Reporting requirements for Swedish management companies and alternative investment funds.
Alternative investment funds
UCITS funds
Reporting of holdings
About the EMIR College
Persons discharging managerial responsibilities within an issuer or an emission allowance market participant shall report transactions they have made in…
Major shareholders are obliged to submit major shareholding notifications concerning changes to their holdings in companies whose shares are admitted to…
An issuer on a regulated market (stock exchange – e.g. Nasdaq Stockholm and NGM Main Regulated) or a multilateral trading facility (MTF) (e.g. Spotlight Stock…
The purpose of the rules concerning home member state is to specify a competent authority for supervision under the regulations in the Transparency Directive.…
This section contains information concerning national laws, regulations and administrative rules adopted in Sweden in the field of prudential supervision.
This section contains information concerning how options and national discretions embedded in Directive (EU) 2019/2034 and Regulation (EU) 2019/2033 are…
This section contains information concerning the general criteria and methodologies used in the supervisory review and evaluation process by the Swedish…
This section contains statistical data on key aspects of the implementation of the prudential framework in Sweden. For an overview regarding statistical data…
Persons discharging managerial responsibilities, and closely associated persons, must report to Finansinspektionen changes in their holdings.
The MiFID II directive and the MiFIR regulation entered into force on 3 January 2018. The new rules apply to all firms providing investment services or…
If a fund company’s register of shareholders is kept by an organisation which is not a Swedish central securities depository, an authorisation from the…
This page contains information on the national laws, regulations and administrative provisions governing the marketing requirements referred to in Article…
The European Securities and Markets Authority (ESMA) regularly publishes supervision decisions regarding issuers’ financial reports that are made by…
A foreign AIF manager based in a country within the EEA is able to pursue its activities in Sweden.
FAQ TRS 2
Q&A about LEI codes
On 3 January 2018, when the MiFID II Directive and the MiFIR Regulation enter into force, a new transaction reporting system (TRS2) will open for reporting.…
TRS 2 system closed on Wednesday, 27 September.
The TRS 2 system's test environment will be closed for maintenance on Wednesday, 6 September.
It will be possible to submit TR files, but feedback will not be sent until after 12 pm on Monday 12 June.
Today, almost all households invest in funds, either directly through private savings or indirectly through our pensions. However, close to one third of fund…
Finansinspektionen grants Swedish Financial Benchmark Facility AB (SFBF) authorisation as an administrator of STIBOR under the EU regulation on benchmarks…
During 2022, the International Monetary Fund (IMF) carried out a special assessment of the financial sector in Sweden, a so-called FSAP (Financial Sector…
There may be some minor disturbances in the TRS 2 system on March 18 and 19 in both the production environment and the test environment. The disturbances are…
TRS 2 system closed on Wednesday, 15 March.