Din sökning på "2021" gav 30 träffar
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Swedbank receives an administrative fine
- Bank
- Publicerat
- Sanktioner
- Nyheter
- Säkerhetsskydd
Publicerad 2025-05-14 - On 3 December 2021, Swedbank notified Finansinspektionen that the bank conducts security-sensitive activities.
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Decision Swedbank (in Swedish)
7 oktober 2022. 4.
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Klarna receives a remark and an administrative fine
- Penningtvätt
- Publicerat
- Sanktioner
- Nyheter
- Betalningar
Publicerad 2024-12-11 - FI has investigated during the period 1 April 2021–31 March 2022 Klarna's compliance with the anti-money laundering regulations, including the requirements
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Swedish Pensions Agency receives a remark
- Försäkring
- Publicerat
- Sanktioner
- Nyheter
Publicerad 2025-03-13 - The investigation refers to the period 2021–2023 and shows that the Swedish Pensions Agency has been deficient in its risk control.
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Decision: Remark Pensionsmyndigheten
The investigation refers to the period 2021–2023.
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Nasdaq Stockholm receives a remark and an administrative fine
- Marknad
- Publicerat
- Sanktioner
Publicerad 2024-06-19 - Finansinspektionen has investigated whether Nasdaq Stockholm, in conjunction with four major company events in 2021 and 2022, met its obligations to maintain
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Decision: Remark and administrative fine
and 2022.
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Zimpler receives a remark and an administrative fine
- Penningtvätt
- Publicerat
- Sanktioner
- Nyheter
- Betalningar
Publicerad 2025-10-16 - The Swedish Financial Supervisory Authority (FI) issues Zimpler AB (Zimpler) a remark and an administrative fine of 3 million kronor for violations of…
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Sanktionsbeslut Zimpler AB (in Swedish)
–30 april 2024 (undersökningsperioden).
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Anoto Group receives a caution and an administrative fine
- Marknad
- Publicerat
- Sanktioner
- Nyheter
- Redovisning
Publicerad 2025-03-13 - Finansinspektionen has decided to issue Anoto Group a caution and an administrative fine of SEK 900,000 for violations of the rules governing the preparation…
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and administrative fine Finansinspektionen’s decision (to be announced 12 March 2025 at 8:00 a.m.) 1.
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Partner Fondkommission receives a remark and an administrative fine
- Marknad
- Publicerat
- Sanktioner
- Nyheter
Publicerad 2024-12-11 - Finansinspektionen is issuing Partner Fondkommissionen AB (Partner) a remark and an administrative fine of SEK 100,000.
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Partner Fondkommission receives a remark and an administrative fine
Remark and administrative fine Finansinspektionen’s decision (to be announced 11 December 2024 at 8:00 a.m.) Summary
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My Change Scandinavia receives an injunction to cease its operations
- Penningtvätt
- Publicerat
- Sanktioner
- Betalningar
Publicerad 2023-05-26 - Finansinspektionen is issuing an injunction to My Change Scandinavia AB (My Change) to cease its currency exchange operations. It shall have ceased its…
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Decision: Injunction to cease operations
2022.
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Moneygram receives injunction to take remedial action
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2022-09-13 - MoneyGram must also report in writing no later than 31 January 2021 that it has implemented the measures as ordered by FI and how this has resulted in
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Swedbank receives a remark and an administrative fine
- Bank
- Publicerat
- Sanktioner
Publicerad 2023-03-15 - Swedbank is being issued a remark and must pay an administrative fine of SEK 850 million.
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Decision: Remark and administrative fine – Swedbank AB
According to Swedbank’s description, the change was implemented without 2 Council Regulation (EU) 2022/328 of 25 February 2022 amending Regulation
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Nordnet Bank receives a remark and an administrative fine
- Bank
- Marknad
- Konsumentskydd
- Publicerat
- Sanktioner
Publicerad 2022-05-25 - The investigation was initiated by the short-selling transactions of Nordnet's customers in shares of Moment Group AB on 19 February 2021 that resulted
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Nordnet Bank receives a remark and an administrative fine
1 (1) Finansinspektionen Box 7821 SE-103 97 Stockholm Sweden Tel +46 8 408 980 00 finansinspektionen@fi.se www.fi.se Decision Date 2022-
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Trustly Group receives warning and administrative fine
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2022-02-22 - Trustly Group AB is receiving a warning and must pay an administrative fine of SEK 130 million. The company is also ordered to address certain deficiencies.
