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• Notification

  • Bank
  • Försäkring
  • Marknad

  Publicerad 2025-01-02 - A financial institution that is authorised in another EEA State may conduct financial activities in Sweden if it is within the scope of a relevant EU Single…

• Cross-border services in Sweden

  General Good Rules according to the Insurance Distribution Directive (IDD)

  Cross-border services in Sweden for institutions for occupational retirement provision

  Notifications of foreign UCITS established in another Member State authorised for marketing in Sweden
• License to be registered as manager of units or shares

  • Marknad
  • Fond

  Publicerad 2025-01-03 - If a fund company’s register of shareholders is kept by an organisation which is not a Swedish central securities depository, an authorisation from the…
• Foreign business operations – management company passport

  • Marknad

  Publicerad 2025-03-11 - Foreign business operations – management company passport

• FFFS (2013:9) regarding Swedish UCITS

  Forms: Model letter to be submitted by a management company to the competent authorities of the UCITS home Member State under Article 20(1) of Directive 2009/65/EC
• Notification by foreign UCITS regarding marketing of units in the undertaking in Sweden

  • Marknad

  Publicerad 2025-03-06 - A foreign UCITS which is domiciled within the EEA and has such authorisation in its home state as set out in 2009/65/EC of the European Parliament and of the…

• Marketing rules, etc., in Sweden (in Swedish)

  Instruction for notifications in accordance with the requirements set out in Directive 2009/65/EC, Article 93, points 7 and 8
• Cross-border distribution of collective investment undertakings [EU] 2019/1156

  • Marknad
  • Fond

  Publicerad 2025-01-03 - This page contains information on the national laws, regulations and administrative provisions governing the marketing requirements referred to in Article…
• Securities

  • Marknad

  Publicerad 2025-01-03 - Operating a securities business in Sweden requires authorisation in accordance with the Securities Market Act (2007:528).
• Central securities depository (settlement and account entry)

  • Marknad

  Publicerad 2025-04-14 - Finansinspektionen is the competent authority according to Regulation (EU) No 909/2014 on improving securities settlement in the European Union and on central…
• Notification

  • Bank
  • Försäkring
  • Marknad

  Publicerad 2025-01-03 - A financial institution that is authorised in another EEA State may conduct financial activities in Sweden if it is within the scope of a relevant EU Single…

• Cross-border services in Sweden

  General Good Rules according to the Insurance Distribution Directive (IDD)

  Cross-border services in Sweden for institutions for occupational retirement provision

  Notifications of foreign UCITS established in another Member State authorised for marketing in Sweden
• Supervision

  • Marknad

  Publicerad 2025-01-29 - FI conducts supervision of firms which have received authorisation from FI to conduct business on the financial market.
• Notification

  • Bank
  • Försäkring
  • Marknad

  Publicerad 2025-01-16 -

• Cross-border services in Sweden

  General Good Rules according to the Insurance Distribution Directive (IDD)

  Cross-border services in Sweden for institutions for occupational retirement provision

  Notifications of foreign UCITS established in another Member State authorised for marketing in Sweden
• Regulations

  • Marknad
  • Regler

  Publicerad 2025-01-15 - Regulations
• Administrator (BMR Benchmarks)

  • Marknad

  Publicerad 2025-04-23 - Finansinspektionen (FI) is the competent authority under the BMR. This means that FI assesses the applications, registrations and notifications that can or…
• Stock exchanges

  • Marknad

  Publicerad 2024-12-10 - Rules regarding authorisation for stock exchanges are set out in chapter 12 of the Securities Market Act (2007:528). Chapter 13 of the same act contains…

• Securties Market Act (2007:528) – in Swedish

  MiFIR - Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Regulation (EU) No 648/2012

  MiFID II - Directive 2014/65/EU of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending Directive 2002/92/EC and Directive 2011/61/EU

  Finansinspektionen’s Regulations governing operations on trading venues (FFFS 2007:17)
• Central counterparty (Clearing)

  • Marknad

  Publicerad 2025-04-14 - Finansinspektionen is the competent authority according to Regulation (EU) No 648/2012 on OTC derivatives, central counterparties and trade repositories…
• Data reporting services

  • Marknad

  Publicerad 2025-01-03 - Providing data reporting services as APA providers, ARM providers or CTP providers requires authorisation in accordance with the regulation on markets in…

• Regulation (EU) No 600/2014 of the European Parliament and of the Council of 15 May 2014 on markets in financial instruments and amending regulation (EU) No 648/2012 (Mifir)
• Offer documents

  • Marknad

  Publicerad 2024-11-29 - Provisions on what information is to be included are included in for example 2 a kap. LHF.

