Din sökning på "Wilkinson Bennings Securities" gav 233 träffar
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Regulations regarding quarterly statistics for some securities companies
- Marknad
- Värdepappersinstitut
The regulations dictate how some securities companies and branches of foreign securities companies shall … Securities companies that – trade in financial instruments on their own account without simultaneously
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Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Marknad
- Börs och clearing
- Publika bolag och deras ägare
- Värdepappersinstitut
included in the scope and are the result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, points 4, 7 and 56 of the Securities
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies.
- Bank
- Marknad
- Bank och kredit
- Värdepappersinstitut
FI removes a provision that smaller securities companies shall provide disclosures in accordance with … In other cases, the corresponding regulation in Annual Accounts for Credit Institutions and Securities
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Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues.
- Marknad
- Börs och clearing
- Publika bolag och deras ägare
- Värdepappersinstitut
Chapter 1 Section 1 These regulations apply to – exchanges, – securities institutions, –
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Regulations amending Finansinspektionen’s regulations (FFFS 2007:17) governing operations on trading venues
- Marknad
- Börs och clearing
- Publika bolag och deras ägare
- Värdepappersinstitut
b) A Swedish management company, an AIF manager that manages special funds or a securities institution
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
- Bank
- Marknad
- Bank och kredit
- Värdepappersinstitut
An addition is made so the provisions in the regulations that apply to other securities companies that … companies that must apply the Annual Accounts for Credit Institutions and Securities Companies Act
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Regulations regarding securities business
- Bank
- Marknad
- Bank och kredit
- Värdepappersinstitut
The principles for investment firms' activities contained in the Securities Market Act are also explained … and is not itself a legal document. 1 Finansinspektionen’s regulations regarding securities
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
- Bank
- Marknad
- Bank och kredit
- Börs och clearing
- Värdepappersinstitut
included in the scope and are the result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 54 of the Securities Market Ordinance
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Marknad
- Bank och kredit
- Börs och clearing
- Värdepappersinstitut
included in the scope and are the result of the term clearing organisation being removed from the Securities … The regulations, in accordance with Chapter 3, section 4 of the Credit Institutions and Securities
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General guidelines amending Finansinspektionen’s general guidelines (FFFS 2005:1) regarding governance and control of financial undertakings
- Bank
- Försäkring
- Marknad
- Bank och kredit
- Börs och clearing
- Understödsföreningar
- Försäkringsförmedlare
- Värdepappersinstitut
included in the scope and is a result of the term clearing organisation being removed from the Securities
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Regulations amending Finansinspektionen’s regulations (FFFS 2013:9) regarding Swedish UCITS
- Marknad
- Fond
business (securities regulations).
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Regulations amending Finansinspektionen’s Regulations (FFFS 2013:10) regarding alternative investment fund managers
- Marknad
- Fond
business (the securities regulations).
