Din sökning på "Wilkinson Bennings Securities" gav 22 träffar
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Nasdaq Stockholm receives a remark and an administrative fine
- Marknad
- Publicerat
- Sanktioner
Publicerad 2024-06-19 - exchange, i.e., a firm that holds authorisation to operate a regulated market in accordance with the Securities
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Partner Fondkommission receives a remark and an administrative fine
- Marknad
- Publicerat
- Sanktioner
- Nyheter
Publicerad 2024-12-11 - Fondkommission AB is an investment firm with authorisation to provide investment services pursuant to the Securities
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Partner Fondkommission receives a remark and an administrative fine
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Anoto Group receives a caution and an administrative fine
- Marknad
- Publicerat
- Sanktioner
- Nyheter
- Redovisning
Publicerad 2025-03-13 - The violations are thus of such a nature that they risk damaging the confidence in the securities market
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Nord Fondkommission AB’s authorisation is withdrawn
- Marknad
- Konsumentskydd
- Publicerat
- Sanktioner
Publicerad 2021-10-13 - Finansinspektionen (FI) is withdrawing all of Nord Fondkommission AB’s (Nord) authorisations due to severe deficiencies, in part in the company’s advisory…
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Decision: Withdrawal of authorisation for Nord Fondkommission AB
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Withdrawn authorisation for Exceed Capital Sverige AB
- Försäkring
- Marknad
- Publicerat
- Sanktioner
Publicerad 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities
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Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
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JM receives a caution and an order to follow financial reporting rules
- Marknad
- Publicerat
- Sanktioner
- Redovisning
Publicerad 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…
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Zimpler receives a remark and an administrative fine
- Penningtvätt
- Publicerat
- Sanktioner
- Nyheter
- Betalningar
Publicerad 2025-10-16 - The Swedish Financial Supervisory Authority (FI) issues Zimpler AB (Zimpler) a remark and an administrative fine of 3 million kronor for violations of…
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Trig Social Media breached accounting rules
- Marknad
- Publicerat
- Sanktioner
- Redovisning
Publicerad 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…
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Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine
- Publicerat
- Sanktioner
Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…
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Remark and administrative fine - Nasdaq Stockholm Aktiebolag
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Nasdaq Clearing Aktiebolag receives a remark and an administrative fine
- Publicerat
- Sanktioner
Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.
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Nasdaq Clearing Aktiebolag receives a warning and an administrative fine
- Marknad
- Emir
- Publicerat
- Sanktioner
Publicerad 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.
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FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag
Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)
The ruling by the Administrative Court (In Swedish) (2021-12-22)
The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)
The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
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Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed
- Bank
- Publicerat
- Sanktioner
Publicerad 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…
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FI withdraws the authorisation of Festival International
- Marknad
- Publicerat
- Sanktioner
Publicerad 2014-01-14 - Finansinspektionen withdraws the authorisation of Festival International to conduct investment services.
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FI's decision to withdraw the authorisation of Festival International
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Nordea receives a warning and is ordered to pay the maximum administrative fine
- Bank
- Publicerat
- Sanktioner
Publicerad 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…
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Handelsbanken receives a remark and is ordered to pay an administrative fine
- Bank
- Publicerat
- Sanktioner
Publicerad 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…
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Financial reporting supervision
- Publicerat
- Sanktioner
Finansinspektionen intervens when issuers subject to Chapter 16, section 1, first paragraph of the Securities
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Resurs Bank receives a remark and an administrative fine
- Bank
- Publicerat
- Sanktioner
Publicerad 2016-09-13 - Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.
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SIP Nordic Fondkommission receives a warning and an administrative fine
- Marknad
- Konsumentskydd
- Publicerat
- Sanktioner
Publicerad 2022-11-18 - business pursuant to the Securities Market Act (2007:528).
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Swedbank receives a warning and an administrative fine of SEK 4 billion
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.
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SEB receives remark and administrative fine of SEK 1 billion
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.
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Nordnet Bank receives a remark and an administrative fine
- Bank
- Marknad
- Konsumentskydd
- Publicerat
- Sanktioner
Publicerad 2022-05-25 - Pursuant to its authorisation to conduct investment services and activities under the Securities Market
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FI withdraws the authorisation of investment firm Exceed
- Försäkring
- Marknad
- Publicerat
- Sanktioner
- Nyheter
Publicerad 2020-06-02 - investigation shows that Exceed has continuously breached key customer protection rules within securities
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Withdrawn authorisation for Exceed Capital Sverige AB (Summary)
