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• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  b) A Swedish management company, an AIF manager that manages special funds or a securities institution
• Regulations repealing Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments.
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  • Bank och kredit
  • Värdepappersinstitut

  the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 53 of the Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers.
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  • Bank och kredit
  • Fond
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  The information that a securities company shall submit to Finansinspektionen pursuant to Articles 54
• Regulations repealing Finansinspektionen’s regulations (FFFS 2007:4) regarding reporting of interest rate risks in non-trading activities.
  • Bank
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  • Bank och kredit
  • Värdepappersinstitut

  the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 53 of the Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues.
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  Chapter 1 Section 1 These regulations apply to – exchanges, – securities institutions, –
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
  • Bank
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  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  longer included in the scope and are the result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 54 of the Securities Market Ordinance
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  longer included in the scope and are the result of the term clearing organisation being removed from the Securities … The regulations, in accordance with Chapter 3, section 4 of the Credit Institutions and Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Elektroniska pengar
  • Fond
  • Försäkringsföretag
  • Värdepappersinstitut
  • Övriga verksamheter

  the term clearing company and are a result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 56 of the Securities Market Ordinance
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  longer included in the scope and are the result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, points 4, 7 and 56 of the Securities
• General guidelines amending Finansinspektionen’s general guidelines (FFFS 2005:1) regarding governance and control of financial undertakings
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  • Försäkring
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Understödsföreningar
  • Försäkringsförmedlare
  • Värdepappersinstitut

  longer included in the scope and is a result of the term clearing organisation being removed from the Securities
• General guidelines regarding remuneration policies in stock exchanges
  • Marknad
  • Börs och clearing

  The amendment is the result of the term clearing organisation being removed from the Securities Market
• Finansinspektionen’s regulations regarding the obligation of some financial firms to submit information for official statistics
  • Bank
  • Övriga verksamheter

  202 Certificates 22 Bond, debentures and convertible loans (excluding convertible debt securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:27) regarding simplified annual accounts at insurance undertakings granted dispensation.
  • Försäkring
  • Försäkringsföretag

  Finansinspektionen prescribes pursuant to section 4, points 1 and 4 of the Annual Reports at Credit Institutions, Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies.
  • Bank
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  • Bank och kredit
  • Värdepappersinstitut

  FI removes a provision that smaller securities companies shall provide disclosures in accordance with … In other cases, the corresponding regulation in Annual Accounts for Credit Institutions and Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
  • Försäkring
  • Försäkringsföretag

  This information does not include bonds and other interest-bearing securities.
• Finansinspektionen’s general guidelines on credits in consumer relationships
  • Bank
  • Marknad
  • Bank och kredit
  • Betaltjänster
  • Elektroniska pengar
  • Värdepappersinstitut
  • Övriga verksamheter

  6, section 4 of the Banking and Financing Business Act (2004:297); and Chapter 9, section 1 of the Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:22) regarding position limits
  • Marknad
  • Börs och clearing
  • Värdepappersinstitut

  Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 45 of the Securities Market Ordinance
• Föreskrifter om ändring i Finansinspektionens föreskrifter och allmänna råd (FFFS 2015:13) om tillsynsrapportering för försäkringsrörelse
  • Försäkring
  • Försäkringsföretag

  Emittentens sektor enligt ENS 2010 redovisas för de tillgångar som redovisas utan ISIN-kod (International Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
  • Marknad
  • Fond

  market, a trading facility, a systematic internaliser in accordance with Chapter 1, section 4b of the Securities
• Finansinspektionen’s general guidelines on authorisation for credit institutions outside the EEA to establish a branch in Sweden and for Swedish credit institutions to establish a branch outside the EEA
  • Bank
  • Bank och kredit

  accordance with the Basel Committee's rules, and 9. any co-operation with credit institutions or securities
• Finansinspektionen's regulations regarding ownership, ownership management and management assessment in credit institutions.
  • Bank
  • Bank och kredit

  application applies fulfils the requirements set out in Chapter 3, section 5 of the Credit Institutions and Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Försäkringsförmedlare
  • Värdepappersinstitut

  The amendments apply to securities institutions. … Finansinspektionen prescribes1 pursuant to Chapter 6, section 1, points 14–17 and 29 of the Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
  • Bank
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  • Bank och kredit
  • Värdepappersinstitut

  The regulations have been amended so that they no longer include groups where a very large securities … A20 Issued securities Repurchased own issued securities should be deducted from this balance sheet
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … as referred to in Chapter 1, section 2, first paragraph, point 7c–g of the Credit Institutions and Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … Special Supervision and Capital Buffers Ordinance (2014:993) and Chapter 6, section 1, point 56 of the Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … savings banks, 3. members’ banks, 4. credit market companies, 5. credit market associations, 6. securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … savings banks, 3. members’ banks, 4. credit market companies, 5. credit market associations, 6. securities
• Regulations amending Finansinspektionen's regulations (FFFS 2010:7) regarding the management and disclosure of liquidity risks for credit institutions and investment firms
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … as referred to in Chapter 1, section 2, first paragraph, point 7c–g of the Credit Institutions and Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  An addition is made so the provisions in the regulations that apply to other securities companies that … companies that must apply the Annual Accounts for Credit Institutions and Securities Companies Act
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:4) regarding reporting of interest rate risks in non-trading activities
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 56 of the Securities