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• Regulations regarding quarterly statistics for some securities companies
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  The regulations dictate how some securities companies and branches of foreign securities companies shall … Securities companies that – trade in financial instruments on their own account without simultaneously
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  longer included in the scope and are the result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, points 4, 7 and 56 of the Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies.
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  FI removes a provision that smaller securities companies shall provide disclosures in accordance with … In other cases, the corresponding regulation in Annual Accounts for Credit Institutions and Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues.
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  Chapter 1 Section 1 These regulations apply to – exchanges, – securities institutions, –
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
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  • Börs och clearing
  • Publika bolag och deras ägare
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  b) A Swedish management company, an AIF manager that manages special funds or a securities institution
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
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  longer included in the scope and are the result of the term clearing organisation being removed from the Securities … The regulations, in accordance with Chapter 3, section 4 of the Credit Institutions and Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
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  longer included in the scope and are the result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 54 of the Securities Market Ordinance
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
  • Bank
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  • Bank och kredit
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  An addition is made so the provisions in the regulations that apply to other securities companies that … companies that must apply the Annual Accounts for Credit Institutions and Securities Companies Act
• Regulations regarding securities business
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  The principles for investment firms' activities contained in the Securities Market Act are also explained … operations and foreign firms conducting authorised securities activities through branches in Sweden
• Finansinspektionen’s general guidelines on credits in consumer relationships
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  • Betaltjänster
  • Elektroniska pengar
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  • Övriga verksamheter

  6, section 4 of the Banking and Financing Business Act (2004:297); and Chapter 9, section 1 of the Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
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  • Fond

  business (securities regulations).
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
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  • Bank och kredit
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  • Försäkringsförmedlare
  • Värdepappersinstitut

  The amendments apply to securities institutions. … Finansinspektionen prescribes1 pursuant to Chapter 6, section 1, points 14–17 and 29 of the Securities
• Regulations amending Finansinspektionen’s Regulations (FFFS 2013:10) regarding alternative investment fund managers
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  business (the securities regulations).
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
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  • Bank och kredit
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  The regulations have been amended so that they no longer include groups where a very large securities … A20 Issued securities Repurchased own issued securities should be deducted from this balance sheet
• Finansinspektionen’s regulations regarding the obligation of some financial firms to submit information for official statistics
  • Bank
  • Övriga verksamheter

  202 Certificates 22 Bond, debentures and convertible loans (excluding convertible debt securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
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  • Försäkringsförmedlare
  • Värdepappersinstitut

  Requirements Regulation (575/2013/EU) are subject to the correct provisions and small and non-interconnected securities … A securities company in accordance with Chapter 8, section 1c, first paragraph of the Securities Market
• Regulations amending Finansinspektionen’s regulations (FFFS 2010:1) regarding quarterly statistics for some securities companies
  • Marknad
  • Värdepappersinstitut

  Securities lent out under securities lending operations shall remain on the original owner’s balance
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) governing investment services and activities
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  • Bank och kredit
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  • Försäkringsförmedlare
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  The amendments refer to the conditions for a securities institution to be allowed to receive investment … Market Act (2007:528) if – the securities institution has signed an agreement with a third party
• General guidelines amending Finansinspektionen’s general guidelines (FFFS 2005:1) regarding governance and control of financial undertakings
  • Bank
  • Försäkring
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  • Bank och kredit
  • Börs och clearing
  • Understödsföreningar
  • Försäkringsförmedlare
  • Värdepappersinstitut

  longer included in the scope and is a result of the term clearing organisation being removed from the Securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2017:22) regarding position limits
  • Marknad
  • Börs och clearing
  • Värdepappersinstitut

  Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 45 of the Securities Market Ordinance
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
  • Marknad
  • Börs och clearing
  • Publika bolag och deras ägare
  • Värdepappersinstitut

  Finansinspektionen prescribes pursuant to Chapter 6, section 1 of the Securities Market Ordinance (2007
• General guidelines regarding remuneration policies in stock exchanges
  • Marknad
  • Börs och clearing

  The amendment is the result of the term clearing organisation being removed from the Securities Market
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers.
  • Bank
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  • Bank och kredit
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  • Värdepappersinstitut

  The information that a securities company shall submit to Finansinspektionen pursuant to Articles 54
• General Guidelines regarding Securities Operations
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  • Värdepappersinstitut

  Qualifications requirement for employees in Swedish securities institutions 1 § A Swedish securities
• Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The scope is changed such that groups where a securities company is the parent undertaking shall be subject … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 56 of the Securities Market Ordinance
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
  • Bank
  • Marknad
  • Bank och kredit
  • Värdepappersinstitut

  The regulations have been amended so that some provisions do not apply to securities companies – with … companies that must apply the Annual Accounts for Credit Institutions and Securities Companies Act
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2015:13) regarding supervisory reporting for insurance business
  • Försäkring
  • Försäkringsföretag

  This information does not include bonds and other interest-bearing securities.
• Regulations amending Finansinspektionen’s regulations (FFFS 2007:4) regarding reporting of interest rate risks in non-trading activities
  • Bank
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  • Bank och kredit
  • Värdepappersinstitut

  The scope of the regulations has been expanded to include very large securities companies. … the Banking and Financing Business Ordinance (2004:329) and Chapter 6, section 1, point 56 of the Securities
• Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
  • Bank
  • Försäkring
  • Marknad
  • Bank och kredit
  • Börs och clearing
  • Elektroniska pengar
  • Fond
  • Försäkringsföretag
  • Värdepappersinstitut
  • Övriga verksamheter

  the term clearing company and are a result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 56 of the Securities Market Ordinance
• Regulations repealing Finansinspektionen’s regulations (FFFS 2018:9) regarding the reporting of data on own funds requirements for certain securities companies
  • Marknad
  • Värdepappersinstitut

  Finansinspektionen's regulations (FFFS 2018:9) regarding the reporting of data on own funds requirements for certain securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, points 56 and 58 of the Securities Market