Supervision Reports

An annual report from each of the three sections at FI: Banking, Insurance and Markets. The reports discuss both risk- and supervision-related issues within each section. Three reports a year.

2018

FI Supervision 9: Banks’ work on information and cyber security

2018-12-07 | Fintech Reports Bank

Several banks are working to develop and enhance their information and cyber security. Some have not yet fully adapted their work to the changed conditions introduced by increased digitalisation and an increased level of cyber threats. FI expects that the banks will continue to focus on developing their information- and cyber security abilities, and keep managing and monitoring their information and cyber risks.

FI Supervision 8: Governance and control of information and communication technology operations in insurance undertakings

2018-11-15 | Reports Insurance

In general, the insurance undertakings employ adequate governance and control practices in their ICT operations. But FI has also observed that some undertakings have difficulties identifying and managing the consequences of outsourced ICT operations.

FI Supervision 7: Sustainability perspective in lending to corporates – a follow-up review

The banks give greater consideration to sustainability aspects in their lending to corporates. However, FI sees a need for more transparency and comparability in the area of sustainability.

FI Supervision 6: Sustainability Information in Funds

2018-11-07 | Reports

The fund industry has created through its self-regulation an information standard that fund managers must use when providing the information needed for a consumer to understand a fund’s management with regard to sustainability. Finansinspektionen (FI) conducted a survey in the summer of 2018 to follow up on and evaluate the industry’s self-regulation in the area.

FI Supervision 5: Market Abuse 2017–2018

Over the past year, FI has primarily intervened against small-volume trading and ”wash trades” that were carried out deliberately or negligently by private individuals. The financial undertakings’ reporting plays a key role in FI’s possibilities for intervening against market abuse. FI’s cooperation with EBM has contributed to the development of this work. These are the three conclusions in FI’s report, Market Abuse 2017–2018.

FI Supervision 2: Audit supervision of public-interest entities

Pursuant to the Supervision of Public-Interest Entities (Audit) Act (2016:429), FI is responsible for conducting certain audit supervision activities. FI has conducted an investigation into this supervisory area in 2017. This report provides an overview of the investigation’s results and describes FI’s view on how the regulations can be applied.

FI Supervision 1: Experiences from money laundering supervision 2016–2017

It is FI’s assessment that firms in general have a greater awareness of the regulations than in previous investigations and are committing more resources to their work to prevent money laundering. But more needs to be done.

2017

Supervision of insurance firms 2017 (Summary)

2017-11-07 | Reports Insurance

In order for an insurance firm to be able to fulfil its obligations to its customers, the firm needs to have sufficient capital to manage its risk, good internal governance and good control of its risks. Ensuring that these requirements are met is the focus of FI’s supervision of insurance firms.

Supervision of the banks

This year’s supervision report describes, at an overarching level, the Swedish banking system, how FI works with supervision and a number of topical risk areas currently in focus.

Supervision of the Swedish Securities Market (2017)

2017-03-10 | Reports Markets

In 2016, FI's analysis of trends and risks on the securities market focused on the subareas fixed income market, derivatives market and equity market.

2016

Supervision of insurance undertakings

FI has observed deficiencies in the insurance undertakings' practical management of surplus and in their internal guidelines for and information to their customers about their surplus management.

Supervision of the Swedish securities market

2016-03-10 | Reports Markets

FI is issuing its Securities Market Supervision Report for the second consecutive year. The report discusses the issues that FI currently considers to be most relevant. FI also describes in the report the developments on the Swedish securities market over the past year.

2015

Supervision of insurance undertakings

2015-06-18 | Reports Insurance

The objective of Finansinspektionen's supervision of insurance undertakings is to monitor their ability to fulfil their commitments to customers, and to monitor that customers receive comprehensible and accurate information. This report focuses on the first of the above-mentioned primary objectives.

Supervision of the securities market

2015-03-26 | Reports Markets

Three key areas are the focus of FI's new report Supervision of the securities market; financial infrastructure, transparency on the securities market as well as new rules for market supervision and the enforcement of financial information.

2013

Supervision Report 2013

2013-05-28 | Reports Consumer Markets

Many of the development trends in today’s financial markets raise important issues for FI. For consumers, greater mobility and increasingly complex financial products represent not only more opportunities but also higher risks. FI needs to bring attention to these risks and resolve them.

2012

Supervision Report 2012

2012-05-24 | Reports Consumer Markets

The issues presented in this year’s Supervision Report stem from the work on financial consumer protection, financial stability and the requirements on company owners and management. In addition, the report discusses the increased international work, primarily within the EU.

2011

Supervision Report 2011

2011-05-25 | Reports Consumer Markets

Finansinspektionen's annual Supervision Report discusses areas in which fundamental issues with regard to supervision and regulatory development have risen to the forefront and in turn have resulted in new lessons and conclusions.

2010

Lessons learned from supervision and regulatory development

2010-05-18 | Reports Consumer Markets

FI's annual Supervision Report describes the lessons learned from the financial crisis as well as more general issues regarding consumer protection.

2006

Market supervision 2006

2006-04-03 | Reports Markets

The basic aims of market regulation are in part to safeguard consumer interests on the financial markets, and in part to promote more efficient markets in a broad sense – these two aims very often coincide. The aims also have a clear underlying common denominator; that is,the desire to ensure all players the high quality level of information needed for them to reasonably assert themselves on the market. The basic problem that market regulation must address regards the uneven access to information and know-how, between various professional players as well as between professional players and households.

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