2025-01-13 -
• UCITS funds

  • Marknad
  • Rapportering

  Publicerad 2025-01-13 -
• Reporting of holdings

  • Marknad
  • Rapportering

  Publicerad 2025-01-13 -
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:11) regarding measures against money laundering and terrorist financing
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Betaltjänster
  • Börs och clearing
  • Elektroniska pengar
  • Fond
  • Försäkringsföretag
  • Försäkringsförmedlare
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the law. ...
• Regulations amending Finansinspektionen’s regulations (FFFS 2018:10) regarding insurance distribution
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Försäkringsföretag
  • Försäkringsförmedlare
  • Värdepappersinstitut
  • Tjänstepensionsföretag

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations repealing Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments.
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of th...
• Regulations repealing Finansinspektionen’s regulations (FFFS 2007:4) regarding reporting of interest rate risks in non-trading activities.
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of th...
• General guidelines regarding remuneration policies in stock exchanges
  • Marknad
  • Börs och clearing

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations regarding clearing and settlement of payments
  • Marknad
  • Börs och clearing

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers.
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of th...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies.
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the law. ...
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues.
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application ...
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:26) regarding special supervision of financial conglomerates.
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Försäkringsföretag
  • Värdepappersinstitut
  • Tjänstepensionsföretag

  Finansinspektionen’s Regulatory Code Publisher: Acting Chief Legal Counsel Sophie Degenne, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of th...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Elektroniska pengar
  • Fond
  • Försäkringsföretag
  • Värdepappersinstitut
  • Övriga verksamheter

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the law. 1 Regulations amend...
• General guidelines amending Finansinspektionen’s general guidelines (FFFS 2005:1) regarding governance and control of financial undertakings
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Understödsföreningar
  • Försäkringsförmedlare
  • Värdepappersinstitut

  Finansinspektionen’s Regulatory Code Publisher: Chief Legal Counsel Eric Leijonram, Finansinspektionen, Sweden, www.fi.se ISSN 1102-7460 This translation is furnished solely for information purposes. Only the printed version of the regulation in Swedish applies for the application of the ...
• Notification

  • Bank
  • Försäkring
  • Marknad

  Publicerad 2025-01-02 - A financial institution that is authorised in another EEA State may conduct financial activities in Sweden if it is within the scope of a relevant EU Single…

• Cross-border services in Sweden

  General Good Rules according to the Insurance Distribution Directive (IDD)

  Cross-border services in Sweden for institutions for occupational retirement provision

  Notifications of foreign UCITS established in another Member State authorised for marketing in Sweden
• Administrator (BMR Benchmarks)

  • Marknad

  Publicerad 2025-04-23 - Finansinspektionen (FI) is the competent authority under the BMR. This means that FI assesses the applications, registrations and notifications that can or…
• Stock exchanges

  • Marknad

  Publicerad 2024-12-10 - Rules regarding authorisation for stock exchanges are set out in chapter 12 of the Securities Market Act (2007:528). Chapter 13 of the same act contains…

• Securties Market Act (2007:528) – in Swedish

  MiFIR - Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012

  MiFID II - Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU

  Finansinspektionen’s Regulations governing operations on trading venues (FFFS 2007:17)
• Regulations

  • Marknad
  • Regler

  Publicerad 2025-01-15 - Regulations
• Apply for authorisation

  • Marknad

  Publicerad 2025-01-27 - Companies offering financial services in Sweden are required to apply for a licence issued by FI in order to operate a business.

• Apply for authorisation

  Return authorisation
• Notification

  • Bank
  • Försäkring
  • Marknad

  Publicerad 2025-01-16 -

• Cross-border services in Sweden

  General Good Rules according to the Insurance Distribution Directive (IDD)

  Cross-border services in Sweden for institutions for occupational retirement provision

  Notifications of foreign UCITS established in another Member State authorised for marketing in Sweden
• Stock exchange information

  • Marknad
  • Rapportering

  Publicerad 2025-01-13 -

• Instructions: Stock Exchange Information and News Distribution Agencies

  Published financial reports (database in Swedish)

  Reporting to FI

  Service announcements

  Notification of home Member State under the Transparency Directive (2016-04-07)

  Commission Delegated Regulation (EU) 2016/1437
• Changes in shareholdings

  • Marknad
  • Rapportering

  Publicerad 2025-04-11 - Changes in shareholdings shall be reported to Finansinspektionen. According to the regulations in Sweden the shareholders shall notify the market about major…

• Notification of Changes in Major Shareholdings

  Instructions: Online submission of major shareholding notifications
• PDMR transactions

  • Marknad
  • Rapportering

  Publicerad 2025-01-13 - Persons discharging managerial responsibilities, and closely associated persons, must report to Finansinspektionen changes in their holdings.

• Instructions: Transaction reporting in the PDMR transactions register

  Guidance – transaction categories

  Reset password

  Service announcements

  Guidelines for administrative fines for certain infringements of Article 19 of the EU’s Market Abuse Regulation
• Transaction Reporting MiFID2/MiFIR

  • Marknad
  • Mifid
  • Rapportering

  Publicerad 2025-01-13 - The MiFID II directive and the MiFIR regulation entered into force on 3 January 2018. The new rules apply to all firms providing investment services or…

• Securities (MiFID/MiFIR)

  Final Report: Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

  ESMA Updates Q&A on MiFIR Data Reporting

  Guidelines: Transaction reporting, order record keeping and clock synchronisation under MiFID 2