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/2021, 2021, p. 65.
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Danske Bank receives injunction to take remedial action
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2021-10-20 - Danske Bank has not sufficiently assessed the risk of how the bank’s products and services in Sweden may be used for money laundering and terrorist financing.…
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Decision: Injunction for Danske Bank to take remedial action
This step will be completed no later than March 2023.
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Nord Fondkommission AB’s authorisation is withdrawn
- Marknad
- Konsumentskydd
- Publicerat
- Sanktioner
Publicerad 2021-10-13 - Finansinspektionen (FI) is withdrawing all of Nord Fondkommission AB’s (Nord) authorisations due to severe deficiencies, in part in the company’s advisory…
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Decision: Withdrawal of authorisation for Nord Fondkommission AB
Withdrawal of authorisation Finansinspektionen’s decision (to be announced 13 October 2021 at 8:00 a.m.) 1.
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Maiden Life receives warning and administrative fine
- Försäkring
- Publicerat
- Sanktioner
Publicerad 2021-06-23 - Finansinspektionen is issuing Maiden Life Försäkrings AB a warning. The company must also pay an administrative fine of SEK 5.5 million.
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FI's decision on Maiden Life Försäkrings AB
The same information is in the presentation material the company used at Finansinspektionen’s onsite visit on 11 February 2020 and 12 February 2020.
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Nasdaq Clearing Aktiebolag receives a warning and an administrative fine
- Marknad
- Emir
- Publicerat
- Sanktioner
Publicerad 2021-01-27 - Nasdaq Clearing Aktiebolag is receiving a warning and must pay an administrative fine of SEK 300 million.
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FI:s decision: Warning and administrative fine - Nasdaq Clearing Aktiebolag
Clarification of Finansinspektionen's sanction decision against Nasdaq Clearing AB (2021-01-29)
The ruling by the Administrative Court (In Swedish) (2021-12-22)
The ruling by the Administrative Court of Appeal (In Swedish) (2022-11-30)
The decision of the Supreme Administrative Court (In Swedish) (2023-10-27)
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AK Nordic AB receives a remark and an administrative fine
- Bank
- Publicerat
- Sanktioner
Publicerad 2020-10-14 - Finansinspektionen is issuing AK Nordic AB a remark. AK Nordic AB shall also pay an administrative fine of SEK 20,000,000.
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Finansinspektionen’s decision (to be announced 14 October 2020 at 8:00 a.m.)
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SEB receives remark and administrative fine of SEK 1 billion
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2020-06-25 - SEB receives a remark and must pay an administrative fine of SEK 1 billion for deficiencies in its work to prevent money laundering risks.
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Decision: remark and administrative fine
Finansinspektionen Box 7821 SE-103 97 Stockholm [Brunnsgatan 3] Tel +46 8 408 980 00 Fax +46 8 24 13 35 finansinspektionen@fi.se www.fi.se 2020
SEB AB submitted its statement on 24 February 2020.
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Withdrawn authorisation for Exceed Capital Sverige AB
- Försäkring
- Marknad
- Publicerat
- Sanktioner
Publicerad 2020-06-02 - Finansinspektionen withdraws all Exceed Capital Sverige AB’s (Exceed) authorisations to conduct securities business and its authorisation for ancillary…
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Decision: Withdrawal of authorisation - Exceed Capital Sverige AB (Summary)
Withdrawal of authorisation Finansinspektionen’s decision (to be announced 2 June 2020 at 12:00 p.m.) 1.
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JM receives a caution and an order to follow financial reporting rules
- Marknad
- Publicerat
- Sanktioner
- Redovisning
Publicerad 2020-05-20 - JM has been in violation of the international financial reporting standard IFRS 10 in its consolidated financial statements for 2017 by not including –…
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Decision: Caution and order of correction
JM submitted a statement to Finansinspektionen on 25 February 2020 and supplements to this statement in the form of expert opinions on 2 March 2020.
