Din sökning på "26" gav 21 träffar
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Partner Fondkommission receives a remark and an administrative fine
- Marknad
- Publicerat
- Sanktioner
- Nyheter
Publicerad 2024-12-11 - investigated Partner's compliance with its obligation to report executed transactions in financial instruments to the competent authority pursuant to Article 26 … By not reporting these transactions, Partner has been in violation of the provisions set out in Article 26(1) of MiFIR.
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Partner Fondkommission receives a remark and an administrative fine
By not reporting these transactions, Partner has been in violation of the provisions set out in Article 26(1) of MiFIR.
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FI sanctions SBB for deficiencies in its consolidated financial statements
- Marknad
- Publicerat
- Sanktioner
- Nyheter
- Redovisning
Publicerad 2026-02-18 - The deficiencies entailed that the reported consolidated profit for 2021 was too high, the consolidated statement of financial position at the end of the year…
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Decision: Caution and administrative fine
The acquisition of Amasten included approximately 260 investment properties in Sweden that SBB valued at SEK 17,138 million.
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Zimpler receives a remark and an administrative fine
- Penningtvätt
- Publicerat
- Sanktioner
- Nyheter
- Betalningar
Publicerad 2025-10-16 - The Swedish Financial Supervisory Authority (FI) issues Zimpler AB (Zimpler) a remark and an administrative fine of 3 million kronor for violations of…
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Sanktionsbeslut Zimpler AB (in Swedish)
Med uttrycket finansiell ställning avses exempelvis företagets årsomsättning, men även andra faktorer bör kunna beaktas (prop. 2015/16:26 s. 107).
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Nasdaq Stockholm receives a remark and an administrative fine
- Marknad
- Publicerat
- Sanktioner
Publicerad 2024-06-19 - Finansinspektionen has decided to issue Nasdaq Stockholm Aktiebolag a remark and an administrative fine of SEK 100 million.
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Decision: Remark and administrative fine
According to Nasdaq Stockholm, the stock exchange received an application on 26 April 2022 for three financial instruments to be admitted to trading
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Trustly Group receives warning and administrative fine
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130 million. The company is also ordered to address certain deficiencies.
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institution risks not taking the enhanced customer due diligence measures that are required for business relationships or FI Ref. 20-20967 26
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Nord Fondkommission AB’s authorisation is withdrawn
- Marknad
- Konsumentskydd
- Publicerat
- Sanktioner
Publicerad 2021-10-13 - Finansinspektionen (FI) is withdrawing all of Nord Fondkommission AB’s (Nord) authorisations due to severe deficiencies, in part in the company’s advisory…
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Decision: Withdrawal of authorisation for Nord Fondkommission AB
(Chapter 26, section 1, fourth paragraph of the Securities Market Act, Chapter 14, section 1, fourth paragraph of the Swedish UCITS Act, and Chapter
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Maiden Life receives warning and administrative fine
- Försäkring
- Publicerat
- Sanktioner
Publicerad 2021-06-23 - Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.
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FI's decision on Maiden Life Försäkrings AB
The company has thus breached the provision in Article 268(1) of the Solvency II Regulation.
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Nasdaq Clearing Aktiebolag receives a warning and an administrative fine
- Marknad
- Emir
- Publicerat
- Sanktioner
Publicerad 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.
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FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag
Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)
The ruling by the Administrative Court (In Swedish) (2021-12-22)
The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)
The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
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Withdrawn authorisation for Exceed Capital Sverige AB
- Försäkring
- Marknad
- Publicerat
- Sanktioner
Publicerad 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary…
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Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
(Chapter 26, section 1 of the Securities Market Act, Chapter 10, section 1 of the Insurance distribution Act, Chapter 14, section 1 of the Swedish UCITS
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SEB receives remark and administrative fine of SEK 1 billion
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.
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JM receives a caution and an order to follow financial reporting rules
- Marknad
- Publicerat
- Sanktioner
- Redovisning
Publicerad 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…
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Decision: Caution and order of correction
JM was notified on 26 November 2019 that the matter had been submitted for a sanction assessment.
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Swedbank receives a warning and an administrative fine of SEK 4 billion
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.
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control of the Baltic subsidiary banks ..................... 25 4.2.1 Finansinspektionen’s observations .............................................. 26
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Nasdaq Clearing Aktiebolag receives a remark and an administrative fine
- Publicerat
- Sanktioner
Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.
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Remark and administrative fine - Nasdaq Clearing Aktiebolag
This is set out in Article 26(1) of EMIR. The requirement on risk management is set out in Article 4 of Commission Regulation (EU) No 153/2013.
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Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine
- Publicerat
- Sanktioner
Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…
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Remark and administrative fine - Nasdaq Stockholm Aktiebolag
On 26 August, Nasdaq Stockholm visited Finansinspektionen and submitted information verbally. 2 Applicable provisions Regulated markets play a significant
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Resurs Bank receives a remark and an administrative fine
- Bank
- Publicerat
- Sanktioner
Publicerad 2016-09-13 - Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.
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Finansinspektionen’s decision on Resurs Bank
Articles 26(1), 28(1) and 52(1) of the Capital Requirements Regulation).
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Trig Social Media breached accounting rules
- Marknad
- Publicerat
- Sanktioner
- Redovisning
Publicerad 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…
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FI:s decision regarding Trig Social media
instruments, the disclosures about fair value required by paragraphs 91–93 (h), 94–96, 98 and 99 of IFRS 13 Fair Value Measurement and paragraphs 25, 26
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Handelsbanken receives a remark and is ordered to pay an administrative fine
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…
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FI's decision regarding Handelsbanken
The Group had a market value of approximately SEK 267 billion at the end of February 2015.
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Nordea receives a warning and is ordered to pay the maximum administrative fine
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…
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FI's decision regarding Nordea
On 26 August 2014, Nordea had identified a total of 62 politically exposed persons among its direct customers and beneficial owners using the system
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Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed
- Bank
- Publicerat
- Sanktioner
Publicerad 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…
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FI:s decision about Skandiabanken
Finansinspektionen Box 7821 SE-103 97 Stockholm [Brunnsgatan 3] Tel +46 8 787 80 00 Fax +46 8 24 13 35 finansinspektionen@fi.se www.fi.se 26
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FI withdraws the authorisation of Festival International
- Marknad
- Publicerat
- Sanktioner
Publicerad 2014-01-14 - Finansinspektionen withdraws the authorisation of Festival International to conduct investment services.
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FI's decision to withdraw the authorisation of Festival International
(Chapter 26, section 1 of the Securities Market Act). To appeal the decision, see Appendix 1.
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NGM's licence reinstated
- Marknad
- Publicerat
- Sanktioner
Publicerad 2008-12-02 - The Stockholm County Administrative Court has decided that NGM's licence to operate a regulated market and trading facility shall not be revoked. NGM shall…
