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Din sökning på "Wilkinson Bennings Securities" gav 21 träffar

• Nasdaq Stockholm receives a remark and an administrative fine

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  Publicerad 2024-06-19 - exchange, i.e., a firm that holds authorisation to operate a regulated market in accordance with the Securities

• Decision: Remark and administrative fine
• Partner Fondkommission receives a remark and an administrative fine

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  Publicerad 2024-12-11 - Fondkommission AB is an investment firm with authorisation to provide investment services pursuant to the Securities

• Partner Fondkommission receives a remark and an administrative fine
• Anoto Group receives a caution and an administrative fine

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  Publicerad 2025-03-13 - The violations are thus of such a nature that they risk damaging the confidence in the securities market

• Decision Anoto Group
• Nord Fondkommission AB’s authorisation is withdrawn

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  Publicerad 2021-10-13 - Finansinspektionen (FI) is withdrawing all of Nord Fondkommission AB’s (Nord) authorisations due to severe deficiencies, in part in the company’s advisory…

• Decision: Withdrawal of authorisation for Nord Fondkommission AB
• Withdrawn authorisation for Exceed Capital Sverige AB

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  Publicerad 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities

• Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
• JM receives a caution and an order to follow financial reporting rules

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  Publicerad 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…

• Decision: Caution and order of correction
• Trig Social Media breached accounting rules

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  Publicerad 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…

• FI:s decision regarding Trig Social media
• Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine

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  Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…

• Remark and administrative fine - Nasdaq Stockholm Aktiebolag
• Nasdaq Clearing Aktiebolag receives a remark and an administrative fine

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  Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.

• Remark and administrative fine - Nasdaq Clearing Aktiebolag
• Nasdaq Clearing Aktiebolag receives a warning and an administrative fine

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  Publicerad 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.

• FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag

  Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)

  The ruling by the Administrative Court (In Swedish) (2021-12-22)

  The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)

  The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
• Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed

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  Publicerad 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…

• FI:s decision about Skandiabanken
• FI withdraws the authorisation of Festival International

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  Publicerad 2014-01-14 - Finansinspektionen withdraws the authorisation of Festival International to conduct investment services.

• FI's decision to withdraw the authorisation of Festival International
• Nordea receives a warning and is ordered to pay the maximum administrative fine

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  Publicerad 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…

• FI's decision regarding Nordea
• Handelsbanken receives a remark and is ordered to pay an administrative fine

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  Publicerad 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…

• FI's decision regarding Handelsbanken
• Financial reporting supervision
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  Finansinspektionen intervens when issuers subject to Chapter 16, section 1, first paragraph of the Securities
• Resurs Bank receives a remark and an administrative fine

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  Publicerad 2016-09-13 - Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.

• Finansinspektionen’s decision on Resurs Bank
• SIP Nordic Fondkommission receives a warning and an administrative fine

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  Publicerad 2022-11-18 - business pursuant to the Securities Market Act (2007:528).
• Swedbank receives a warning and an administrative fine of SEK 4 billion

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  Publicerad 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.

• FI's decision
• SEB receives remark and administrative fine of SEK 1 billion

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  Publicerad 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.

• Decision: remark and administrative fine

  Decision: order of correction
• Nordnet Bank receives a remark and an administrative fine

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  Publicerad 2022-05-25 - Pursuant to its authorisation to conduct investment services and activities under the Securities Market

• Nordnet Bank receives a remark and an administrative fine
• FI withdraws the authorisation of investment firm Exceed

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  Publicerad 2020-06-02 - FI's investigation shows that Exceed has continuously breached key customer protection rules within securities

• Withdrawn authorisation for Exceed Capital Sverige AB (Summary)