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Swedbank receives a warning and an administrative fine of SEK 4 billion
- Bank
- Penningtvätt
- Publicerat
- Sanktioner
Publicerad 2020-03-19 - Swedbank AB receives a warning and must pay an administrative fine of SEK 4 billion for serious deficiencies in its work to combat money laundering.
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Per cent 0 2 4 6 8 10 12 14 2007 2009 2011 2013 2015 2017 SwB Estonia SwB Latvia SwB Lithuania 0 5 10 15 20 25 2007 2009 2011 2013
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Nasdaq Clearing Aktiebolag receives a remark and an administrative fine
- Publicerat
- Sanktioner
Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Clearing Aktiebolag a remark. Nasdaq Clearing Aktiebolag shall also pay an administrative fine of SEK 25,000,000.
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Remark and administrative fine - Nasdaq Clearing Aktiebolag
FI Ref. 15-9258 Appendix 2 Applicable provisions Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on
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Nasdaq Stockholm Aktiebolag receives a remark and an administrative fine
- Publicerat
- Sanktioner
Publicerad 2016-12-13 - Finansinspektionen is issuing Nasdaq Stockholm Aktiebolag (556420-8394) a remark. Nasdaq Stockholm Aktiebolag shall also pay an administrative fine of SEK…
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Remark and administrative fine - Nasdaq Stockholm Aktiebolag
of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, central counterparties and trade repositories.
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Resurs Bank receives a remark and an administrative fine
- Bank
- Publicerat
- Sanktioner
Publicerad 2016-09-13 - Finansinspektionen is issuing Resurs Bank AB a remark. The bank must also pay an administrative fine of SEK 35 million.
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Finansinspektionen’s decision on Resurs Bank
The investigation covers the years 2012–2015.
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Trig Social Media breached accounting rules
- Marknad
- Publicerat
- Sanktioner
- Redovisning
Publicerad 2016-01-19 - Trig Social Media AB has, in an interim report, on a number of points neglected the provisions regarding periodic financial information. Finansinspektionen…
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FI:s decision regarding Trig Social media
As permitted Appendix 2 by IAS 1 (as amended in 2011), an interim report may present for each period a statement or statements of
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Nordea receives a warning and is ordered to pay the maximum administrative fine
- Bank
- Publicerat
- Sanktioner
Publicerad 2015-05-19 - There have been major deficiencies in Nordea's work to prevent money laundering. This means there is a high probability that if people have tried to launder…
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FI's decision regarding Nordea
The Finnish supervisory authority conducted an investigation in 2011 and 2012 that showed, according to the Bank, that the Bank had not fully complied
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Handelsbanken receives a remark and is ordered to pay an administrative fine
- Bank
- Publicerat
- Sanktioner
Publicerad 2015-05-19 - Handelsbanken has not complied with the money laundering rules. The bank has not conducted risk assessments for all of its customers or obtained sufficient…
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FI's decision regarding Handelsbanken
The compliance and internal audit functions reported to the Board of Director's Audit Committee in 2011 and 2012 about a limited number of deficiencies
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Skandiabanken: adverse remark issued and administrative fine of SEK 10 million imposed
- Bank
- Publicerat
- Sanktioner
Publicerad 2014-06-26 - There have been inadequacies in the investment advice that Skandiabanken Aktiebolag has provided through tied agents. The bank has not complied with the rules…
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FI:s decision about Skandiabanken
These tied agents had approximately 13,600 clients as of 31 December 2012.
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Reinhold Europe shall pay penalty fee for the failure to publish financial information
- Marknad
- Publicerat
- Sanktioner
Publicerad 2014-05-13 - By a decision made on May 12th 2014, Finansinspektionen has decided that Reinhold Europe AB (formerly Reinhold Polska AB) shall pay a penalty fee of SEK 1 500…
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FI:s decision about penalty fee for Reinhold Europa (in Swedish)
The Administrative Court rejection (in Swedish)
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NGM's licence reinstated
- Marknad
- Publicerat
- Sanktioner
Publicerad 2008-12-02 - The Stockholm County Administrative Court has decided that NGM's licence to operate a regulated market and trading facility shall not be revoked. NGM shall…
