Sök på fi.se

Din sökning på "Mifid 2 och råvaruderivat" gav 420 träffar

• Finansinspektionen’s regulations and general guidelines on the purchase and servicing of non-performing credit agreements
  • Bank
  • Bank och kredit
  • Övriga verksamheter

  FFFS 2024:2 Published on 18 March 2024 FFFS 2024:22 General guidelines The credit
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  Amendment 2023:2 … FFFS 2023:2 Published on 27 February 2023 FFFS 2023:22 SUSANNA GRUFMAN Emilia
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  Amendment 2022:2 … FFFS 2022:2 Published on 28 February 2022 FFFS 2022:22 Stock exchanges and clearing organisations
• Finansinspektionen’s general guidelines regarding reporting of events of material significance
  • Bank
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Elektroniska pengar
  • Övriga verksamheter

  Published on 24 May 2021 FFFS 2021:22 – significant loss of reputation for the undertaking
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:33) regarding the countercyclical buffer rate
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Värdepappersinstitut

  Amendment 2020:2 … Finansinspektionen’s regulations (FFFS 2014:33) regarding the countercyclical buffer rate; FFFS 2020:2
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  Amendment 2019:2 … FFFS 2019:2 Published 27 May 2019 FFFS 2019:22 General guidelines The reporting of an
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
  • Marknad
  • Fond

  apply Chapter 4 and Chapter 7, sections 1–5 and 8–21 of Finansinspektionen’s regulations (FFFS 2017:2)
• Regulations amending Finansinspektionen’s Regulations (FFFS 2013:10) regarding alternative investment fund managers
  • Marknad
  • Fond

  fulfil the requirements set out in Articles 27, 33, 37, 52, 54 and 55 of the delegated regulation for MiFID
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) governing investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Försäkringsförmedlare
  • Värdepappersinstitut

  because an amendment directive has amended Directive (EU) 2014/65 on markets in financial instruments (MiFID … Securities Market Ordinance (2007:572) in respect of Finansinspektionen’s regulations (FFFS 2017:2)
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Försäkringsförmedlare
  • Värdepappersinstitut

  investment firms and defined terms for the purposes of that Directive (the delegated regulation for MiFID
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management and control at credit institutions
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The delegated regulation for MiFID 2: Commission Delegated Regulation (EU) 2017/565 of 25 April 2016
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2005:11) regarding insurance mediation
  • Försäkringsförmedlare

  regarding investment services and activities and the Delegated Regulation for MiFID II. … Articles 54 and 55 of the delegated regulation for MiFID II, 2. the difference between investment
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Försäkringsförmedlare
  • Värdepappersinstitut

  application of the law. 1 Regulations amending Finansinspektionen’s regulations (FFFS 2017:2)
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:1) regarding governance, risk management and control at credit institutions
  • Bank
  • Bank och kredit

  The objective of the amendments is to adapt the regulations to the Delegated Regulation for MiFID 2. … of the compliance function are set out in Article 22.3 of the delegated regulation for MiFID 2.
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Försäkringsförmedlare
  • Värdepappersinstitut

  application of the law. 1 Regulations amending Finansinspektionen’s regulations (FFFS 2017:2)
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
  • Bank
  • Marknad
  • Börs och clearing

  Amendment 2018:2 … Chapter 1 Section 2 These regulations apply to 1. banking companies, 2. savings banks, 3. members
• Finansinspektionen’s regulations regarding investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Fond
  • Försäkringsförmedlare
  • Värdepappersinstitut

  regulations are the result of amendments to the Securities Market Act to implement Directive 2014/65/EU (MiFID … :528) and organisational requirements according to Articles 21–25 in the Delegated Regulation for MiFID
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS;
  • Marknad
  • Fond

  regarding investment services and activities and the Delegated Regulation for MiFID II. … The delegated regulation for MiFID 2: Commission Delegated Regulation (EU) 2017/565 of 25 April 2016
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:10) regarding alternative investment fund managers
  • Marknad
  • Fond

  regarding investment services and activities and the Delegated Regulation for MiFID II. … The delegated regulation for MiFID 2: Commission Delegated Regulation (EU) 2017/565 of 25 April 2016
• Regulations amending Finansinspektionen’s regulations (FFFS 2010:1) regarding quarterly statistics for some securities companies
  • Marknad
  • Värdepappersinstitut

  Amendment 2015:2 … section 2, points 2 and 8 of the Securities Market Act (2007:528), and – belong to Sector S.125,
• Regulations and general guidelines regarding the requirements for approval to be a credit assessment institution when applying the capital adequacy and large exposures act (2006:1371)
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  FFFS 2007:2 Finansinspektionen’s regulations and general guidelines regarding the requirements for
• Regulations regarding amendments to Finansinspektionen's regulations (FFFS 2003:7) governing information to life policyholders
  • Försäkring
  • Försäkringsföretag
  • Understödsföreningar
  • Pensionsstiftelser

  For pensions funds referred to in item 2 above, appendix 2 and sections 3 and 12 where appropriate shall
• Regulations governing investment funds
  • Marknad
  • Börs och clearing
  • Fond

  Chapter 2.
• Regulations and general guidelines governing standard regulations for non-life insurance companies' calculation of contingency reserves
  • Försäkring
  • Försäkringsföretag

  Chapter 2 .
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:16) governing investment services and activities
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  Amendment 2014:2 … Chapter 9 Outsourcing FFFS 2014:2 Published 21 February 2014 FFFS 2014:22 Chapter
• Regulations amending Finansinspektionen's regulations and general guidelines (FFFS 2011:39) regarding information about insurance and occupational pensions
  • Försäkring
  • Försäkringsföretag

  amendment 2012:2 … FFFS 2012:2 6 2.
• General guidelines regarding remuneration policy in insurance undertakings, fund management companies, exchanges, clearing organisations and institutions for the issuance of electronic money
  • Bank
  • Försäkring
  • Marknad
  • Börs och clearing
  • Elektroniska pengar
  • Fond
  • Försäkringsföretag
  • Understödsföreningar

  associations, 4. mutual benefit societies not under limited supervision in accordance with section 2
• Finansinspektionen’s general guidelines regarding limitations to the size of loans collateralised by homes
  • Bank
  • Bank och kredit

  Published on 15 July 2010 FFFS 2010:22 and established via an individual valuation
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  Amendment 2016:2 … FFFS 2016:2 Published on 22 January 2016 FFFS 2016:22 – acquisition and disposal of own
• Regulations regarding amendments to Finansinspektionen's Regulations and General Guidelines governing insurance mediation (FFFS 2005:11)
  • Försäkringsförmedlare

  Amendment 2009:2 … Legal forms of association 2 FFFS 2009:2 10.