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General guidelines regarding remuneration policies in stock exchanges
- Marknad
- Börs och clearing
The amendment is the result of the term clearing organisation being removed from the Securities Market
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2011:14) regarding reporting of owners’ qualifying holdings and participating interests
- Bank
- Försäkring
- Marknad
- Bank och kredit
- Börs och clearing
- Elektroniska pengar
- Fond
- Försäkringsföretag
- Värdepappersinstitut
- Övriga verksamheter
term clearing company and are a result of the term clearing organisation being removed from the Securities … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 56 of the Securities Market Ordinance
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Finansinspektionen’s regulations regarding the obligation of some financial firms to submit information for official statistics
- Bank
- Övriga verksamheter
Certificates 22 Bond, debentures and convertible loans (excluding convertible debt securities
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Regulations amending Finansinspektionen’s regulations (FFFS 2010:1) regarding quarterly statistics for some securities companies
- Marknad
- Värdepappersinstitut
Securities lent out under securities lending operations shall remain on the original owner’s balance
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General Guidelines regarding Securities Operations
- Marknad
- Värdepappersinstitut
Qualifications requirement for employees in Swedish securities institutions 1 § A Swedish securities
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Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
- Bank
- Marknad
- Bank och kredit
- Värdepappersinstitut
The scope is changed such that groups where a securities company is the parent undertaking shall be subject … Finansinspektionen prescribes pursuant to Chapter 6, section 1, point 56 of the Securities Market Ordinance
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2008:25) regarding annual reports at credit institutions and securities companies
- Bank
- Marknad
- Bank och kredit
- Värdepappersinstitut
The regulations have been amended so that some provisions do not apply to securities companies – with … companies that must apply the Annual Accounts for Credit Institutions and Securities Companies Act
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Finansinspektionen’s general guidelines on credits in consumer relationships
- Bank
- Marknad
- Bank och kredit
- Betaltjänster
- Elektroniska pengar
- Värdepappersinstitut
- Övriga verksamheter
section 4 of the Banking and Financing Business Act (2004:297); and Chapter 9, section 1 of the Securities
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Regulations amending Finansinspektionen’s regulations (FFFS 2017:2) regarding investment services and activities
- Bank
- Marknad
- Bank och kredit
- Fond
- Försäkringsförmedlare
- Värdepappersinstitut
The amendments apply to securities institutions. … Finansinspektionen prescribes1 pursuant to Chapter 6, section 1, points 14–17 and 29 of the Securities
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Regulations and general guidelines on deposit systems
- Bank
- Marknad
- Bank och kredit
- Värdepappersinstitut
Banking and Financing Business Ordinance (2024:329) and Chapter 6, section 1, point 33 of the Securities
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Marknad
- Bank och kredit
- Börs och clearing
- Värdepappersinstitut
banks, 3. members’ banks, 4. credit market companies, 5. credit market associations, and 6. securities
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers
- Bank
- Marknad
- Bank och kredit
- Fond
- Värdepappersinstitut
The scope of the regulations has been expanded to include very large securities companies. … Supervision and Capital Buffers Ordinance (2014:993) and Chapter 6, section 1, point 56 of the Securities
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:5) regarding information security, IT operations and deposit systems
- Bank
- Marknad
- Bank och kredit
- Börs och clearing
- Värdepappersinstitut
The scope of the regulations has been expanded to include very large securities companies. … savings banks, 3. members’ banks, 4. credit market companies, 5. credit market associations, 6. securities
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:4) regarding the management of operational risks
- Bank
- Marknad
- Bank och kredit
- Börs och clearing
- Värdepappersinstitut
The scope of the regulations has been expanded to include very large securities companies. … savings banks, 3. members’ banks, 4. credit market companies, 5. credit market associations, 6. securities
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Regulations amending Finansinspektionen's regulations (FFFS 2010:7) regarding the management and disclosure of liquidity risks for credit institutions and investment firms
- Bank
- Marknad
- Bank och kredit
- Värdepappersinstitut
The scope of the regulations has been expanded to include very large securities companies. … banks, 3. members’ banks, 4. credit market companies, 5. credit market associations, and 6. securities
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Regulations amending Finansinspektionen’s regulations (FFFS 2014:13) regarding reporting internal capital adequacy assessments
- Bank
- Marknad
- Bank och kredit
- Värdepappersinstitut
The scope of the regulations has been expanded to include very large securities companies. … banks, 3. members’ banks, 4. credit market companies, 5. credit market associations, and 6. securities
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Regulations amending Finansinspektionen’s regulations (FFFS 2014:14) governing the reporting of interim and annual report data
- Bank
- Marknad
- Bank och kredit
- Värdepappersinstitut
The regulations have been amended so that they no longer include groups where a very large securities … A20 Issued securities Repurchased own issued securities should be deducted from this balance sheet
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Regulations amending Finansinspektionen’s regulations and general guidelines (FFFS 2014:12) regarding prudential requirements and capital buffers.
- Bank
- Marknad
- Bank och kredit
- Fond
- Värdepappersinstitut
The information that a securities company shall submit to Finansinspektionen pursuant to Articles 54