• Lag (1991:980) om handel med finansiella instrument
• Alternative investment fund managers

  • Marknad
  • Fond

  Publicerad 2024-12-19 - The Alternative Investment Fund Managers Act (2013:561 – LAIF) regulates alternative investment fund managers (AIF managers) but only regulates alternative…

• Commission Delegated Regulation (EU) No 231/2013 (Eurlex)

  Guidelines Guidelines on sound remuneration policies under the AIFMD (Esma)

  Guidelines Guidelines on key concepts of the AIFMD (Esma)

  FFFS 2013:10 regarding alternative investment fund managers

  Esma guidelines on key concepts of the AIFMD
• EEA-based AIF managers

  • Marknad

  Publicerad 2025-03-17 - A foreign AIF manager based in a country within the EEA is able to conduct business in Sweden. In some cases, the AIF manager is required to obtain…
• Non-EEA-based AIF managers

  • Marknad

  Publicerad 2025-01-03 - A foreign AIF manager based in a country outside the EEA is able to market units or shares in an alternative investment fund it manages to investors in…
• Swedish UCITS

  • Marknad

  Publicerad 2024-12-30 - Fund operations are regulated by the Swedish UCITS Act (2004:46).

• Finansinspektionen’s regulations regarding Swedish UCITS

  Implementing and delegated acts - UCITS

  Liquidity tools in UCITS and special funds

  Interactive Single Rulebook

  Guidelines On outsourcing to cloud service providers

  Guidelines on marketing communications under the Regulation on cross-border distribution of funds

  Guidelines on performance fees in UCITS and certain types of AIFs

  Guidelines on liquidity stress testing in UCITS and AIFs

  Guidelines on sound remuneration policies under the UCITS Directive

  Guidelines on ETFs and other UCITS issues

  Guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS

  CESR’s template for the Key Investor Information document

  CESR’s guide to clear language and layout for the Key Investor Information document

  Guidelines - Risk Measurement and the Calculation of Global Exposure and Counterparty Risk for UCITS

  CESR’s guidelines on the methodology for calculation of the ongoing charges figure in the Key Investor Information Document

  CESR’s guidelines on the methodology for the calculation of the synthetic risk and reward indicator in the Key Investor Information Document

  CESR's (CESR/07-434) guidelines concerning eligible assets for investment by UCITS The classification of hedge fund indices as financial indices

  CESR's (CESR/07-044b) guidelines concerning eligible assets for investment by UCITS

  Implementation of the European supervisory authorities’ guidelines and recommendations

  Questions and Answers Application of the UCITS Directive (ESMA)

  Sustainability regulations

  Money Laundering

  About the EMIR College

  Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017 on money market funds

  Implementing and delegated acts for Regulation (EU) 2017/1131 on money market funds

  Guidelines on stress test scenarios under the MMF Regulation
• Apply for authorisation

  • Marknad

  Publicerad 2025-01-27 - Companies offering financial services in Sweden are required to apply for a licence issued by FI in order to operate a business.

• Apply for authorisation

  Return authorisation
• Changes in shareholdings

  • Marknad
  • Rapportering

  Publicerad 2025-04-11 - Changes in shareholdings shall be reported to Finansinspektionen. According to the regulations in Sweden the shareholders shall notify the market about major…

• Notification of Changes in Major Shareholdings

  Instructions: Online submission of major shareholding notifications
• PDMR transactions

  • Marknad
  • Rapportering

  Publicerad 2025-01-13 - Persons discharging managerial responsibilities, and closely associated persons, must report to Finansinspektionen changes in their holdings.

• Instructions: Transaction reporting in the PDMR transactions register

  Guidance – transaction categories

  Reset password

  Service announcements

  Guidelines for administrative fines for certain infringements of Article 19 of the EU’s Market Abuse Regulation
• Transaction Reporting MiFID2/MiFIR

  • Marknad
  • Mifid
  • Rapportering

  Publicerad 2025-01-13 - The MiFID II directive and the MiFIR regulation entered into force on 3 January 2018. The new rules apply to all firms providing investment services or…

• Securities (MiFID/MiFIR)

  Final Report: Guidelines on transaction reporting, order record keeping and clock synchronisation under MiFID II

  ESMA Updates Q&A on MiFIR Data Reporting

  Guidelines: Transaction reporting, order record keeping and clock synchronisation under MiFID 2
• FAQ TRS 2

  • Marknad
  • Mifid
  • Rapportering

  Publicerad 2025-01-03 - FAQ TRS 2
• Q&A about LEI codes

  • Marknad
  • Mifid
  • Rapportering

  Publicerad 2025-01-03 - Q&A about LEI codes
• Test reporting in the TRS2 system

  • Marknad
  • Mifid
  • Rapportering

  Publicerad 2025-04-01 - On 3 January 2018, when the MiFID II Directive and the MiFIR Regulation enter into force, a new transaction reporting system (TRS2) will open for reporting.…
• Money Laundering

  • Marknad

  Publicerad 2025-01-03 - Many of the firms that are subject to Finansinspektionen's supervision must comply with the regulations intended to prevent the firms being misused for money…
• FATF and other entities

  • Marknad

  Publicerad 2025-01-03 - In Sweden and abroad, there are many more entities which are, in some way, concerned with or work with combating money laundering and terrorist financing.…

• Financial activities linked to persons from Sweden and Denmark who joined terrorist groups in Syria and Iraq during the period 2013–2016
• Reporting to FI

  • Marknad

  Publicerad 2025-01-03 - Firms must report information annually in FI's system for periodic reporting.