Reporting requirements for Swedish management companies and alternative investment funds.
Alternative investment funds
UCITS funds
Reporting of holdings
Persons discharging managerial responsibilities, and closely associated persons, must report to Finansinspektionen changes in their holdings.
The MiFID II directive and the MiFIR regulation entered into force on 3 January 2018. The new rules apply to all firms providing investment services or…
FAQ TRS 2
Q&A about LEI codes
On 3 January 2018, when the MiFID II Directive and the MiFIR Regulation enter into force, a new transaction reporting system (TRS2) will open for reporting.…
TRS 2 system closed on Wednesday, 27 September.
The TRS 2 system's test environment will be closed for maintenance on Wednesday, 6 September.
It will be possible to submit TR files, but feedback will not be sent until after 12 pm on Monday 12 June.
There may be some minor disturbances in the TRS 2 system on March 18 and 19 in both the production environment and the test environment. The disturbances are…
TRS 2 system closed on Wednesday, 15 March.
The TRS 2 system will be closed for maintenance on 10 January 2024.
Short selling
Stock exchange information
All submitting entities that received incorrect validations with error codes CON-070 and CON-160 may now resend the incorrectly rejected transactions.
The TRS 2 system will be closed for maintenance on Wednesday, 23 November. It will be possible to submit TR files, but feedback will not be sent until after…
From around the 26:th of October it has occurred that Buyer and Seller LEI have been wrongly validated, which has resulted in improperly issued error codes…
It will be possible to submit TR files, but feedback will be sent first after the maintenance has been completed.
The TRS 2 system will be closed for maintenance on Wednesday, 5 October.
The FTP server for the TRS 2 system will not be available on 28 September 2022 due to a change in certificate.
It will be possible to submit TR files, but feedback will be sent first after the maintenance has been completed.
The FTP server for the TRS 2 system's test environment will not be available on 14 September 2022 due to a change in certificate.
Rapporteurs need to update the application for periodic reporting that they have installed locally. The new version is now available to download and install.
The TRS 2 system will be closed for maintenance on Tuesday, 31 May, due to the roll-out of the European Securities and Markets Authority’s (ESMA) updated…
The TRS 2 system has been experiencing operational disruptions following the technical maintenance performed on Wednesday. Some rapporteurs are having…
TRS 2 will be closed for maintenance the 4 May.
The objective of the new online tool is to facilitate and streamline the application process at FI. It should be easy to submit an application to…